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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 17-Apr-24 4:35 PM View:  | Urban-Gro, Inc. (UGRO) | 15-Apr-24 | Sale | 1,000 | $1.70 | $1,700.00 | (< 1%) 1.45M to 1.44M | |
| 01-Mar-24 4:10 PM View: | Real Good Food Company, Inc. (RGF) | 01-Mar-24 | Sale | 415,000 | $1.10 | $456,500.00 | (9%) 4.71M to 4.3M | |
| 01-Mar-24 4:10 PM View: | Real Good Food Company, Inc. (RGF) | 29-Feb-24 | Sale | 109,368 | $1.19 | $130,666.00 | (2%) 4.82M to 4.71M | |
| 01-Mar-24 4:10 PM View: | Real Good Food Company, Inc. (RGF) | 28-Feb-24 | Sale | 19,400 | $1.22 | $23,669.00 | (< 1%) 4.84M to 4.82M | |
| 02-Oct-23 4:35 PM View: | American Technology Corp. (GNSS) | 28-Sep-23 | Private Purchase | 1,400,000 | $2.00 | $2,800,000.00 | 32% 4.35M to 5.75M | |
| 28-Aug-23 4:21 PM View: | Societal Cdmo, Inc. (SCTL) | 24-Aug-23 | Private Purchase | 140,000 | $0.40 | $56,000.00 | 1% 10.13M to 10.27M | |
| 28-Jun-23 4:19 PM View: | Real Good Food Company, Inc. (RGF) | 27-Jun-23 | Sale | 45,229 | $3.51 | $158,908.00 | (3%) 1.49M to 1.45M | |
| 28-Jun-23 4:19 PM View: | Real Good Food Company, Inc. (RGF) | 26-Jun-23 | Sale | 2,557 | $3.54 | $9,051.78 | (< 1%) 1.5M to 1.49M | |
| 14-Jun-23 5:05 PM View: | EMCORE Corp. (EMKR) | 14-Jun-23 | Sale | 41,438 | $0.71 | $29,309.10 | (< 1%) 11.94M to 11.9M | |
| 14-Jun-23 5:05 PM View: | EMCORE Corp. (EMKR) | 13-Jun-23 | Sale | 60,000 | $0.72 | $43,428.00 | (< 1%) 12.0M to 11.94M | |
| 14-Jun-23 5:05 PM View: | EMCORE Corp. (EMKR) | 12-Jun-23 | Sale | 50,000 | $0.73 | $36,490.00 | (< 1%) 12.05M to 12.0M | |
| 08-Jun-23 4:33 PM View: | Real Good Food Company, Inc. (RGF) | 08-Jun-23 | Sale | 567 | $3.54 | $2,007.63 | (< 1%) 750.5K to 749.93K | |
| 08-Jun-23 4:33 PM View: | Real Good Food Company, Inc. (RGF) | 07-Jun-23 | Sale | 12,306 | $3.57 | $43,900.40 | (2%) 762.8K to 750.5K | |
| 08-Jun-23 4:33 PM View: | Real Good Food Company, Inc. (RGF) | 06-Jun-23 | Sale | 9,000 | $3.54 | $31,860.00 | (1%) 771.8K to 762.8K | |
| 31-May-23 4:48 PM View: | EMCORE Corp. (EMKR) | 26-May-23 | Sale | 117,098 | $0.76 | $89,568.30 | (2%) 6.2M to 6.08M | |
| 25-May-23 4:52 PM View: | EMCORE Corp. (EMKR) | 25-May-23 | Sale | 100,000 | $0.82 | $81,520.00 | (< 1%) 12.6M to 12.5M | |
| 24-May-23 5:07 PM View: | Real Good Food Company, Inc. (RGF) | 24-May-23 | Sale | 7,954 | $3.53 | $28,096.70 | (< 1%) 1.56M to 1.55M | |
| 25-May-23 4:52 PM View: | EMCORE Corp. (EMKR) | 24-May-23 | Sale | 100,000 | $0.86 | $86,010.00 | (< 1%) 12.7M to 12.6M | |
| 24-May-23 5:07 PM View: | Real Good Food Company, Inc. (RGF) | 23-May-23 | Sale | 12,500 | $3.65 | $45,661.50 | (< 1%) 1.57M to 1.56M | |
| 25-May-23 4:52 PM View: | EMCORE Corp. (EMKR) | 23-May-23 | Sale | 140,489 | $0.88 | $123,149.00 | (1%) 12.84M to 12.7M | |
| 24-May-23 5:07 PM View: | Real Good Food Company, Inc. (RGF) | 22-May-23 | Sale | 2,004 | $3.93 | $7,873.11 | (< 1%) 1.57M to 1.57M | |
| 27-Apr-23 5:03 PM View: | Societal Cdmo, Inc. (SCTL) | 27-Apr-23 | Sale | 370,000 | $0.70 | $259,037.00 | (4%) 8.85M to 8.48M | |
| 04-Apr-23 4:21 PM View: | G Medical Innovations Holdi... (GMVD) | 03-Apr-23 | Sale | 300,000 | $0.73 | $218,280.00 | (15%) 2.0M to 1.7M | |
| 04-Apr-23 4:21 PM View: | G Medical Innovations Holdi... (GMVD) | 31-Mar-23 | Sale | 437,500 | $1.02 | $446,644.00 | (18%) 2.44M to 2.0M | |
| 03-Apr-23 4:11 PM View: | Real Good Food Company, Inc. (RGF) | 31-Mar-23 | Sale | 6,894 | $4.50 | $31,025.80 | (< 1%) 1.6M to 1.6M | |
| 03-Apr-23 4:11 PM View: | Real Good Food Company, Inc. (RGF) | 30-Mar-23 | Sale | 100 | $4.50 | $450.00 | (< 1%) 1.6M to 1.6M | |
