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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 25-May-23 4:42 PM View:  | Nisource Inc. (NI) | 23-May-23 | Grant | 6,031 | $27.36 | $165,008.00 | 13% 46.77K to 52.8K | |
| 08-May-23 4:06 PM View: | Eastman Chemical Co. (EMN) | 04-May-23 | Grant | 1,396 | -- | -- | 66% 2.11K to 3.5K | |
| 25-May-22 4:17 PM View: | Nisource Inc. (NI) | 24-May-22 | Grant | 5,282 | $31.24 | $165,010.00 | 13% 41.3K to 46.58K | |
| 26-May-21 9:24 PM View: | Nisource Inc. (NI) | 26-May-21 | Market Purchase | 5,000 | $25.37 | $126,849.00 | 14% 36.1K to 41.1K | (< 1%) |
| 26-May-21 9:24 PM View: | Nisource Inc. (NI) | 25-May-21 | Grant | 5,922 | $25.33 | $150,004.00 | 24% 25.18K to 31.1K | (< 1%) |
| 26-May-21 9:24 PM View: | Nisource Inc. (NI) | 25-May-21 | Market Purchase | 5,000 | $25.38 | $126,900.00 | 16% 31.1K to 36.1K | (< 1%) |
| 21-May-20 11:14 AM View: | Nisource Inc. (NI) | 19-May-20 | Grant | 5,965 | $23.05 | $137,500.00 | 31% 18.95K to 24.91K | 7% |
| 08-May-19 2:32 PM View: | Nisource Inc. (NI) | 07-May-19 | Grant | 4,957 | $27.74 | $137,500.00 | 36% 13.84K to 18.8K | (13%) |
| 10-May-18 1:02 PM View: | Nisource Inc. (NI) | 09-May-18 | Market Purchase | 4,000 | $24.83 | $99,300.00 | 41% 9.69K to 13.69K | (3%) |
| 09-May-18 4:17 PM View: | Nisource Inc. (NI) | 08-May-18 | Grant | 5,478 | $25.10 | $137,500.00 | 130% 4.21K to 9.69K | (4%) |
| 06-Nov-17 6:14 PM View: | Union Pacific Corp. (UNP) | 03-Nov-17 | Payment of Exercise | 28,065 | $118.39 | $3,322,620.00 | (11%) 267.27K to 239.21K | (59%) |
| 06-Nov-17 6:14 PM View: | Union Pacific Corp. (UNP) | 03-Nov-17 | Option Exercise | 36,942 | $62.71 | $2,316,800.00 | 16% 230.33K to 267.27K | |
| 12-Jul-17 4:28 PM View: | Nisource Inc. (NI) | 10-Jul-17 | Grant | 4,119 | $25.21 | $103,852.00 | (846210%) 0 to 4.12K | (7%) |
| 08-Feb-17 1:12 PM View: | Union Pacific Corp. (UNP) | 07-Feb-17 | Payment of Exercise | 1,483 | $107.65 | $159,645.00 | (< 1%) 231.81K to 230.33K | (74%) |
| 08-Feb-17 1:12 PM View: | Union Pacific Corp. (UNP) | 06-Feb-17 | Disposition | 3,428 | -- | -- | (1%) 239.15K to 235.72K | |
| 08-Feb-17 1:12 PM View: | Union Pacific Corp. (UNP) | 06-Feb-17 | Payment of Exercise | 3,911 | $107.69 | $421,176.00 | (2%) 235.72K to 231.81K | (74%) |
| 03-Feb-17 11:30 AM View: | Union Pacific Corp. (UNP) | 02-Feb-17 | Grant | 16,408 | -- | -- | 7% 222.75K to 239.15K | |
| 12-Dec-16 3:30 PM View: | Union Pacific Corp. (UNP) | 09-Dec-16 | Option Exercise | 27,068 | $39.13 | $1,059,290.00 | 12% 218.86K to 245.93K | |
| 12-Dec-16 3:30 PM View: | Union Pacific Corp. (UNP) | 09-Dec-16 | Market Option Sale (Planned) | 23,198 | $104.94 | $2,434,400.00 | (9%) 245.93K to 222.73K | (78%) |
| 05-Apr-16 3:57 PM View: | Union Pacific Corp. (UNP) | 01-Apr-16 | Payment of Exercise | 1,126 | $78.92 | $88,826.70 | (< 1%) 219.94K to 218.82K | (141%) |
| 05-Apr-16 3:57 PM View: | Union Pacific Corp. (UNP) | 01-Apr-16 | Acquisition (other) | 31 | -- | -- | < 1% 219.91K to 219.94K | |
| 08-Feb-16 10:35 AM View: | Union Pacific Corp. (UNP) | 07-Feb-16 | Payment of Exercise | 5,870 | $75.03 | $440,426.00 | (3%) 225.78K to 219.91K | (156%) |
| 08-Feb-16 10:35 AM View: | Union Pacific Corp. (UNP) | 04-Feb-16 | Grant | 19,867 | -- | -- | 10% 205.91K to 225.78K | |
| 03-Feb-16 11:52 AM View: | Union Pacific Corp. (UNP) | 02-Feb-16 | Payment of Exercise | 1,022 | $71.71 | $73,287.60 | (< 1%) 206.92K to 205.9K | (168%) |
| 26-May-15 10:04 AM View: | Union Pacific Corp. (UNP) | 22-May-15 | Gift | 250 | -- | -- | (< 1%) 207.11K to 206.86K | |
