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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 08-Mar-23 6:28 PM View:  | PNM Resources Inc. (PNM) | 07-Mar-23 | Payment of Exercise | 743 | $48.80 | $36,258.40 | (2%) 43.4K to 42.66K | |
| 08-Mar-23 6:28 PM View: | PNM Resources Inc. (PNM) | 07-Mar-23 | Option Exercise | 1,641 | -- | -- | 4% 41.76K to 43.4K | |
| 01-Mar-23 6:54 PM View: | PNM Resources Inc. (PNM) | 28-Feb-23 | Payment of Exercise | 2,364 | $49.00 | $115,836.00 | (5%) 44.12K to 41.76K | |
| 01-Mar-23 6:54 PM View: | PNM Resources Inc. (PNM) | 28-Feb-23 | Option Exercise | 5,016 | -- | -- | 13% 39.11K to 44.12K | |
| 09-Mar-22 3:51 PM View: | PNM Resources Inc. (PNM) | 07-Mar-22 | Payment of Exercise | 463 | $46.11 | $21,348.90 | (1%) 39.57K to 39.11K | |
| 09-Mar-22 3:51 PM View: | PNM Resources Inc. (PNM) | 07-Mar-22 | Option Exercise | 1,527 | -- | -- | 4% 38.04K to 39.57K | |
| 03-Mar-22 7:31 PM View: | PNM Resources Inc. (PNM) | 01-Mar-22 | Payment of Exercise | 1,575 | $44.64 | $70,308.00 | (4%) 39.62K to 38.04K | |
| 03-Mar-22 7:31 PM View: | PNM Resources Inc. (PNM) | 01-Mar-22 | Option Exercise | 4,924 | -- | -- | 14% 34.7K to 39.62K | |
| 09-Mar-21 6:48 PM View: | PNM Resources Inc. (PNM) | 05-Mar-21 | Payment of Exercise | 2,832 | $47.42 | $134,293.00 | (8%) 37.53K to 34.7K | |
| 09-Mar-21 6:48 PM View: | PNM Resources Inc. (PNM) | 05-Mar-21 | Option Exercise | 9,102 | -- | -- | 32% 28.43K to 37.53K | |
| 10-Mar-20 4:35 PM View: | PNM Resources Inc. (PNM) | 06-Mar-20 | Payment of Exercise | 701 | $51.83 | $36,332.80 | (2%) 29.13K to 28.43K | 8% |
| 10-Mar-20 4:35 PM View: | PNM Resources Inc. (PNM) | 06-Mar-20 | Option Exercise | 1,582 | -- | -- | 6% 27.54K to 29.13K | |
| 05-Mar-20 5:32 PM View: | PNM Resources Inc. (PNM) | 03-Mar-20 | Grant | 7,911 | -- | -- | 34% 23.19K to 31.1K | |
| 05-Mar-20 5:32 PM View: | PNM Resources Inc. (PNM) | 03-Mar-20 | Payment of Exercise | 3,559 | $49.08 | $174,676.00 | (11%) 31.1K to 27.54K | 3% |
| 08-Mar-19 5:54 PM View: | PNM Resources Inc. (PNM) | 07-Mar-19 | Payment of Exercise | 547 | $44.94 | $24,582.20 | (2%) 23.74K to 23.19K | (5%) |
| 08-Mar-19 5:54 PM View: | PNM Resources Inc. (PNM) | 07-Mar-19 | Option Exercise | 1,693 | -- | -- | 8% 22.05K to 23.74K | |
| 08-Mar-19 5:54 PM View: | PNM Resources Inc. (PNM) | 05-Mar-19 | Market Option Sale | 589 | $44.66 | $26,304.70 | (2%) 27.05K to 26.46K | (6%) |
| 08-Mar-19 5:54 PM View: | PNM Resources Inc. (PNM) | 05-Mar-19 | Market Sale | 4,411 | $44.66 | $196,995.00 | (17%) 26.46K to 22.05K | (6%) |
| 06-Mar-19 3:17 PM View: | PNM Resources Inc. (PNM) | 04-Mar-19 | Grant | 2,940 | -- | -- | 12% 25.05K to 28.0K | |
| 06-Mar-19 3:17 PM View: | PNM Resources Inc. (PNM) | 04-Mar-19 | Payment of Exercise | 949 | $44.76 | $42,477.20 | (3%) 28.0K to 27.05K | (5%) |
| 09-Mar-18 12:31 PM View: | PNM Resources Inc. (PNM) | 07-Mar-18 | Payment of Exercise | 498 | $35.10 | $17,479.80 | (2%) 25.55K to 25.05K | (33%) |
| 09-Mar-18 12:31 PM View: | PNM Resources Inc. (PNM) | 07-Mar-18 | Option Exercise | 1,122 | -- | -- | 5% 24.43K to 25.55K | |
| 06-Mar-18 4:50 PM View: | PNM Resources Inc. (PNM) | 05-Mar-18 | Market Option Sale | 679 | $35.95 | $24,410.10 | (2%) 27.59K to 26.91K | (29%) |
| 06-Mar-18 4:50 PM View: | PNM Resources Inc. (PNM) | 05-Mar-18 | Market Sale | 2,483 | $35.95 | $89,263.90 | (9%) 26.91K to 24.43K | (29%) |
| 06-Mar-18 4:50 PM View: | PNM Resources Inc. (PNM) | 04-Mar-18 | Payment of Exercise | 301 | $35.85 | $10,790.80 | (1%) 27.89K to 27.59K | (30%) |
