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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 15-Jun-23 5:01 PM View:  | Allogene Therapeutics, Inc. (ALLO) | 13-Jun-23 | Grant | 74,561 | -- | -- | 39% 191.89K to 266.45K | |
| 17-Jun-22 4:58 PM View: | Allogene Therapeutics, Inc. (ALLO) | 15-Jun-22 | Grant | 44,178 | -- | -- | 30% 147.71K to 191.89K | |
| 11-Jun-21 5:45 PM View: | Allogene Therapeutics, Inc. (ALLO) | 10-Jun-21 | Grant | 16,498 | -- | -- | 13% 131.22K to 147.71K | |
| 09-Jun-20 4:05 PM View: | Allogene Therapeutics, Inc. (ALLO) | 05-Jun-20 | Grant | 9,969 | -- | -- | 8% 121.25K to 131.22K | |
| 24-Jun-19 8:01 PM View: | Allogene Therapeutics, Inc. (ALLO) | 06-Jun-19 | Grant | 16,377 | -- | -- | 16% 104.87K to 121.25K | |
| 02-Apr-19 4:05 PM View: | Citigroup Inc. (C) | 01-Apr-19 | Grant | 151 | $63.05 | $9,542.50 | < 1% 23.81K to 23.96K | 2% |
| 02-Apr-19 4:05 PM View: | Citigroup Inc. (C) | 01-Apr-19 | Grant | 15 | $63.05 | $926.35 | < 1% 23.96K to 23.97K | 2% |
| 15-Feb-19 4:53 PM View: | Citigroup Inc. (C) | 14-Feb-19 | Grant | 601 | -- | -- | 3% 23.21K to 23.81K | |
| 04-Jan-19 4:05 PM View: | Citigroup Inc. (C) | 02-Jan-19 | Grant | 143 | $58.01 | $8,287.29 | < 1% 23.03K to 23.17K | (9%) |
| 04-Jan-19 4:05 PM View: | Citigroup Inc. (C) | 02-Jan-19 | Grant | 36 | $58.01 | $2,100.71 | < 1% 23.17K to 23.21K | (9%) |
| 17-Oct-18 5:32 PM View: | Allogene Therapeutics, Inc. (ALLO) | 15-Oct-18 | Conversion | 74,870 | -- | -- | 100% 0 to 74.87K | |
| 17-Oct-18 5:32 PM View: | Allogene Therapeutics, Inc. (ALLO) | 15-Oct-18 | Purchase | 30,000 | $18.00 | $540,000.00 | 40% 74.87K to 104.87K | |
| 03-Oct-18 4:03 PM View: | Citigroup Inc. (C) | 01-Oct-18 | Grant | 117 | $70.35 | $8,230.93 | < 1% 22.88K to 23.0K | |
| 03-Oct-18 4:03 PM View: | Citigroup Inc. (C) | 01-Oct-18 | Grant | 30 | $70.35 | $2,086.43 | < 1% 23.0K to 23.03K | |
| 02-Jul-18 4:05 PM View: | Citigroup Inc. (C) | 01-Jul-18 | Grant | 86 | $67.57 | $5,823.90 | < 1% 22.77K to 22.86K | (23%) |
| 02-Jul-18 4:05 PM View: | Citigroup Inc. (C) | 01-Jul-18 | Grant | 22 | $67.57 | $1,476.27 | < 1% 22.86K to 22.88K | (23%) |
| 03-Apr-18 4:03 PM View: | Citigroup Inc. (C) | 01-Apr-18 | Grant | 78 | $74.44 | $5,797.03 | < 1% 22.68K to 22.76K | |
| 03-Apr-18 4:03 PM View: | Citigroup Inc. (C) | 01-Apr-18 | Grant | 11 | $74.44 | $826.47 | < 1% 22.76K to 22.77K | |
| 16-Feb-18 8:21 AM View: | Citigroup Inc. (C) | 15-Feb-18 | Grant | 2,015 | -- | -- | 10% 20.67K to 22.68K | |
| 03-Jan-18 4:08 PM View: | Citigroup Inc. (C) | 02-Jan-18 | Grant | 59 | $75.63 | $4,451.24 | < 1% 20.58K to 20.64K | |
| 03-Jan-18 4:08 PM View: | Citigroup Inc. (C) | 02-Jan-18 | Grant | 28 | $75.63 | $2,142.02 | < 1% 20.64K to 20.67K | |
| 05-Oct-17 8:24 PM View: | Kite Pharma, Inc. (KITE) | 03-Oct-17 | Disposition | 1,807 | -- | -- | (28%) 6.43K to 4.62K | |
| 05-Oct-17 8:24 PM View: | Kite Pharma, Inc. (KITE) | 03-Oct-17 | Disposition (change in control) | 4,624 | $180.00 | $832,320.00 | (100%) 4.62K to 0 | |
| 03-Oct-17 4:06 PM View: | Citigroup Inc. (C) | 01-Oct-17 | Grant | 65 | $67.95 | $4,430.17 | < 1% 20.48K to 20.55K | |
