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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 01-Mar-22 6:36 PM View:  | Lpl Financial Holdings Inc. (LPLA) | 25-Feb-22 | Grant | 7,914 | -- | -- | 17% 46.63K to 54.54K | |
| 01-Mar-22 6:36 PM View: | Lpl Financial Holdings Inc. (LPLA) | 25-Feb-22 | Payment of Exercise | 4,964 | $182.73 | $907,072.00 | (9%) 54.54K to 49.58K | |
| 09-Feb-22 5:07 PM View: | Lpl Financial Holdings Inc. (LPLA) | 07-Feb-22 | Option Exercise | 80,368 | $29.48 | $2,369,230.00 | 172% 46.63K to 127.0K | |
| 09-Feb-22 5:07 PM View: | Lpl Financial Holdings Inc. (LPLA) | 07-Feb-22 | Option Sale | 80,368 | $181.18 | $14,561,200.00 | (63%) 127.0K to 46.63K | |
| 09-Dec-21 5:02 PM View: | Lpl Financial Holdings Inc. (LPLA) | 07-Dec-21 | Option Exercise | 22,271 | $41.71 | $928,846.00 | 48% 46.63K to 68.9K | |
| 09-Dec-21 5:02 PM View: | Lpl Financial Holdings Inc. (LPLA) | 07-Dec-21 | Market Option Sale | 22,271 | $166.10 | $3,699,210.00 | (32%) 68.9K to 46.63K | |
| 16-Jun-21 5:27 PM View: | Lpl Financial Holdings Inc. (LPLA) | 14-Jun-21 | Option Exercise | 6,198 | $32.26 | $199,947.00 | 15% 40.43K to 46.63K | |
| 14-May-21 4:55 PM View: | Lpl Financial Holdings Inc. (LPLA) | 12-May-21 | Option Exercise | 53,146 | $38.93 | $2,069,120.00 | 140% 37.89K to 91.04K | |
| 14-May-21 4:55 PM View: | Lpl Financial Holdings Inc. (LPLA) | 12-May-21 | Market Option Sale (Planned) | 50,608 | $146.56 | $7,417,050.00 | (56%) 91.04K to 40.43K | (< 1%) |
| 01-Mar-21 8:20 PM View: | Lpl Financial Holdings Inc. (LPLA) | 25-Feb-21 | Grant | 2,457 | -- | -- | 7% 36.35K to 38.81K | |
| 01-Mar-21 8:20 PM View: | Lpl Financial Holdings Inc. (LPLA) | 25-Feb-21 | Payment of Exercise | 915 | $132.10 | $120,872.00 | (2%) 38.81K to 37.89K | (12%) |
| 25-Feb-21 5:59 PM View: | Lpl Financial Holdings Inc. (LPLA) | 23-Feb-21 | Grant | 8,144 | -- | -- | 26% 31.37K to 39.51K | |
| 25-Feb-21 5:59 PM View: | Lpl Financial Holdings Inc. (LPLA) | 23-Feb-21 | Payment of Exercise | 3,162 | $135.41 | $428,166.00 | (8%) 39.51K to 36.35K | (9%) |
| 04-Dec-20 4:49 PM View: | Lpl Financial Holdings Inc. (LPLA) | 03-Dec-20 | Option Exercise | 860 | $34.61 | $29,764.60 | 3% 30.51K to 31.37K | |
| 14-Aug-20 5:22 PM View: | Lpl Financial Holdings Inc. (LPLA) | 12-Aug-20 | Option Exercise | 16,017 | $54.81 | $877,892.00 | 43% 37.06K to 53.08K | |
| 14-Aug-20 5:22 PM View: | Lpl Financial Holdings Inc. (LPLA) | 12-Aug-20 | Market Option Sale (Planned) | 16,017 | $84.36 | $1,351,120.00 | (30%) 53.08K to 37.06K | (74%) |
