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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 03-Jan-24 7:04 PM View:  | Geron Corp (GERN) | 29-Dec-23 | Grant | 6,220 | -- | -- | 5% 124.31K to 130.53K | |
| 02-Oct-23 10:00 PM View: | Geron Corp (GERN) | 29-Sep-23 | Grant | 6,191 | -- | -- | 5% 118.12K to 124.31K | |
| 30-Jun-23 9:19 PM View: | Geron Corp (GERN) | 30-Jun-23 | Grant | 4,088 | -- | -- | 4% 114.03K to 118.12K | |
| 01-May-23 10:00 PM View: | Geron Corp (GERN) | 01-May-23 | Option Exercise | 35,000 | $1.10 | $38,500.00 | 100% 0 to 35.0K | 7% |
| 01-May-23 10:00 PM View: | Geron Corp (GERN) | 01-May-23 | Planned Private Option Sale | 35,000 | $2.48 | $86,800.00 | (100%) 35.0K to 0 | |
| 03-Apr-23 8:47 PM View: | Geron Corp (GERN) | 31-Mar-23 | Grant | 6,048 | -- | -- | 6% 107.98K to 114.03K | |
| 25-Jan-23 4:00 PM View: | Calithera Biosciences, Inc. (CALA) | 23-Jan-23 | Payment of Exercise | 526 | $0.45 | $234.65 | (1%) 38.39K to 37.87K | |
| 10-Nov-21 7:34 PM View: | Calithera Biosciences, Inc. (CALA) | 10-Nov-21 | Market Purchase Duplicate | 100,000 | $0.85 | $84,670.00 | 15% 657.19K to 757.19K | (2%) |
| 29-Apr-21 6:13 PM View: | Theravance Biopharma, Inc. (TBPH) | 27-Apr-21 | Grant | 9,828 | -- | -- | 24% 41.21K to 51.03K | |
| 22-Jan-21 8:37 PM View: | Calithera Biosciences, Inc. (CALA) | 20-Jan-21 | Grant | 85,000 | -- | -- | 16% 519.19K to 604.19K | |
| 30-Apr-20 7:56 PM View: | Theravance Biopharma, Inc. (TBPH) | 28-Apr-20 | Grant | 6,635 | -- | -- | 19% 34.57K to 41.21K | |
| 27-Jun-19 4:05 PM View: | Calithera Biosciences, Inc. (CALA) | 25-Jun-19 | Market Purchase | 51,600 | $3.88 | $200,208.00 | 13% 410.59K to 462.19K | 36% |
| 02-May-19 6:44 PM View: | Theravance Biopharma, Inc. (TBPH) | 30-Apr-19 | Grant | 8,385 | -- | -- | 32% 26.19K to 34.57K | |
| 11-Feb-19 4:05 PM View: | Calithera Biosciences, Inc. (CALA) | 07-Feb-19 | Gift | 12,986 | -- | -- | (3%) 408.57K to 395.59K | |
| 02-Jan-19 7:23 PM View: | Geron Corp (GERN) | 31-Dec-18 | Grant | 13,125 | -- | -- | 14% 94.86K to 107.98K | |
| 16-Nov-18 4:07 PM View: | Calithera Biosciences, Inc. (CALA) | 14-Nov-18 | Gift Duplicate | 6,476 | -- | -- | (2%) 420.05K to 413.57K | |
| 28-Sep-18 8:03 PM View: | Geron Corp (GERN) | 28-Sep-18 | Grant | 7,457 | -- | -- | 9% 87.4K to 94.86K | |
| 02-Jul-18 6:37 PM View: | Geron Corp (GERN) | 29-Jun-18 | Grant | 3,827 | -- | -- | 5% 83.57K to 87.4K | |
| 03-May-18 6:16 PM View: | Theravance Biopharma, Inc. (TBPH) | 01-May-18 | Grant | 8,186 | -- | -- | 45% 18.0K to 26.19K | |
| 30-Mar-18 6:06 PM View: | Geron Corp (GERN) | 29-Mar-18 | Grant | 3,088 | -- | -- | 4% 80.48K to 83.57K | |
| 06-Mar-18 4:12 PM View: | Calithera Biosciences, Inc. (CALA) | 02-Mar-18 | Option Exercise | 26,992 | $2.64 | $71,258.90 | 7% 388.06K to 415.05K | |
| 02-Jan-18 6:21 PM View: | Geron Corp (GERN) | 29-Dec-17 | Grant | 7,292 | -- | -- | 10% 73.19K to 80.48K | |
