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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 23-Nov-16 6:23 PM View:  | Cifc LLC (CIFC) | 21-Nov-16 | Disposition | 214,882 | $11.36 | $2,441,060.00 | (47%) 454.88K to 240.0K | |
| 23-Nov-16 6:23 PM View: | Cifc LLC (CIFC) | 21-Nov-16 | Disposition (other) | 240,000 | -- | -- | (100%) 240.0K to 0 | |
| 04-Oct-16 5:19 PM View: | Cifc LLC (CIFC) | 30-Sep-16 | Payment of Exercise | 3,094 | $11.17 | $34,560.00 | (< 1%) 457.98K to 454.88K | (1%) |
| 05-Jul-16 10:54 AM View: | Cifc LLC (CIFC) | 30-Jun-16 | Option Exercise | 6,000 | -- | -- | 1% 451.98K to 457.98K | |
| 04-Apr-16 5:05 PM View: | Cifc LLC (CIFC) | 31-Mar-16 | Payment of Exercise | 14,497 | $7.10 | $102,929.00 | (7%) 214.47K to 199.98K | (59%) |
| 04-Apr-16 5:05 PM View: | Cifc LLC (CIFC) | 31-Mar-16 | Option Exercise | 62,250 | -- | -- | 41% 152.22K to 214.47K | |
| 05-Jan-16 8:00 PM View: | Cifc LLC (CIFC) | 01-Jan-16 | Option Exercise | 50,000 | -- | -- | 49% 102.22K to 152.22K | |
| 05-Jan-16 7:59 PM View: | Deerfield Capital Corp. (CIFC) | 31-Dec-15 | Option Exercise | 15,000 | -- | -- | 17% 87.22K to 102.22K | |
| 30-Sep-15 5:53 PM View: | Deerfield Capital Corp. (CIFC) | 30-Sep-15 | Option Exercise | 3,000 | -- | -- | 4% 84.22K to 87.22K | |
| 02-Jul-15 1:00 PM View: | Deerfield Capital Corp. (CIFC) | 30-Jun-15 | Option Exercise | 3,000 | -- | -- | 4% 81.22K to 84.22K | |
| 01-Apr-15 5:05 PM View: | Deerfield Capital Corp. (CIFC) | 31-Mar-15 | Option Exercise | 3,000 | -- | -- | 4% 78.22K to 81.22K | |
| 22-Jan-15 4:22 PM View: | Deerfield Capital Corp. (CIFC) | 20-Jan-15 | Payment of Exercise | 29,777 | $8.88 | $264,420.00 | (28%) 108.0K to 78.22K | (48%) |
| 02-Jan-15 7:42 PM View: | Deerfield Capital Corp. (CIFC) | 01-Jan-15 | Option Exercise | 50,000 | -- | -- | 86% 58.0K to 108.0K | |
| 02-Jan-15 7:42 PM View: | Deerfield Capital Corp. (CIFC) | 31-Dec-14 | Option Exercise | 12,000 | -- | -- | 26% 46.0K to 58.0K | |
| 29-Nov-12 6:49 PM View: | Deerfield Capital Corp. (CIFC) | 28-Nov-12 | Grant | 46,000 | $6.75 | $310,330.00 | 100% 0 to 46.0K | 109% |