| 14-Aug-20 5:22 PM View: | Lpl Financial Holdings Inc. (LPLA) | 12-Aug-20 | Market Sale (Planned) | 6,556 | $84.36 | $553,035.00 | (18%) 37.06K to 30.51K | (74%) |
| 17-Mar-20 8:47 PM View: | Lpl Financial Holdings Inc. (LPLA) | 13-Mar-20 | Grant | 12,138 | -- | -- | 39% 31.1K to 43.24K | |
| 17-Mar-20 8:47 PM View: | Lpl Financial Holdings Inc. (LPLA) | 13-Mar-20 | Payment of Exercise | 6,175 | $59.76 | $369,018.00 | (14%) 43.24K to 37.06K | (144%) |
| 27-Feb-20 9:18 PM View: | Lpl Financial Holdings Inc. (LPLA) | 25-Feb-20 | Grant | 2,951 | -- | -- | 10% 28.46K to 31.41K | |
| 27-Feb-20 9:18 PM View: | Lpl Financial Holdings Inc. (LPLA) | 25-Feb-20 | Payment of Exercise | 308 | $84.48 | $26,019.80 | (< 1%) 31.41K to 31.1K | (72%) |
| 25-Feb-20 5:51 PM View: | Lpl Financial Holdings Inc. (LPLA) | 23-Feb-20 | Payment of Exercise | 351 | $94.86 | $33,295.90 | (1%) 28.81K to 28.46K | (54%) |
| 10-Dec-19 5:40 PM View: | Lpl Financial Holdings Inc. (LPLA) | 06-Dec-19 | Option Exercise | 20,703 | $32.26 | $667,879.00 | 72% 28.81K to 49.51K | |
| 10-Dec-19 5:40 PM View: | Lpl Financial Holdings Inc. (LPLA) | 06-Dec-19 | Market Option Sale (Planned) | 20,703 | $92.30 | $1,910,980.00 | (42%) 49.51K to 28.81K | (58%) |
| 08-Nov-19 4:38 PM View: | Lpl Financial Holdings Inc. (LPLA) | 06-Nov-19 | Option Exercise | 51,140 | $31.98 | $1,635,560.00 | 178% 28.81K to 79.95K | |
| 08-Nov-19 4:38 PM View: | Lpl Financial Holdings Inc. (LPLA) | 06-Nov-19 | Market Option Sale (Planned) | 51,140 | $86.34 | $4,415,270.00 | (64%) 79.95K to 28.81K | (69%) |
| 15-Mar-19 9:05 PM View: | Lpl Financial Holdings Inc. (LPLA) | 13-Mar-19 | Payment of Exercise | 704 | $74.22 | $52,250.90 | (2%) 29.51K to 28.81K | (96%) |
| 26-Feb-19 10:00 PM View: | Lpl Financial Holdings Inc. (LPLA) | 25-Feb-19 | Grant | 2,968 | -- | -- | 10% 29.22K to 32.19K | |
| 26-Feb-19 10:00 PM View: | Lpl Financial Holdings Inc. (LPLA) | 25-Feb-19 | Payment of Exercise | 2,672 | $77.53 | $207,160.00 | (8%) 32.19K to 29.51K | (88%) |
| 26-Feb-19 10:00 PM View: | Lpl Financial Holdings Inc. (LPLA) | 23-Feb-19 | Payment of Exercise | 472 | $77.04 | $36,362.90 | (2%) 29.69K to 29.22K | (89%) |
| 11-Jan-19 8:23 PM View: | Lpl Financial Holdings Inc. (LPLA) | 10-Jan-19 | Option Exercise | 26,892 | $22.23 | $597,765.00 | 101% 26.69K to 53.58K | |
| 11-Jan-19 8:23 PM View: | Lpl Financial Holdings Inc. (LPLA) | 10-Jan-19 | Market Option Sale (Planned) | 23,892 | $66.00 | $1,576,870.00 | (45%) 53.58K to 29.69K | (121%) |
| 13-Nov-18 5:16 PM View: | Lpl Financial Holdings Inc. (LPLA) | 08-Nov-18 | Option Exercise | 26,108 | $22.08 | $576,465.00 | 107% 24.47K to 50.58K | |