| 29-Mar-23 4:40 PM View: | Real Good Food Company, Inc. (RGF) | 27-Mar-23 | Sale | 5,677 | $4.75 | $26,968.60 | (< 1%) 806.93K to 801.26K | |
| 22-Mar-23 4:48 PM View: | Real Good Food Company, Inc. (RGF) | 22-Mar-23 | Sale | 2,481 | $4.93 | $12,231.40 | (< 1%) 1.62M to 1.62M | |
| 22-Mar-23 4:48 PM View: | Real Good Food Company, Inc. (RGF) | 21-Mar-23 | Sale | 800 | $5.00 | $4,002.00 | (< 1%) 1.62M to 1.62M | |
| 22-Mar-23 4:48 PM View: | Real Good Food Company, Inc. (RGF) | 20-Mar-23 | Sale | 16,737 | $4.91 | $82,113.40 | (1%) 1.64M to 1.62M | |
| 17-Mar-23 4:30 PM View: | Casual Male Retail Group, I... (DXLG) | 16-Mar-23 | Private Sale | 26,677 | $6.19 | $165,235.00 | (< 1%) 9.43M to 9.4M | |
| 27-Feb-23 4:28 PM View: | Real Good Food Company, Inc. (RGF) | 23-Feb-23 | Sale | 25,000 | $4.01 | $100,132.00 | (3%) 851.95K to 826.95K | |
| 22-Feb-23 4:31 PM View: | Real Good Food Company, Inc. (RGF) | 17-Feb-23 | Sale | 8,316 | $4.88 | $40,614.50 | (< 1%) 860.27K to 851.95K | |
| 06-Feb-23 4:14 PM View: | Casual Male Retail Group, I... (DXLG) | 02-Feb-23 | Private Sale | 2,500 | $7.54 | $18,846.00 | (< 1%) 9.43M to 9.43M | |
| 30-Jan-23 4:51 PM View: | Casual Male Retail Group, I... (DXLG) | 26-Jan-23 | Private Sale | 36,356 | $7.46 | $271,368.00 | (< 1%) 9.46M to 9.43M | |
| 13-Jan-23 4:33 PM View: | Casual Male Retail Group, I... (DXLG) | 12-Jan-23 | Sale | 87,572 | $7.00 | $613,389.00 | (< 1%) 19.1M to 19.02M | |
| 13-Jan-23 4:33 PM View: | Casual Male Retail Group, I... (DXLG) | 11-Jan-23 | Private Sale | 34,228 | $7.05 | $241,195.00 | (< 1%) 19.14M to 19.1M | |
| 28-Nov-22 4:46 PM View: | Casual Male Retail Group, I... (DXLG) | 28-Nov-22 | Sale | 8,804 | $7.21 | $63,487.40 | (< 1%) 19.19M to 19.18M | |
| 28-Nov-22 4:46 PM View: | Casual Male Retail Group, I... (DXLG) | 25-Nov-22 | Sale | 75,000 | $7.16 | $537,262.00 | (< 1%) 19.27M to 19.19M | |
| 28-Nov-22 4:46 PM View: | Casual Male Retail Group, I... (DXLG) | 23-Nov-22 | Private Sale | 50,000 | $7.13 | $356,630.00 | (< 1%) 19.32M to 19.27M | |
| 18-Nov-22 4:47 PM View: | Casual Male Retail Group, I... (DXLG) | 16-Nov-22 | Private Sale | 150,000 | $6.68 | $1,001,740.00 | (2%) 9.87M to 9.72M | |
| 25-Aug-22 4:32 PM View: | Casual Male Retail Group, I... (DXLG) | 24-Aug-22 | Sale | 100,000 | $4.22 | $422,470.00 | (< 1%) 19.94M to 19.84M | |
| 25-Aug-22 4:32 PM View: | Casual Male Retail Group, I... (DXLG) | 23-Aug-22 | Sale | 73,031 | $4.37 | $318,985.00 | (< 1%) 20.01M to 19.94M | |
| 22-Aug-22 4:48 PM View: | Casual Male Retail Group, I... (DXLG) | 22-Aug-22 | Sale | 80,000 | $4.32 | $345,440.00 | (< 1%) 20.25M to 20.17M | |
| 22-Aug-22 4:48 PM View: | Casual Male Retail Group, I... (DXLG) | 19-Aug-22 | Sale | 26,969 | $4.40 | $118,718.00 | (< 1%) 20.27M to 20.25M | |
| 22-Aug-22 4:48 PM View: | Casual Male Retail Group, I... (DXLG) | 18-Aug-22 | Sale | 108,243 | $4.32 | $467,740.00 | (< 1%) 20.38M to 20.27M | |
| 17-Aug-22 4:32 PM View: | Casual Male Retail Group, I... (DXLG) | 17-Aug-22 | Sale | 45,000 | $4.36 | $196,218.00 | (< 1%) 20.61M to 20.56M | |
| 17-Aug-22 4:32 PM View: | Casual Male Retail Group, I... (DXLG) | 16-Aug-22 | Sale | 20,000 | $4.53 | $90,544.00 | (< 1%) 20.63M to 20.61M | |
| 17-Aug-22 4:32 PM View: | Casual Male Retail Group, I... (DXLG) | 15-Aug-22 | Sale | 19,502 | $4.41 | $86,029.20 | (< 1%) 20.65M to 20.63M | |
| 12-Aug-22 5:02 PM View: | Casual Male Retail Group, I... (DXLG) | 12-Aug-22 | Sale | 150,000 | $4.15 | $622,530.00 | (< 1%) 20.99M to 20.84M |