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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 14-Nov-23 10:00 PM View:  | Lpl Financial Holdings Inc. (LPLA) | 10-Nov-23 | Option Exercise | 13,488 | $54.81 | $739,277.00 | 54% 25.2K to 38.68K | |
| 14-Nov-23 10:00 PM View: | Lpl Financial Holdings Inc. (LPLA) | 10-Nov-23 | Option Sale | 13,488 | $226.57 | $3,055,980.00 | (35%) 38.68K to 25.2K | |
| 28-Feb-23 6:35 PM View: | Lpl Financial Holdings Inc. (LPLA) | 27-Feb-23 | Sale (Planned) | 4,439 | $248.13 | $1,101,450.00 | (15%) 29.64K to 25.2K | |
| 28-Feb-23 6:35 PM View: | Lpl Financial Holdings Inc. (LPLA) | 25-Feb-23 | Grant | 9,361 | -- | -- | 38% 24.55K to 33.92K | |
| 28-Feb-23 6:35 PM View: | Lpl Financial Holdings Inc. (LPLA) | 25-Feb-23 | Payment of Exercise | 4,281 | $247.30 | $1,058,690.00 | (13%) 33.92K to 29.64K | |
| 15-Feb-23 4:34 PM View: | Lpl Financial Holdings Inc. (LPLA) | 13-Feb-23 | Option Exercise | 20,519 | $31.60 | $648,400.00 | 84% 24.55K to 45.07K | |
| 15-Feb-23 4:34 PM View: | Lpl Financial Holdings Inc. (LPLA) | 13-Feb-23 | Planned Option Sale | 20,519 | $241.84 | $4,962,330.00 | (46%) 45.07K to 24.55K | |
| 13-May-22 10:00 PM View: | Lpl Financial Holdings Inc. (LPLA) | 11-May-22 | Option Exercise | 15,815 | $31.61 | $499,912.00 | 181% 8.74K to 24.55K | |
| 01-Mar-22 10:00 PM View: | Lpl Financial Holdings Inc. (LPLA) | 28-Feb-22 | Sale (Planned) | 4,506 | $177.77 | $801,032.00 | (34%) 13.25K to 8.74K | |
| 01-Mar-22 10:00 PM View: | Lpl Financial Holdings Inc. (LPLA) | 25-Feb-22 | Grant | 6,548 | -- | -- | 69% 9.46K to 16.01K | |
| 01-Mar-22 10:00 PM View: | Lpl Financial Holdings Inc. (LPLA) | 25-Feb-22 | Payment of Exercise | 2,764 | $182.73 | $505,066.00 | (17%) 16.01K to 13.25K | |
| 18-Aug-21 4:19 PM View: | Lpl Financial Holdings Inc. (LPLA) | 16-Aug-21 | Market Sale (Planned) | 8,669 | $143.98 | $1,248,160.00 | (48%) 18.13K to 9.46K | < 1% |
| 01-Mar-21 7:45 PM View: | Lpl Financial Holdings Inc. (LPLA) | 25-Feb-21 | Grant | 2,031 | -- | -- | 12% 16.69K to 18.72K | |
| 01-Mar-21 7:45 PM View: | Lpl Financial Holdings Inc. (LPLA) | 25-Feb-21 | Payment of Exercise | 591 | $132.10 | $78,071.10 | (3%) 18.72K to 18.13K | (12%) |
| 25-Feb-21 5:34 PM View: | Lpl Financial Holdings Inc. (LPLA) | 24-Feb-21 | Market Sale (Planned) | 4,489 | $134.94 | $605,746.00 | (21%) 21.18K to 16.69K | (10%) |
| 25-Feb-21 5:34 PM View: | Lpl Financial Holdings Inc. (LPLA) | 23-Feb-21 | Grant | 6,124 | -- | -- | 35% 17.45K to 23.58K | |
