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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 21-May-20 9:06 PM View:  | Rivernorth Managed Duration... (RMM) | 21-May-20 | Purchase | 500 | $16.45 | $8,225.00 | 100% 0.5K to 1.0K | |
| 31-Dec-19 7:08 PM View: | Rivernorth Managed Duration... (RMM) | 31-Dec-19 | Purchase | 250 | $19.24 | $4,810.00 | 100% 0.25K to 0.5K | |
| 31-Jul-19 9:29 PM View: | Rivernorth Managed Duration... (RMM) | 29-Jul-19 | Purchase | 250 | $19.96 | $4,990.00 | 100% 0 to 0.25K | |
| 09-May-16 12:55 PM View: | Mainstay MacKay Definedterm... (MMD) | 06-May-16 | Market Sale | 5,000 | $20.18 | $100,912.00 | (100%) 5.0K to 0 | 3% |
| 21-Aug-13 9:39 AM View: | Mainstay MacKay Definedterm... (MMD) | 20-Aug-13 | Grant | 2,500 | $15.43 | $38,584.80 | 100% 2.5K to 5.0K | 55% |
| 13-Jun-13 10:23 AM View: | Mainstay MacKay Definedterm... (MMD) | 12-Jun-13 | Grant | 2,500 | $17.95 | $44,873.80 | 100% 0 to 2.5K | 35% |