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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 01-Mar-21 7:40 PM View:  | Lpl Financial Holdings Inc. (LPLA) | 26-Feb-21 | Market Sale (Planned) | 926 | $130.23 | $120,593.00 | (3%) 28.45K to 27.52K | (13%) |
| 01-Mar-21 7:40 PM View: | Lpl Financial Holdings Inc. (LPLA) | 25-Feb-21 | Grant | 4,914 | -- | -- | 19% 26.54K to 31.46K | |
| 01-Mar-21 7:40 PM View: | Lpl Financial Holdings Inc. (LPLA) | 25-Feb-21 | Payment of Exercise | 3,008 | $132.10 | $397,357.00 | (10%) 31.46K to 28.45K | (12%) |
| 25-Feb-21 5:29 PM View: | Lpl Financial Holdings Inc. (LPLA) | 24-Feb-21 | Market Sale (Planned) | 4,669 | $134.94 | $630,035.00 | (15%) 31.21K to 26.54K | (10%) |
| 25-Feb-21 5:29 PM View: | Lpl Financial Holdings Inc. (LPLA) | 23-Feb-21 | Grant | 7,538 | -- | -- | 27% 27.48K to 35.02K | |
| 25-Feb-21 5:29 PM View: | Lpl Financial Holdings Inc. (LPLA) | 23-Feb-21 | Payment of Exercise | 3,810 | $135.41 | $515,912.00 | (9%) 43.77K to 39.96K | (9%) |
| 25-Feb-21 5:29 PM View: | Lpl Financial Holdings Inc. (LPLA) | 23-Feb-21 | Option Exercise | 8,745 | $65.50 | $572,798.00 | 25% 35.02K to 43.77K | |
| 25-Feb-21 5:29 PM View: | Lpl Financial Holdings Inc. (LPLA) | 23-Feb-21 | Market Option Sale (Planned) | 8,745 | $132.64 | $1,159,940.00 | (22%) 39.96K to 31.21K | (11%) |
| 12-Feb-21 6:15 PM View: | Lpl Financial Holdings Inc. (LPLA) | 10-Feb-21 | Option Exercise | 12,476 | $54.81 | $683,810.00 | 38% 32.99K to 45.47K | |
| 12-Feb-21 6:15 PM View: | Lpl Financial Holdings Inc. (LPLA) | 10-Feb-21 | Market Option Sale (Planned) | 12,476 | $127.74 | $1,593,720.00 | (27%) 45.47K to 32.99K | (16%) |
| 12-Feb-21 6:15 PM View: | Lpl Financial Holdings Inc. (LPLA) | 10-Feb-21 | Market Sale (Planned) | 5,508 | $127.74 | $703,608.00 | (17%) 32.99K to 27.48K | (16%) |
| 12-Feb-21 6:15 PM View: | Lpl Financial Holdings Inc. (LPLA) | 11-Dec-20 | Gift | 3,048 | -- | -- | (8%) 36.04K to 32.99K | |
| 14-Aug-20 4:35 PM View: | Lpl Financial Holdings Inc. (LPLA) | 12-Aug-20 | Option Exercise | 50,767 | $41.88 | $2,126,110.00 | 141% 36.04K to 86.81K | |
| 14-Aug-20 4:35 PM View: | Lpl Financial Holdings Inc. (LPLA) | 12-Aug-20 | Market Option Sale (Planned) | 50,767 | $84.29 | $4,279,120.00 | (58%) 86.81K to 36.04K | (74%) |
| 11-Jun-20 5:28 PM View: | Lpl Financial Holdings Inc. (LPLA) | 09-Jun-20 | Option Exercise | 38,211 | $28.37 | $1,084,180.00 | 106% 36.04K to 74.25K | |
| 11-Jun-20 5:28 PM View: | Lpl Financial Holdings Inc. (LPLA) | 09-Jun-20 | Market Option Sale (Planned) | 38,211 | $85.13 | $3,252,900.00 | (51%) 74.25K to 36.04K | (73%) |