| 03-Oct-17 4:06 PM View: | Citigroup Inc. (C) | 01-Oct-17 | Grant | 31 | $67.95 | $2,131.89 | < 1% 20.55K to 20.58K | |
| 05-Jul-17 4:04 PM View: | Citigroup Inc. (C) | 01-Jul-17 | Grant | 35 | $62.77 | $2,208.81 | < 1% 20.43K to 20.47K | (17%) |
| 05-Jul-17 4:04 PM View: | Citigroup Inc. (C) | 01-Jul-17 | Grant | 17 | $62.77 | $1,062.93 | < 1% 20.47K to 20.48K | (17%) |
| 22-Jun-17 2:39 PM View: | Kite Pharma, Inc. (KITE) | 20-Jun-17 | Grant | 2,410 | -- | -- | 60% 4.02K to 6.43K | |
| 04-Apr-17 4:05 PM View: | Citigroup Inc. (C) | 01-Apr-17 | Grant | 36 | $61.11 | $2,202.49 | < 1% 20.39K to 20.42K | (15%) |
| 04-Apr-17 4:05 PM View: | Citigroup Inc. (C) | 01-Apr-17 | Grant | 11 | $61.11 | $652.81 | < 1% 20.42K to 20.43K | (15%) |
| 17-Feb-17 5:47 PM View: | Citigroup Inc. (C) | 16-Feb-17 | Grant | 2,550 | -- | -- | 14% 17.84K to 20.39K | |
| 05-Jan-17 4:09 PM View: | Citigroup Inc. (C) | 03-Jan-17 | Grant | 19 | $58.65 | $1,129.72 | < 1% 17.79K to 17.81K | (11%) |
| 05-Jan-17 4:09 PM View: | Citigroup Inc. (C) | 03-Jan-17 | Grant | 29 | $58.65 | $1,717.30 | < 1% 17.81K to 17.84K | (11%) |
| 04-Oct-16 4:06 PM View: | Citigroup Inc. (C) | 01-Oct-16 | Grant | 24 | $47.31 | $1,125.80 | < 1% 17.73K to 17.75K | 9% |
| 04-Oct-16 4:06 PM View: | Citigroup Inc. (C) | 01-Oct-16 | Grant | 36 | $47.31 | $1,711.35 | < 1% 17.75K to 17.79K | 9% |
| 06-Jul-16 4:07 PM View: | Citigroup Inc. (C) | 01-Jul-16 | Grant | 8 | $45.02 | $351.41 | < 1% 17.71K to 17.71K | 15% |
| 06-Jul-16 4:07 PM View: | Citigroup Inc. (C) | 01-Jul-16 | Grant | 12 | $45.02 | $534.19 | < 1% 17.71K to 17.73K | 15% |
| 03-Jun-16 7:15 PM View: | Kite Pharma, Inc. (KITE) | 01-Jun-16 | Grant | 1,950 | -- | -- | 94% 2.07K to 4.02K | |
| 05-Apr-16 4:07 PM View: | Citigroup Inc. (C) | 01-Apr-16 | Grant | 4 | $42.10 | $148.76 | < 1% 17.69K to 17.7K | 22% |
| 05-Apr-16 4:07 PM View: | Citigroup Inc. (C) | 01-Apr-16 | Grant | 13 | $42.10 | $533.54 | < 1% 17.7K to 17.71K | 22% |
| 24-Mar-16 6:56 PM View: | Kite Pharma, Inc. (KITE) | 10-Mar-16 | Grant | 2,071 | -- | -- | 100% 0 to 2.07K | |
| 18-Feb-16 5:18 PM View: | Citigroup Inc. (C) | 16-Feb-16 | Grant | 4,048 | -- | -- | 30% 13.64K to 17.69K | |
| 05-Jan-16 5:20 PM View: | Citigroup Inc. (C) | 01-Jan-16 | Grant | 6 | $53.31 | $298.52 | < 1% 13.63K to 13.63K | (3%) |
| 05-Jan-16 5:20 PM View: | Citigroup Inc. (C) | 01-Jan-16 | Grant | 7 | $53.31 | $378.49 | < 1% 13.63K to 13.64K | (3%) |
| 05-Oct-15 4:08 PM View: | Citigroup Inc. (C) | 01-Oct-15 | Grant | 6 | $51.28 | $297.39 | < 1% 13.62K to 13.62K | < 1% |
| 05-Oct-15 4:08 PM View: | Citigroup Inc. (C) | 01-Oct-15 | Grant | 7 | $51.28 | $379.43 | < 1% 13.62K to 13.63K | < 1% |
| 06-Jul-15 4:01 PM View: | Citigroup Inc. (C) | 01-Jul-15 | Grant | 7 | $55.94 | $380.36 | < 1% 13.6K to 13.61K | (8%) |
| 06-Jul-15 4:01 PM View: | Citigroup Inc. (C) | 01-Jul-15 | Grant | 5 | $55.94 | $296.46 | < 1% 13.61K to 13.62K | (8%) |
| 03-Apr-15 2:01 PM View: | Citigroup Inc. (C) | 01-Apr-15 | Grant | 1 | $53.16 | $74.43 | < 1% 13.6K to 13.6K | (3%) |
| 03-Apr-15 2:01 PM View: | Citigroup Inc. (C) | 01-Apr-15 | Grant | 1 | $53.16 | $30.23 | < 1% 13.6K to 13.6K | (3%) |