| 27-Apr-15 3:11 PM View: | Union Pacific Corp. (UNP) | 24-Apr-15 | Gift | 500 | -- | -- | (< 1%) 207.61K to 207.11K | |
| 09-Feb-15 2:34 PM View: | Union Pacific Corp. (UNP) | 05-Feb-15 | Grant | 12,622 | -- | -- | 6% 198.75K to 211.37K | |
| 09-Feb-15 2:34 PM View: | Union Pacific Corp. (UNP) | 05-Feb-15 | Payment of Exercise | 3,756 | $122.85 | $461,425.00 | (2%) 211.37K to 207.61K | (60%) |
| 04-Feb-15 2:22 PM View: | Union Pacific Corp. (UNP) | 03-Feb-15 | Payment of Exercise | 1,090 | $121.79 | $132,751.00 | (< 1%) 199.84K to 198.75K | (61%) |
| 17-Nov-14 5:02 PM View: | Union Pacific Corp. (UNP) | 13-Nov-14 | Gift | 625 | -- | -- | (< 1%) 200.44K to 199.82K | |
| 03-Jul-14 10:57 AM View: | Union Pacific Corp. (UNP) | 01-Jul-14 | Payment of Exercise | 2,065 | $100.10 | $206,662.00 | (1%) 202.48K to 200.42K | (98%) |
| 21-Apr-14 5:34 PM View: | Union Pacific Corp. (UNP) | 17-Apr-14 | Market Sale (Planned) | 10,008 | $190.00 | $1,901,520.00 | (9%) 111.24K to 101.23K | (109%) |
| 08-Apr-14 4:46 PM View: | Union Pacific Corp. (UNP) | 07-Apr-14 | Market Sale (Planned) | 20,273 | $186.80 | $3,787,000.00 | (15%) 131.51K to 111.24K | (113%) |
| 10-Feb-14 5:21 PM View: | Union Pacific Corp. (UNP) | 10-Feb-14 | Payment of Exercise | 10,869 | $176.90 | $1,922,730.00 | (8%) 142.37K to 131.5K | (125%) |
| 10-Feb-14 5:21 PM View: | Union Pacific Corp. (UNP) | 10-Feb-14 | Option Exercise | 16,242 | $62.38 | $1,013,180.00 | 13% 126.13K to 142.37K | |
| 10-Feb-14 5:21 PM View: | Union Pacific Corp. (UNP) | 06-Feb-14 | Grant | 29,982 | -- | -- | 31% 98.26K to 128.25K | |
| 10-Feb-14 5:21 PM View: | Union Pacific Corp. (UNP) | 06-Feb-14 | Payment of Exercise | 2,118 | $175.12 | $370,904.00 | (2%) 128.25K to 126.13K | (128%) |
| 05-Feb-14 12:30 PM View: | Union Pacific Corp. (UNP) | 04-Feb-14 | Payment of Exercise | 43 | $173.25 | $7,490.60 | (< 1%) 99.51K to 99.47K | (130%) |
| 05-Feb-14 12:30 PM View: | Union Pacific Corp. (UNP) | 04-Feb-14 | Acquisition (other) | 1,209 | $173.25 | $209,418.00 | 1% 98.31K to 99.51K | 130% |
| 05-Feb-14 12:30 PM View: | Union Pacific Corp. (UNP) | 04-Feb-14 | Disposition (other) | 1,209 | -- | -- | (1%) 99.47K to 98.26K | |
| 14-Jan-14 1:56 PM View: | Union Pacific Corp. (UNP) | 13-Jan-14 | Payment of Exercise | 1,394 | $170.38 | $237,510.00 | (1%) 99.7K to 98.31K | (134%) |
| 14-Jan-14 1:56 PM View: | Union Pacific Corp. (UNP) | 13-Jan-14 | Option Exercise | 2,000 | $60.98 | $121,960.00 | 2% 97.7K to 99.7K | |
| 03-Jul-13 12:16 PM View: | Union Pacific Corp. (UNP) | 01-Jul-13 | Payment of Exercise | 783 | $155.42 | $121,761.00 | (< 1%) 98.44K to 97.65K | (158%) |
| 19-Jun-13 11:56 AM View: | Union Pacific Corp. (UNP) | 17-Jun-13 | Gift | 500 | -- | -- | (< 1%) 98.92K to 98.42K | |
| 19-Jun-13 11:56 AM View: | Union Pacific Corp. (UNP) | 13-Jun-13 | Gift | 500 | -- | -- | (< 1%) 99.42K to 98.92K | |
| 14-May-13 11:35 AM View: | Union Pacific Corp. (UNP) | 13-May-13 | Payment of Exercise | 12,343 | $154.30 | $1,904,520.00 | (11%) 111.76K to 99.42K | (160%) |
| 14-May-13 11:35 AM View: | Union Pacific Corp. (UNP) | 13-May-13 | Option Exercise | 19,119 | $47.28 | $903,946.00 | 21% 92.64K to 111.76K | |
| 11-Feb-13 3:54 PM View: | Union Pacific Corp. (UNP) | 07-Feb-13 | Grant | 7,582 | -- | -- | 9% 87.5K to 95.08K | |
| 11-Feb-13 3:54 PM View: | Union Pacific Corp. (UNP) | 07-Feb-13 | Payment of Exercise | 2,455 | $132.00 | $324,060.00 | (3%) 95.08K to 92.62K | (205%) |
| 06-Feb-13 6:28 PM View: | Union Pacific Corp. (UNP) | 05-Feb-13 | Payment of Exercise | 137 | $133.14 | $18,188.40 | (< 1%) 89.79K to 89.65K | (203%) |