| 25-Feb-21 5:34 PM View: | Lpl Financial Holdings Inc. (LPLA) | 23-Feb-21 | Payment of Exercise | 2,399 | $135.41 | $324,849.00 | (10%) 23.58K to 21.18K | (9%) |
| 25-Nov-20 4:27 PM View: | Lpl Financial Holdings Inc. (LPLA) | 24-Nov-20 | Option Exercise | 5,225 | $31.61 | $165,162.00 | 30% 17.45K to 22.68K | |
| 25-Nov-20 4:27 PM View: | Lpl Financial Holdings Inc. (LPLA) | 24-Nov-20 | Market Option Sale (Planned) | 5,225 | $95.00 | $496,375.00 | (23%) 22.68K to 17.45K | (56%) |
| 17-Nov-20 7:40 PM View: | Lpl Financial Holdings Inc. (LPLA) | 16-Nov-20 | Market Sale (Planned) | 6,300 | $91.22 | $574,686.00 | (27%) 23.75K to 17.45K | (62%) |
| 17-Mar-20 8:37 PM View: | Lpl Financial Holdings Inc. (LPLA) | 13-Mar-20 | Grant | 7,598 | -- | -- | 39% 19.59K to 27.19K | |
| 17-Mar-20 8:37 PM View: | Lpl Financial Holdings Inc. (LPLA) | 13-Mar-20 | Payment of Exercise | 3,435 | $59.76 | $205,276.00 | (13%) 27.19K to 23.75K | (144%) |
| 27-Feb-20 8:50 PM View: | Lpl Financial Holdings Inc. (LPLA) | 25-Feb-20 | Grant | 2,277 | -- | -- | 13% 17.53K to 19.81K | |
| 27-Feb-20 8:50 PM View: | Lpl Financial Holdings Inc. (LPLA) | 25-Feb-20 | Payment of Exercise | 216 | $84.48 | $18,247.70 | (1%) 19.81K to 19.59K | (72%) |
| 25-Feb-20 5:36 PM View: | Lpl Financial Holdings Inc. (LPLA) | 23-Feb-20 | Payment of Exercise | 254 | $94.86 | $24,094.40 | (1%) 17.79K to 17.53K | (54%) |
| 15-Mar-19 8:50 PM View: | Lpl Financial Holdings Inc. (LPLA) | 13-Mar-19 | Payment of Exercise | 307 | $74.22 | $22,785.50 | (2%) 18.09K to 17.79K | (96%) |
| 26-Feb-19 10:00 PM View: | Lpl Financial Holdings Inc. (LPLA) | 25-Feb-19 | Grant | 1,944 | -- | -- | 11% 17.58K to 19.52K | |
| 26-Feb-19 10:00 PM View: | Lpl Financial Holdings Inc. (LPLA) | 25-Feb-19 | Payment of Exercise | 1,429 | $77.53 | $110,790.00 | (7%) 19.52K to 18.09K | (88%) |
| 26-Feb-19 10:00 PM View: | Lpl Financial Holdings Inc. (LPLA) | 23-Feb-19 | Payment of Exercise | 255 | $77.04 | $19,645.20 | (1%) 17.83K to 17.58K | (89%) |
| 02-Oct-18 5:50 PM View: | Lpl Financial Holdings Inc. (LPLA) | 28-Sep-18 | Market Sale (Planned) | 250 | $64.40 | $16,100.00 | (1%) 18.08K to 17.83K | (125%) |
| 15-Mar-18 9:39 PM View: | Lpl Financial Holdings Inc. (LPLA) | 13-Mar-18 | Payment of Exercise | 329 | $64.99 | $21,381.70 | (2%) 18.41K to 18.08K | (122%) |
| 08-Mar-18 7:32 PM View: | Lpl Financial Holdings Inc. (LPLA) | 06-Mar-18 | Payment of Exercise | 519 | $64.27 | $33,356.10 | (3%) 18.93K to 18.41K | (123%) |
