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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 18-Jan-24 4:36 PM View:  | Northeast Utilities (ES) | 16-Jan-24 | Grant | 2,714 | -- | -- | 10% 28.24K to 30.95K | |
| 19-Jan-23 4:34 PM View: | Northeast Utilities (ES) | 17-Jan-23 | Grant | 1,943 | -- | -- | 8% 25.77K to 27.71K | |
| 19-Jan-22 4:34 PM View: | Northeast Utilities (ES) | 14-Jan-22 | Grant | 1,859 | -- | -- | 8% 23.59K to 25.45K | |
| 20-May-21 4:55 PM View: | Blue Owl Capital Inc. (ATAC) | 19-May-21 | Option Exercise | 25,000 | -- | -- | 100% 0 to 25.0K | |
| 20-Jan-21 11:38 AM View: | Northeast Utilities (ES) | 15-Jan-21 | Grant | 1,813 | -- | -- | 8% 21.54K to 23.35K | |
| 12-Mar-20 3:08 PM View: | Northeast Utilities (ES) | 11-Mar-20 | Market Purchase | 15,000 | $86.92 | $1,303,800.00 | 236% 6.36K to 21.36K | (7%) |
| 16-Jan-20 6:04 PM View: | Northeast Utilities (ES) | 15-Jan-20 | Grant | 1,908 | -- | -- | 43% 4.45K to 6.36K | |
| 23-May-19 5:31 PM View: | Fiserv Inc. (FI) | 22-May-19 | Grant | 2,143 | -- | -- | 40% 5.4K to 7.55K | |
| 16-Jan-19 5:16 PM View: | Northeast Utilities (ES) | 15-Jan-19 | Grant | 2,085 | -- | -- | 93% 2.25K to 4.33K | |
| 24-May-18 5:07 PM View: | Fiserv Inc. (FI) | 23-May-18 | Grant | 2,672 | -- | -- | 98% 2.73K to 5.4K | |
| 17-Jan-18 6:24 PM View: | Northeast Utilities (ES) | 16-Jan-18 | Grant | 2,175 | -- | -- | 100% 0 to 2.17K | |
| 25-May-17 2:20 PM View: | Fiserv Inc. (FI) | 24-May-17 | Grant | 701 | -- | -- | 105% 0.67K to 1.37K | |
| 12-Jul-16 7:52 PM View: | Fiserv Inc. (FI) | 11-Jul-16 | Grant | 665 | -- | -- | 100% 0 to 0.67K | |
| 18-Sep-13 11:30 AM View: | Mainstay MacKay Definedterm... (MMD) | 16-Sep-13 | Market Purchase | 10,000 | $15.88 | $158,750.00 | 67% 14.9K to 24.9K | 50% |
| 21-Aug-13 12:45 PM View: | Mainstay MacKay Definedterm... (MMD) | 20-Aug-13 | Grant | 10,000 | $15.43 | $154,250.00 | 204% 4.9K to 14.9K | 55% |
| 20-Aug-13 1:10 PM View: | Mainstay MacKay Definedterm... (MMD) | 19-Aug-13 | Grant | 4,900 | $15.31 | $75,020.00 | 100% 0 to 4.9K | 56% |