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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 05-Feb-24 8:04 PM View:  | Southern California Bancorp... (BCAL) | 01-Feb-24 | Grant | 2,239 | -- | -- | 48% 4.67K to 6.91K | |
| 23-Oct-17 6:32 PM View: | Cu Bancorp (CUNB) | 20-Oct-17 | Disposition | 65,413 | -- | -- | (93%) 70.61K to 5.2K | |
| 23-Oct-17 6:32 PM View: | Cu Bancorp (CUNB) | 20-Oct-17 | Disposition | 5,200 | -- | -- | (100%) 5.2K to 0 | |
| 20-Mar-17 5:35 PM View: | Cu Bancorp (CUNB) | 19-Mar-17 | Payment of Exercise | 2,661 | $40.00 | $106,440.00 | (4%) 73.27K to 70.61K | 7% |
| 08-Feb-17 8:02 PM View: | Cu Bancorp (CUNB) | 07-Feb-17 | Grant | 2,538 | -- | -- | 4% 70.74K to 73.27K | |
| 23-Dec-16 7:51 PM View: | Cu Bancorp (CUNB) | 18-Dec-16 | Payment of Exercise | 546 | $32.85 | $17,936.10 | (< 1%) 71.28K to 70.74K | (13%) |
| 23-Dec-16 7:51 PM View: | Cu Bancorp (CUNB) | 13-Dec-16 | Payment of Exercise | 961 | $32.80 | $31,520.80 | (1%) 72.24K to 71.28K | (14%) |
| 13-Sep-16 12:01 PM View: | Cu Bancorp (CUNB) | 12-Sep-16 | Payment of Exercise | 665 | $25.21 | $16,764.60 | (< 1%) 72.91K to 72.24K | (48%) |
| 16-Aug-16 7:57 PM View: | Cu Bancorp (CUNB) | 15-Aug-16 | Payment of Exercise | 554 | $24.09 | $13,345.90 | (< 1%) 73.46K to 72.91K | (55%) |
| 28-Dec-15 1:29 PM View: | Cu Bancorp (CUNB) | 18-Dec-15 | Payment of Exercise | 463 | $25.89 | $11,987.10 | (< 1%) 69.59K to 69.13K | (44%) |
| 28-Oct-15 4:13 PM View: | Cu Bancorp (CUNB) | 27-Oct-15 | Option Exercise | 5,000 | $22.00 | $110,000.00 | 7% 69.59K to 74.59K | |
| 28-Oct-15 4:13 PM View: | Cu Bancorp (CUNB) | 27-Oct-15 | Market Option Sale (Planned) | 5,000 | $24.39 | $121,950.00 | (7%) 74.59K to 69.59K | (53%) |
| 15-Sep-15 11:17 AM View: | Cu Bancorp (CUNB) | 12-Sep-15 | Payment of Exercise | 563 | $21.88 | $12,318.40 | (< 1%) 70.15K to 69.59K | (70%) |
| 17-Aug-15 7:49 PM View: | Cu Bancorp (CUNB) | 14-Aug-15 | Payment of Exercise | 469 | $22.57 | $10,585.30 | (< 1%) 70.62K to 70.15K | (65%) |
| 28-Apr-15 7:17 PM View: | Cu Bancorp (CUNB) | 27-Apr-15 | Payment of Exercise | 752 | $21.05 | $15,829.60 | (1%) 71.37K to 70.62K | (77%) |
| 20-Mar-15 7:25 PM View: | Cu Bancorp (CUNB) | 19-Mar-15 | Grant | 12,000 | -- | -- | 20% 59.37K to 71.37K | |
| 06-Mar-15 3:31 PM View: | Cu Bancorp (CUNB) | 05-Mar-15 | Option Exercise | 20,000 | $10.00 | $200,000.00 | 38% 52.5K to 72.5K | |
| 06-Mar-15 3:31 PM View: | Cu Bancorp (CUNB) | 05-Mar-15 | Market Option Sale (Planned) | 13,124 | $20.60 | $270,354.00 | (18%) 72.5K to 59.37K | (81%) |
| 08-Feb-16 11:46 AM View: | Cu Bancorp (CUNB) | 02-Feb-15 | Grant | 4,335 | -- | -- | 6% 69.13K to 73.46K | |
| 07-Jan-15 7:13 PM View: | Cu Bancorp (CUNB) | 06-Jan-15 | Payment of Exercise | 547 | $20.38 | $11,147.90 | (1%) 53.05K to 52.5K | (83%) |
| 22-Dec-14 6:07 PM View: | Cu Bancorp (CUNB) | 18-Dec-14 | Grant | 3,700 | -- | -- | 7% 49.34K to 53.05K | |
| 15-Sep-14 5:58 PM View: | Cu Bancorp (CUNB) | 12-Sep-14 | Payment of Exercise | 564 | $18.93 | $10,676.50 | (1%) 49.91K to 49.34K | (97%) |
| 15-Aug-14 1:34 PM View: | Cu Bancorp (CUNB) | 14-Aug-14 | Payment of Exercise | 470 | $17.86 | $8,394.20 | (< 1%) 50.38K to 49.91K | (109%) |
| 10-Jan-14 6:28 PM View: | Cu Bancorp (CUNB) | 10-Jan-14 | Payment of Exercise | 549 | $17.24 | $9,464.76 | (1%) 50.93K to 50.38K | (116%) |
| 05-Nov-13 6:03 PM View: | Cu Bancorp (CUNB) | 01-Nov-13 | Option Exercise | 38,744 | $9.60 | $372,040.00 | 100% 38.91K to 77.66K | |
| 05-Nov-13 6:03 PM View: | Cu Bancorp (CUNB) | 01-Nov-13 | Market Option Sale (Planned) | 26,727 | $18.50 | $494,452.00 | (34%) 77.66K to 50.93K | (102%) |
| 04-Nov-13 8:13 PM View: | Cu Bancorp (CUNB) | 31-Oct-13 | Option Exercise | 756 | $10.00 | $7,560.00 | 2% 38.91K to 39.67K | |
| 04-Nov-13 8:13 PM View: | Cu Bancorp (CUNB) | 31-Oct-13 | Market Option Sale (Planned) | 756 | $18.81 | $14,220.40 | (2%) 39.67K to 38.91K | (98%) |
| 13-Sep-13 6:16 PM View: | Cu Bancorp (CUNB) | 12-Sep-13 | Grant | 4,500 | -- | -- | 13% 34.41K to 38.91K | |
| 15-Aug-13 2:17 PM View: | Cu Bancorp (CUNB) | 14-Aug-13 | Payment of Exercise | 459 | $17.87 | $8,202.33 | (2%) 29.67K to 29.21K | (109%) |
| 29-Apr-13 5:56 PM View: | Cu Bancorp (CUNB) | 26-Apr-13 | Payment of Exercise | 873 | $14.00 | $12,222.00 | (3%) 30.54K to 29.67K | (166%) |
| 08-Jan-13 4:16 PM View: | Cu Bancorp (CUNB) | 08-Jan-13 | Payment of Exercise | 549 | $11.89 | $6,527.61 | (2%) 31.09K to 30.54K | (214%) |
| 16-Aug-12 9:24 PM View: | Cu Bancorp (CUNB) | 14-Aug-12 | Grant | 5,000 | $11.75 | $58,750.00 | 16% 31.29K to 36.29K | 217% |