| 13-Nov-18 5:16 PM View: | Lpl Financial Holdings Inc. (LPLA) | 08-Nov-18 | Market Option Sale (Planned) | 23,893 | $66.00 | $1,576,940.00 | (47%) 50.58K to 26.69K | (121%) |
| 12-Jun-18 5:39 PM View: | Lpl Financial Holdings Inc. (LPLA) | 10-Jun-18 | Payment of Exercise | 327 | $71.05 | $23,233.40 | (1%) 24.8K to 24.47K | (104%) |
| 15-Mar-18 9:51 PM View: | Lpl Financial Holdings Inc. (LPLA) | 13-Mar-18 | Payment of Exercise | 704 | $64.99 | $45,753.00 | (1%) 50.51K to 49.8K | (122%) |
| 15-Mar-18 9:51 PM View: | Lpl Financial Holdings Inc. (LPLA) | 13-Mar-18 | Option Exercise | 25,000 | $18.04 | $451,000.00 | 98% 25.5K to 50.51K | |
| 15-Mar-18 9:51 PM View: | Lpl Financial Holdings Inc. (LPLA) | 13-Mar-18 | Market Option Sale | 25,000 | $65.42 | $1,635,390.00 | (50%) 49.8K to 24.8K | (120%) |
| 08-Mar-18 7:46 PM View: | Lpl Financial Holdings Inc. (LPLA) | 06-Mar-18 | Payment of Exercise | 417 | $64.27 | $26,800.60 | (2%) 25.92K to 25.5K | (123%) |
| 27-Feb-18 8:49 PM View: | Lpl Financial Holdings Inc. (LPLA) | 25-Feb-18 | Payment of Exercise | 868 | $65.50 | $56,854.00 | (3%) 26.79K to 25.92K | (119%) |
| 27-Feb-18 8:49 PM View: | Lpl Financial Holdings Inc. (LPLA) | 23-Feb-18 | Grant | 3,054 | -- | -- | 13% 23.74K to 26.79K | |
| 13-Jun-17 5:25 PM View: | Lpl Financial Holdings Inc. (LPLA) | 10-Jun-17 | Payment of Exercise | 243 | $41.47 | $10,077.20 | (1%) 23.98K to 23.74K | (243%) |
| 15-Mar-17 9:41 PM View: | Lpl Financial Holdings Inc. (LPLA) | 13-Mar-17 | Grant | 4,552 | -- | -- | 23% 19.43K to 23.98K | |
| 08-Mar-17 8:35 PM View: | Lpl Financial Holdings Inc. (LPLA) | 06-Mar-17 | Payment of Exercise | 457 | $39.30 | $17,960.10 | (2%) 19.88K to 19.43K | (266%) |
| 28-Feb-17 10:00 PM View: | Lpl Financial Holdings Inc. (LPLA) | 25-Feb-17 | Payment of Exercise | 912 | $39.13 | $35,686.60 | (4%) 20.8K to 19.88K | (267%) |
| 28-Feb-17 10:00 PM View: | Lpl Financial Holdings Inc. (LPLA) | 24-Feb-17 | Payment of Exercise | 298 | $39.13 | $11,660.70 | (1%) 21.09K to 20.8K | (267%) |
| 23-Feb-17 9:54 PM View: | Lpl Financial Holdings Inc. (LPLA) | 22-Feb-17 | Payment of Exercise | 351 | $40.16 | $14,096.20 | (< 1%) 46.45K to 46.09K | (258%) |
| 23-Feb-17 9:54 PM View: | Lpl Financial Holdings Inc. (LPLA) | 22-Feb-17 | Option Exercise | 25,000 | $27.40 | $685,000.00 | 117% 21.45K to 46.45K | |
| 23-Feb-17 9:54 PM View: | Lpl Financial Holdings Inc. (LPLA) | 22-Feb-17 | Market Option Sale | 25,000 | $40.14 | $1,003,470.00 | (54%) 46.09K to 21.09K | (258%) |
| 14-Jun-16 5:17 PM View: | Lpl Financial Holdings Inc. (LPLA) | 10-Jun-16 | Payment of Exercise | 230 | $24.75 | $5,692.50 | (1%) 21.68K to 21.45K | (479%) |