| 06-Dec-17 4:05 PM View: | Calithera Biosciences, Inc. (CALA) | 05-Dec-17 | Option Exercise | 12,868 | $1.65 | $21,257.30 | 4% 363.39K to 376.26K | |
| 02-Oct-17 5:32 PM View: | Geron Corp (GERN) | 29-Sep-17 | Grant | 6,021 | -- | -- | 9% 67.17K to 73.19K | |
| 30-Jun-17 7:48 PM View: | Geron Corp (GERN) | 30-Jun-17 | Grant | 4,738 | -- | -- | 8% 62.43K to 67.17K | |
| 18-May-17 6:04 PM View: | Theravance Biopharma, Inc. (TBPH) | 17-May-17 | Grant | 6,000 | -- | -- | 50% 12.0K to 18.0K | |
| 31-Mar-17 7:28 PM View: | Geron Corp (GERN) | 31-Mar-17 | Grant | 5,782 | -- | -- | 10% 56.65K to 62.43K | |
| 03-Jan-17 7:56 PM View: | Geron Corp (GERN) | 30-Dec-16 | Grant | 6,341 | -- | -- | 13% 50.31K to 56.65K | |
| 20-Dec-16 9:00 AM View: | Calithera Biosciences, Inc. (CALA) | 19-Dec-16 | Option Exercise | 21,933 | $2.16 | $47,309.00 | 7% 327.26K to 349.19K | |
| 03-Oct-16 6:59 PM View: | Geron Corp (GERN) | 30-Sep-16 | Grant | 5,808 | -- | -- | 13% 44.5K to 50.31K | |
| 21-Jul-16 7:30 AM View: | Calithera Biosciences, Inc. (CALA) | 20-Jul-16 | Option Exercise | 29,385 | $1.81 | $53,218.10 | 10% 283.95K to 313.34K | |
| 01-Jul-16 5:39 PM View: | Geron Corp (GERN) | 30-Jun-16 | Grant | 4,897 | -- | -- | 12% 39.6K to 44.5K | |
| 05-May-16 7:13 PM View: | Theravance Biopharma, Inc. (TBPH) | 03-May-16 | Grant | 6,000 | -- | -- | 100% 6.0K to 12.0K | |
| 01-Apr-16 7:06 PM View: | Geron Corp (GERN) | 31-Mar-16 | Grant | 4,495 | -- | -- | 13% 35.11K to 39.6K | |
| 04-Jan-16 6:31 PM View: | Geron Corp (GERN) | 31-Dec-15 | Grant | 2,712 | -- | -- | 8% 32.4K to 35.11K | |
| 23-Dec-15 7:13 PM View: | Calithera Biosciences, Inc. (CALA) | 21-Dec-15 | Option Exercise | 27,825 | $1.49 | $41,525.30 | 12% 238.79K to 266.62K | |
| 01-Oct-15 7:21 PM View: | Geron Corp (GERN) | 30-Sep-15 | Grant | 4,755 | -- | -- | 17% 27.64K to 32.4K | |
| 15-Jul-15 7:52 PM View: | Calithera Biosciences, Inc. (CALA) | 13-Jul-15 | Option Exercise | 76,287 | $1.44 | $109,890.00 | 52% 147.34K to 223.62K | |
| 01-Jul-15 7:39 PM View: | Geron Corp (GERN) | 30-Jun-15 | Grant | 3,067 | -- | -- | 12% 24.57K to 27.64K | |
| 24-Apr-15 7:05 PM View: | Theravance Biopharma, Inc. (TBPH) | 22-Apr-15 | Grant | 6,000 | -- | -- | 100% 0 to 6.0K | |
| 01-Apr-15 7:53 PM View: | Geron Corp (GERN) | 31-Mar-15 | Grant | 3,481 | -- | -- | 17% 21.09K to 24.57K | |
| 02-Jan-15 7:00 PM View: | Geron Corp (GERN) | 31-Dec-14 | Grant | 4,038 | -- | -- | 24% 17.06K to 21.09K | |
| 02-Jul-14 5:09 PM View: | Geron Corp (GERN) | 30-Jun-14 | Grant | 4,089 | -- | -- | 32% 12.97K to 17.06K | |
| 02-Apr-14 5:59 PM View: | Geron Corp (GERN) | 31-Mar-14 | Grant | 6,280 | -- | -- | 94% 6.69K to 12.97K | |
| 03-Jan-14 7:54 PM View: | Geron Corp (GERN) | 31-Dec-13 | Grant | 2,769 | -- | -- | 71% 3.92K to 6.69K | |
| 01-Oct-13 8:04 PM View: | Geron Corp (GERN) | 30-Sep-13 | Grant | 3,918 | -- | -- | 100% 0 to 3.92K |