| 27-Feb-18 8:06 PM View: | Lpl Financial Holdings Inc. (LPLA) | 25-Feb-18 | Payment of Exercise | 523 | $65.50 | $34,256.50 | (3%) 19.45K to 18.93K | (119%) |
| 27-Feb-18 8:06 PM View: | Lpl Financial Holdings Inc. (LPLA) | 23-Feb-18 | Grant | 2,296 | -- | -- | 13% 17.16K to 19.45K | |
| 15-Mar-17 9:28 PM View: | Lpl Financial Holdings Inc. (LPLA) | 13-Mar-17 | Grant | 2,849 | -- | -- | 20% 14.31K to 17.16K | |
| 08-Mar-17 8:23 PM View: | Lpl Financial Holdings Inc. (LPLA) | 06-Mar-17 | Payment of Exercise | 298 | $39.30 | $11,711.40 | (2%) 14.61K to 14.31K | (266%) |
| 28-Feb-17 10:00 PM View: | Lpl Financial Holdings Inc. (LPLA) | 25-Feb-17 | Payment of Exercise | 501 | $39.13 | $19,604.10 | (3%) 15.11K to 14.61K | (267%) |
| 28-Feb-17 10:00 PM View: | Lpl Financial Holdings Inc. (LPLA) | 24-Feb-17 | Payment of Exercise | 317 | $39.13 | $12,404.20 | (2%) 15.42K to 15.11K | (267%) |
| 23-Feb-17 9:49 PM View: | Lpl Financial Holdings Inc. (LPLA) | 22-Feb-17 | Payment of Exercise | 364 | $40.16 | $14,618.20 | (2%) 15.79K to 15.42K | (258%) |
| 08-Mar-16 7:16 PM View: | Lpl Financial Holdings Inc. (LPLA) | 06-Mar-16 | Payment of Exercise | 298 | $21.44 | $6,389.12 | (2%) 16.09K to 15.79K | (568%) |
| 24-Feb-16 5:36 PM View: | Lpl Financial Holdings Inc. (LPLA) | 22-Feb-16 | Payment of Exercise | 364 | $19.92 | $7,250.88 | (4%) 9.71K to 9.34K | (619%) |
| 10-Mar-15 8:47 PM View: | Lpl Financial Holdings Inc. (LPLA) | 06-Mar-15 | Grant | 3,082 | -- | -- | 47% 6.62K to 9.71K | |
| 26-Feb-15 8:34 PM View: | Lpl Financial Holdings Inc. (LPLA) | 25-Feb-15 | Payment of Exercise | 1,270 | $45.46 | $57,734.20 | (16%) 7.89K to 6.62K | |
| 26-Feb-15 8:34 PM View: | Lpl Financial Holdings Inc. (LPLA) | 24-Feb-15 | Payment of Exercise | 306 | $45.58 | $13,947.50 | (4%) 8.2K to 7.89K | |
| 24-Feb-15 8:22 PM View: | Lpl Financial Holdings Inc. (LPLA) | 22-Feb-15 | Payment of Exercise | 364 | $45.69 | $16,631.20 | (4%) 8.56K to 8.2K | |
| 25-Feb-14 7:12 PM View: | Lpl Financial Holdings Inc. (LPLA) | 24-Feb-14 | Grant | 2,189 | -- | -- | 34% 6.38K to 8.56K | |
| 25-Feb-14 7:12 PM View: | Lpl Financial Holdings Inc. (LPLA) | 22-Feb-14 | Payment of Exercise | 365 | $54.25 | $19,801.20 | (5%) 6.74K to 6.38K | |
| 27-Feb-13 4:34 PM View: | Lpl Financial Holdings Inc. (LPLA) | 25-Feb-13 | Grant | 3,418 | -- | -- | 103% 3.32K to 6.74K | |
| 26-Feb-13 5:15 PM View: | Lpl Financial Holdings Inc. (LPLA) | 22-Feb-13 | Grant | 3,322 | -- | -- | 100% 0 to 3.32K |