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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 15-Jul-19 3:22 PM View:  | UQM Technologies Inc. (UQM) | 12-Jul-19 | Payment of Exercise | 1,477 | $0.68 | $1,004.36 | (1%) 100.13K to 98.65K | |
| 23-Apr-19 5:06 PM View: | UQM Technologies Inc. (UQM) | 20-Apr-19 | Payment of Exercise | 2,568 | $1.25 | $3,210.00 | (3%) 102.7K to 100.13K | |
| 16-Jul-18 7:51 PM View: | UQM Technologies Inc. (UQM) | 12-Jul-18 | Payment of Exercise | 1,338 | $0.97 | $1,297.86 | (1%) 104.04K to 102.7K | 8% |
| 27-Apr-18 2:37 PM View: | UQM Technologies Inc. (UQM) | 20-Apr-18 | Grant | 21,896 | $1.25 | $27,370.00 | 28% 77.52K to 99.42K | (28%) |
| 21-Aug-17 12:56 PM View: | UQM Technologies Inc. (UQM) | 19-Aug-17 | Payment of Exercise | 1,426 | $0.81 | $1,155.06 | (2%) 78.95K to 77.52K | (10%) |
| 18-Jul-17 6:45 PM View: | UQM Technologies Inc. (UQM) | 12-Jul-17 | Grant | -- | -- | -- | 0% 78.95K | |
| 13-Jul-17 5:02 PM View: | UQM Technologies Inc. (UQM) | 12-Jul-17 | Payment of Exercise | 1,477 | $0.87 | $1,284.99 | (2%) 80.42K to 78.95K | (3%) |
| 18-Apr-17 2:19 PM View: | UQM Technologies Inc. (UQM) | 02-Nov-16 | Payment of Exercise | -- | -- | -- | 0% 80.42K | |
| 23-Aug-16 5:06 PM View: | UQM Technologies Inc. (UQM) | 19-Aug-16 | Payment of Exercise | 1,387 | $0.55 | $762.85 | (2%) 81.81K to 80.42K | (62%) |
| 18-Jul-16 3:51 PM View: | UQM Technologies Inc. (UQM) | 12-Jul-16 | Grant | 13,857 | -- | -- | 20% 67.95K to 81.81K | |
| 11-Jul-16 6:25 PM View: | UQM Technologies Inc. (UQM) | 09-Jul-16 | Payment of Exercise | 4,436 | $0.62 | $2,750.32 | (6%) 72.39K to 67.95K | (43%) |
| 21-Aug-15 6:17 PM View: | UQM Technologies Inc. (UQM) | 19-Aug-15 | Payment of Exercise | 1,386 | $0.61 | $845.46 | (2%) 73.78K to 72.39K | (46%) |
| 13-Jul-15 4:00 PM View: | UQM Technologies Inc. (UQM) | 10-Jul-15 | Payment of Exercise | 3,457 | $0.88 | $3,042.16 | (4%) 77.23K to 73.78K | (< 1%) |
| 13-Jul-15 4:00 PM View: | UQM Technologies Inc. (UQM) | 09-Jul-15 | Payment of Exercise | 4,436 | $0.85 | $3,770.60 | (5%) 81.67K to 77.23K | (5%) |
| 20-Aug-14 6:28 PM View: | UQM Technologies Inc. (UQM) | 19-Aug-14 | Grant | 13,380 | -- | -- | 20% 68.29K to 81.67K | |
| 14-Jul-14 4:30 PM View: | UQM Technologies Inc. (UQM) | 14-Jul-14 | Payment of Exercise | 3,457 | $2.06 | $7,121.42 | (5%) 71.75K to 68.29K | 57% |
| 11-Jul-14 3:47 PM View: | UQM Technologies Inc. (UQM) | 09-Jul-14 | Payment of Exercise | 4,435 | $2.03 | $9,003.05 | (6%) 76.18K to 71.75K | 56% |
| 06-Aug-13 6:03 PM View: | UQM Technologies Inc. (UQM) | 01-Aug-13 | Grant | 24,360 | $1.25 | $30,450.00 | 47% 51.82K to 76.18K | (29%) |
| 11-Jul-13 6:53 PM View: | UQM Technologies Inc. (UQM) | 09-Jul-13 | Grant | 18,455 | $1.10 | $20,300.50 | 55% 33.37K to 51.82K | (19%) |
| 13-Jul-12 6:29 PM View: | UQM Technologies Inc. (UQM) | 12-Jul-12 | Grant | 33,367 | $0.89 | $29,696.60 | 100% 0 to 33.37K | (4%) |