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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 12-Jan-24 4:46 PM View:  | Kayne Anderson MLP Investme... (KYN) | 10-Jan-24 | Purchase | 25,000,000 | $12,500,000.00 | $312,500,008,517,632.00 | (100%) (-25.0M) to 0 | |
| 15-Nov-23 4:30 PM View: | Kayne Anderson MLP Investme... (KYN) | 13-Nov-23 | Acquisition (other) | 22,796,500 | -- | -- | (191%) (-11.94M) to 10.86M | |
| 15-Nov-23 4:29 PM View: | Kayne Anderson Nextgen Ener... (KMF) | 13-Nov-23 | Disposition (other) | 22,796,500 | -- | -- | (100%) 22.8M to 0 | |
| 31-Oct-23 4:32 PM View: | Kayne Anderson MLP Investme... (KYN) | 29-Oct-23 | Disposition (other) | 2,200,000 | -- | -- | (100%) 2.2M to 0 | |
| 20-Sep-23 4:18 PM View: | Neuberger Berman High Yield... (NHS) | 18-Sep-23 | Disposition (other) | 52,080,000 | -- | -- | (100%) 52.08M to 0 | |
| 19-Sep-23 4:25 PM View: | Franklin Universal Trust (FT) | 15-Sep-23 | Disposition (other) | 65,000,000 | -- | -- | (100%) 65.0M to 0 | |
| 10-Aug-23 6:16 PM View: | Kayne Anderson Nextgen Ener... (KMF) | 08-Aug-23 | Disposition (other) | 2,592,130 | -- | -- | (100%) 2.59M to 0 | |
| 25-Jul-23 6:15 PM View: | DNP Select Income Fund Inc. (DNP) | 22-Jul-23 | Disposition (other) | 32,000,000 | -- | -- | (100%) 32.0M to 0 | |
| 18-Jul-23 4:30 PM View: | Duff & Phelps Utility & Inf... (DPG) | 14-Jul-23 | Disposition (other) | 200,000 | -- | -- | (49%) 410.0K to 210.0K | |
| 13-Jul-23 7:20 PM View: | DNP Select Income Fund Inc. (DNP) | 03-May-23 | Disposition (other) | 370 | -- | -- | (100%) 0.37K to 0 | |
| 08-Sep-22 5:49 PM View: | Calamos Strategic Total Ret... (CSQ) | 06-Sep-22 | Disposition (other) | 652,000 | -- | -- | (100%) 652.0K to 0 | |
| 04-Aug-22 6:16 PM View: | Kayne Anderson MLP Investme... (KYN) | 02-Aug-22 | Purchase | 6,120,000 | $2,287,580.00 | $13,999,999,549,440.00 | (102%) (-6.0M) to 120.0K | |
| 07-Jun-22 4:19 PM View: | Neuberger Berman High Yield... (NHS) | 03-Jun-22 | Purchase | 26,500,000 | $26,500,000.00 | $702,249,969,909,760.00 | (100%) (-26.5M) to 0 | |
| 26-May-22 6:42 PM View: | Calamos Convertible & High ... (CHY) | 24-May-22 | Purchase | 740,000 | $25.00 | $18,500,000.00 | 100% 0 to 740.0K | |
| 26-May-22 6:40 PM View: | Calamos Convertible Opportu... (CHI) | 24-May-22 | Purchase | 680,000 | $25.00 | $17,000,000.00 | 100% 0 to 680.0K | |
| 26-May-22 6:43 PM View: | Calamos Strategic Total Ret... (CSQ) | 24-May-22 | Purchase | 320,000 | $25.00 | $8,000,000.00 | 100% 0 to 320.0K | |
| 26-May-22 6:41 PM View: | Calamos Dynamic Convertible... (CCD) | 24-May-22 | Purchase | 440,000 | $25.00 | $11,000,000.00 | 100% 0 to 440.0K | |
| 26-May-22 6:42 PM View: | Calamos Strategic Total Ret... (CSQ) | 24-Aug-21 | Purchase | 600,000 | $25.00 | $15,000,000.00 | 100% 0 to 600.0K | |
| 10-Jun-22 4:45 PM View: | Neuberger Berman High Yield... (NHS) | 14-Dec-20 | Disposition (other) | 12,020,000 | $4,409,540.00 | $53,002,698,227,712.00 | (55%) 21.95M to 9.93M | |
| 10-Jun-22 4:30 PM View: | Neuberger Berman High Yield... (NHS) | 04-Aug-20 | Disposition (other) | 60,001,400 | $21,080,900.00 | $1,264,879,948,267,520.00 | (80%) 74.89M to 14.88M | |
| 10-Jun-22 4:30 PM View: | Neuberger Berman High Yield... (NHS) | 04-Aug-20 | Market Purchase | 7,600,000 | $12.50 | $95,000,000.00 | 11% 67.29M to 74.89M | (5%) |