| 17-Mar-20 8:32 PM View: | Lpl Financial Holdings Inc. (LPLA) | 13-Mar-20 | Grant | 11,182 | -- | -- | 36% 30.66K to 41.84K | |
| 17-Mar-20 8:32 PM View: | Lpl Financial Holdings Inc. (LPLA) | 13-Mar-20 | Payment of Exercise | 5,798 | $59.76 | $346,488.00 | (14%) 41.84K to 36.04K | (144%) |
| 27-Feb-20 8:46 PM View: | Lpl Financial Holdings Inc. (LPLA) | 26-Feb-20 | Market Sale (Planned) | 456 | $84.86 | $38,696.20 | (1%) 31.11K to 30.66K | (72%) |
| 27-Feb-20 8:46 PM View: | Lpl Financial Holdings Inc. (LPLA) | 25-Feb-20 | Grant | 2,521 | -- | -- | 9% 29.48K to 32.0K | |
| 27-Feb-20 8:46 PM View: | Lpl Financial Holdings Inc. (LPLA) | 25-Feb-20 | Payment of Exercise | 360 | $84.48 | $30,412.80 | (1%) 32.0K to 31.64K | (72%) |
| 27-Feb-20 8:46 PM View: | Lpl Financial Holdings Inc. (LPLA) | 25-Feb-20 | Market Sale (Planned) | 528 | $87.78 | $46,347.80 | (2%) 31.64K to 31.11K | (66%) |
| 25-Feb-20 5:31 PM View: | Lpl Financial Holdings Inc. (LPLA) | 23-Feb-20 | Payment of Exercise | 415 | $94.86 | $39,366.90 | (1%) 29.89K to 29.48K | (54%) |
| 29-Jan-20 4:30 PM View: | Lpl Financial Holdings Inc. (LPLA) | 27-Jan-20 | Option Exercise | 64,380 | $19.85 | $1,277,940.00 | 215% 29.89K to 94.27K | |
| 29-Jan-20 4:30 PM View: | Lpl Financial Holdings Inc. (LPLA) | 27-Jan-20 | Market Option Sale (Planned) | 64,380 | $92.94 | $5,983,480.00 | (68%) 94.27K to 29.89K | (57%) |
| 12-Sep-19 5:21 PM View: | Lpl Financial Holdings Inc. (LPLA) | 11-Sep-19 | Option Exercise | 9,087 | $33.01 | $299,936.00 | 44% 20.81K to 29.89K | |
| 12-Sep-19 5:21 PM View: | Lpl Financial Holdings Inc. (LPLA) | 10-Sep-19 | Option Exercise | 32,120 | $32.21 | $1,034,650.00 | 154% 20.81K to 52.93K | |
| 12-Sep-19 5:21 PM View: | Lpl Financial Holdings Inc. (LPLA) | 10-Sep-19 | Market Option Sale (Planned) | 32,120 | $80.28 | $2,578,500.00 | (61%) 52.93K to 20.81K | (81%) |
| 17-Jun-19 5:28 PM View: | Lpl Financial Holdings Inc. (LPLA) | 13-Jun-19 | Payment of Exercise | 716 | $84.64 | $60,602.20 | (3%) 21.52K to 20.81K | (71%) |
| 15-Mar-19 8:45 PM View: | Lpl Financial Holdings Inc. (LPLA) | 13-Mar-19 | Payment of Exercise | 616 | $74.22 | $45,719.50 | (3%) 22.14K to 21.52K | (96%) |
| 26-Feb-19 10:00 PM View: | Lpl Financial Holdings Inc. (LPLA) | 25-Feb-19 | Grant | 2,448 | -- | -- | 11% 22.28K to 24.72K | |
| 26-Feb-19 10:00 PM View: | Lpl Financial Holdings Inc. (LPLA) | 25-Feb-19 | Payment of Exercise | 2,585 | $77.53 | $200,415.00 | (10%) 24.72K to 22.14K | (88%) |
| 26-Feb-19 10:00 PM View: | Lpl Financial Holdings Inc. (LPLA) | 23-Feb-19 | Payment of Exercise | 415 | $77.04 | $31,971.60 | (2%) 22.69K to 22.28K | (89%) |