| 06-Mar-18 4:50 PM View: | PNM Resources Inc. (PNM) | 04-Mar-18 | Option Exercise | 679 | -- | -- | 2% 27.21K to 27.89K | |
| 06-Mar-18 4:50 PM View: | PNM Resources Inc. (PNM) | 02-Mar-18 | Grant | 5,673 | -- | -- | 24% 24.05K to 29.73K | |
| 06-Mar-18 4:50 PM View: | PNM Resources Inc. (PNM) | 02-Mar-18 | Payment of Exercise | 2,511 | $35.85 | $90,019.30 | (8%) 29.73K to 27.21K | (30%) |
| 14-Aug-17 5:10 PM View: | PNM Resources Inc. (PNM) | 11-Aug-17 | Market Sale | 5,000 | $40.97 | $204,850.00 | (17%) 29.05K to 24.05K | (12%) |
| 08-Mar-17 1:31 PM View: | PNM Resources Inc. (PNM) | 07-Mar-17 | Payment of Exercise | 277 | $36.40 | $10,082.80 | (< 1%) 29.33K to 29.05K | (26%) |
| 08-Mar-17 1:31 PM View: | PNM Resources Inc. (PNM) | 07-Mar-17 | Option Exercise | 590 | -- | -- | 2% 28.74K to 29.33K | |
| 07-Mar-17 1:54 PM View: | PNM Resources Inc. (PNM) | 05-Mar-17 | Payment of Exercise | 376 | $36.30 | $13,648.80 | (1%) 29.12K to 28.74K | (27%) |
| 07-Mar-17 1:54 PM View: | PNM Resources Inc. (PNM) | 05-Mar-17 | Option Exercise | 801 | -- | -- | 3% 28.32K to 29.12K | |
| 07-Mar-17 1:54 PM View: | PNM Resources Inc. (PNM) | 04-Mar-17 | Payment of Exercise | 319 | $36.30 | $11,579.70 | (1%) 28.63K to 28.32K | (27%) |
| 07-Mar-17 1:54 PM View: | PNM Resources Inc. (PNM) | 04-Mar-17 | Option Exercise | 679 | -- | -- | 2% 27.95K to 28.63K | |
| 07-Mar-17 1:54 PM View: | PNM Resources Inc. (PNM) | 03-Mar-17 | Grant | 2,970 | -- | -- | 11% 26.38K to 29.35K | |
| 07-Mar-17 1:54 PM View: | PNM Resources Inc. (PNM) | 03-Mar-17 | Payment of Exercise | 1,392 | $36.30 | $50,529.60 | (5%) 29.35K to 27.95K | (27%) |
| 17-Mar-16 11:47 AM View: | PNM Resources Inc. (PNM) | 16-Mar-16 | Market Sale | 113 | $33.05 | $3,734.65 | (< 1%) 26.49K to 26.38K | (43%) |
| 08-Mar-16 1:58 PM View: | PNM Resources Inc. (PNM) | 07-Mar-16 | Market Option Sale | 2,367 | $33.09 | $78,324.00 | (8%) 30.2K to 27.84K | (43%) |
| 08-Mar-16 1:58 PM View: | PNM Resources Inc. (PNM) | 07-Mar-16 | Market Sale | 1,345 | $33.09 | $44,506.10 | (5%) 27.84K to 26.49K | (43%) |
| 08-Mar-16 1:58 PM View: | PNM Resources Inc. (PNM) | 06-Mar-16 | Payment of Exercise | 286 | $32.89 | $9,406.54 | (< 1%) 30.49K to 30.2K | (44%) |
| 08-Mar-16 1:58 PM View: | PNM Resources Inc. (PNM) | 06-Mar-16 | Option Exercise | 886 | -- | -- | 3% 29.6K to 30.49K | |
| 08-Mar-16 1:58 PM View: | PNM Resources Inc. (PNM) | 05-Mar-16 | Payment of Exercise | 259 | $32.89 | $8,518.51 | (< 1%) 29.86K to 29.6K | (44%) |
| 08-Mar-16 1:58 PM View: | PNM Resources Inc. (PNM) | 05-Mar-16 | Option Exercise | 802 | -- | -- | 3% 29.06K to 29.86K | |
| 08-Mar-16 1:58 PM View: | PNM Resources Inc. (PNM) | 04-Mar-16 | Payment of Exercise | 219 | $32.89 | $7,202.91 | (< 1%) 29.28K to 29.06K | (44%) |
| 08-Mar-16 1:58 PM View: | PNM Resources Inc. (PNM) | 04-Mar-16 | Option Exercise | 679 | -- | -- | 2% 28.6K to 29.28K | |
| 04-Mar-16 12:24 PM View: | PNM Resources Inc. (PNM) | 02-Mar-16 | Grant | 4,801 | -- | -- | 19% 25.35K to 30.15K | |
| 04-Mar-16 12:24 PM View: | PNM Resources Inc. (PNM) | 02-Mar-16 | Payment of Exercise | 1,549 | $32.07 | $49,676.40 | (5%) 30.15K to 28.6K | (47%) |
| 05-Nov-15 5:50 PM View: | PNM Resources Inc. (PNM) | 05-Nov-15 | Market Sale | 2,900 | $28.29 | $82,041.00 | (10%) 28.25K to 25.35K | (68%) |
| 06-Mar-15 5:43 PM View: | PNM Resources Inc. (PNM) | 06-Mar-15 | Payment of Exercise | 285 | $27.34 | $7,791.90 | (< 1%) 28.53K to 28.25K | (78%) |