| 13-Feb-19 6:12 PM View: | Lpl Financial Holdings Inc. (LPLA) | 11-Feb-19 | Option Exercise | 40,000 | $22.08 | $883,200.00 | 176% 22.69K to 62.69K | |
| 13-Feb-19 6:12 PM View: | Lpl Financial Holdings Inc. (LPLA) | 11-Feb-19 | Market Option Sale (Planned) | 40,000 | $76.94 | $3,077,600.00 | (64%) 62.69K to 22.69K | (89%) |
| 15-Jun-18 6:12 PM View: | Lpl Financial Holdings Inc. (LPLA) | 14-Jun-18 | Market Sale (Planned) | 1,627 | $70.20 | $114,215.00 | (7%) 24.32K to 22.69K | (106%) |
| 15-Mar-18 9:54 PM View: | Lpl Financial Holdings Inc. (LPLA) | 14-Mar-18 | Market Sale (Planned) | 1,398 | $64.76 | $90,534.50 | (5%) 25.72K to 24.32K | (123%) |
| 08-Mar-18 7:24 PM View: | Lpl Financial Holdings Inc. (LPLA) | 07-Mar-18 | Market Sale (Planned) | 2,397 | $63.16 | $151,395.00 | (9%) 28.11K to 25.72K | (127%) |
| 27-Feb-18 7:56 PM View: | Lpl Financial Holdings Inc. (LPLA) | 26-Feb-18 | Market Sale (Planned) | 2,764 | $65.20 | $180,213.00 | (9%) 30.88K to 28.11K | (120%) |
| 27-Feb-18 7:56 PM View: | Lpl Financial Holdings Inc. (LPLA) | 23-Feb-18 | Grant | 2,827 | -- | -- | 10% 28.05K to 30.88K | |
| 07-Feb-18 5:50 PM View: | Lpl Financial Holdings Inc. (LPLA) | 05-Feb-18 | Option Exercise | 10,000 | $27.17 | $271,700.00 | 36% 28.05K to 38.05K | |
| 07-Feb-18 5:50 PM View: | Lpl Financial Holdings Inc. (LPLA) | 05-Feb-18 | Market Option Sale | 9,600 | $62.67 | $601,604.00 | (25%) 38.05K to 28.45K | (129%) |
| 07-Feb-18 5:50 PM View: | Lpl Financial Holdings Inc. (LPLA) | 05-Feb-18 | Market Option Sale (Planned) | 400 | $61.16 | $24,464.00 | (1%) 28.45K to 28.05K | (135%) |
| 15-Jun-17 7:59 PM View: | Lpl Financial Holdings Inc. (LPLA) | 13-Jun-17 | Payment of Exercise | 559 | $42.08 | $23,522.70 | (2%) 28.61K to 28.05K | (238%) |
| 15-Mar-17 9:22 PM View: | Lpl Financial Holdings Inc. (LPLA) | 13-Mar-17 | Grant | 4,193 | -- | -- | 17% 24.42K to 28.61K | |
| 08-Mar-17 8:17 PM View: | Lpl Financial Holdings Inc. (LPLA) | 06-Mar-17 | Payment of Exercise | 295 | $39.30 | $11,593.50 | (1%) 24.71K to 24.42K | (266%) |
| 28-Feb-17 10:00 PM View: | Lpl Financial Holdings Inc. (LPLA) | 25-Feb-17 | Payment of Exercise | 950 | $39.13 | $37,173.50 | (4%) 25.66K to 24.71K | (267%) |
| 28-Feb-17 10:00 PM View: | Lpl Financial Holdings Inc. (LPLA) | 24-Feb-17 | Payment of Exercise | 232 | $39.13 | $9,078.16 | (< 1%) 25.89K to 25.66K | (267%) |
| 23-Feb-17 9:48 PM View: | Lpl Financial Holdings Inc. (LPLA) | 23-Feb-17 | Option Exercise | 30,000 | $25.50 | $765,000.00 | 116% 25.89K to 55.89K | |
| 23-Feb-17 9:48 PM View: | Lpl Financial Holdings Inc. (LPLA) | 23-Feb-17 | Market Option Sale | 30,000 | $39.73 | $1,191,900.00 | (54%) 55.89K to 25.89K | (262%) |