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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 05-Feb-24 7:59 PM View:  | Southern California Bancorp... (BCAL) | 01-Feb-24 | Grant | 2,239 | -- | -- | 4% 59.83K to 62.07K | |
| 05-Feb-24 7:59 PM View: | Southern California Bancorp... (BCAL) | 10-Jan-24 | Acquisition (small) | 11 | $15.55 | $171.05 | < 1% 59.82K to 59.83K | |
| 02-Aug-23 6:36 PM View: | Southern California Bancorp... (BCAL) | 31-Jul-23 | Grant | 1,499 | -- | -- | 3% 58.32K to 59.82K | |
| 23-Oct-17 6:31 PM View: | Cu Bancorp (CUNB) | 20-Oct-17 | Disposition | 121,823 | -- | -- | (100%) 121.82K to 0 | |
| 20-Mar-17 7:21 PM View: | Cu Bancorp (CUNB) | 19-Mar-17 | Payment of Exercise | 3,991 | $40.00 | $159,640.00 | (3%) 125.81K to 121.82K | 7% |
| 09-Feb-17 2:35 PM View: | Cu Bancorp (CUNB) | 07-Feb-17 | Grant | 3,934 | -- | -- | 3% 121.88K to 125.81K | |
| 02-Dec-16 5:14 PM View: | Cu Bancorp (CUNB) | 01-Dec-16 | Option Exercise | 8,500 | $12.20 | $103,700.00 | 7% 121.88K to 130.38K | |
| 02-Dec-16 5:14 PM View: | Cu Bancorp (CUNB) | 01-Dec-16 | Market Option Sale (Planned) | 8,500 | $27.85 | $236,725.00 | (7%) 130.38K to 121.88K | (34%) |
| 17-Aug-16 6:12 PM View: | Cu Bancorp (CUNB) | 15-Aug-16 | Payment of Exercise | 1,443 | $24.09 | $34,761.90 | (1%) 123.32K to 121.88K | (55%) |
| 08-Feb-16 12:14 PM View: | Cu Bancorp (CUNB) | 02-Feb-16 | Grant | 6,719 | -- | -- | 6% 116.6K to 123.32K | |
| 28-Dec-15 1:26 PM View: | Cu Bancorp (CUNB) | 18-Dec-15 | Payment of Exercise | 726 | $25.89 | $18,796.10 | (< 1%) 117.33K to 116.6K | (44%) |
| 28-Oct-15 2:34 PM View: | Cu Bancorp (CUNB) | 27-Oct-15 | Option Exercise | 5,000 | $22.00 | $110,000.00 | 4% 117.33K to 122.33K | |
| 28-Oct-15 2:34 PM View: | Cu Bancorp (CUNB) | 27-Oct-15 | Market Option Sale (Planned) | 5,000 | $24.39 | $121,950.00 | (4%) 122.33K to 117.33K | (53%) |
| 14-Sep-15 7:21 PM View: | Cu Bancorp (CUNB) | 12-Sep-15 | Payment of Exercise | 1,315 | $21.88 | $28,772.20 | (1%) 118.64K to 117.33K | (70%) |
| 17-Aug-15 7:47 PM View: | Cu Bancorp (CUNB) | 14-Aug-15 | Payment of Exercise | 1,221 | $22.57 | $27,558.00 | (1%) 119.87K to 118.64K | (65%) |
| 29-Apr-15 5:44 PM View: | Cu Bancorp (CUNB) | 27-Apr-15 | Payment of Exercise | 1,503 | $21.05 | $31,638.10 | (1%) 121.37K to 119.87K | (77%) |
| 20-Mar-15 7:23 PM View: | Cu Bancorp (CUNB) | 19-Mar-15 | Grant | 18,000 | -- | -- | 17% 103.37K to 121.37K | |
| 07-Jan-15 7:15 PM View: | Cu Bancorp (CUNB) | 06-Jan-15 | Payment of Exercise | 2,699 | $20.38 | $55,005.60 | (3%) 106.07K to 103.37K | (83%) |
| 22-Dec-14 6:01 PM View: | Cu Bancorp (CUNB) | 18-Dec-14 | Grant | 5,800 | -- | -- | 6% 100.27K to 106.07K | |
| 15-Sep-14 5:59 PM View: | Cu Bancorp (CUNB) | 12-Sep-14 | Payment of Exercise | 1,316 | $18.93 | $24,911.90 | (1%) 101.58K to 100.27K | (97%) |
| 15-Aug-14 1:36 PM View: | Cu Bancorp (CUNB) | 14-Aug-14 | Payment of Exercise | 1,222 | $17.86 | $21,824.90 | (1%) 102.81K to 101.58K | (109%) |
| 10-Jan-14 6:29 PM View: | Cu Bancorp (CUNB) | 10-Jan-14 | Payment of Exercise | 2,739 | $17.24 | $47,220.40 | (3%) 105.55K to 102.81K | (116%) |
| 05-Nov-13 6:01 PM View: | Cu Bancorp (CUNB) | 01-Nov-13 | Option Exercise | 60,261 | $10.00 | $602,610.00 | 57% 105.55K to 165.81K | |
| 05-Nov-13 6:01 PM View: | Cu Bancorp (CUNB) | 01-Nov-13 | Option Exercise Duplicate | 60,261 | $10.00 | $602,610.00 | 57% 105.55K to 165.81K | |
| 05-Nov-13 6:01 PM View: | Cu Bancorp (CUNB) | 01-Nov-13 | Market Option Sale (Planned) | 60,261 | $18.50 | $1,114,830.00 | (36%) 165.81K to 105.55K | (102%) |
| 05-Nov-13 6:01 PM View: | Cu Bancorp (CUNB) | 01-Nov-13 | Market Option Sale (Planned) Duplicate | 60,261 | $18.50 | $1,114,830.00 | (36%) 165.81K to 105.55K | (102%) |
| 04-Nov-13 8:14 PM View: | Cu Bancorp (CUNB) | 31-Oct-13 | Option Exercise | 2,239 | $10.00 | $22,390.00 | 2% 105.55K to 107.78K | |
| 04-Nov-13 8:14 PM View: | Cu Bancorp (CUNB) | 31-Oct-13 | Market Option Sale (Planned) | 2,239 | $18.81 | $42,115.60 | (2%) 107.78K to 105.55K | (98%) |
| 13-Sep-13 6:16 PM View: | Cu Bancorp (CUNB) | 12-Sep-13 | Grant | 7,000 | -- | -- | 7% 98.55K to 105.55K | |
| 30-Aug-13 4:39 PM View: | Cu Bancorp (CUNB) | 30-Aug-13 | Option Exercise | 11,786 | $7.80 | $91,930.80 | 12% 98.55K to 110.33K | |
| 30-Aug-13 4:39 PM View: | Cu Bancorp (CUNB) | 30-Aug-13 | Market Option Sale | 11,786 | $16.95 | $199,773.00 | (11%) 110.33K to 98.55K | (120%) |
| 30-Aug-13 4:39 PM View: | Cu Bancorp (CUNB) | 29-Aug-13 | Option Exercise | 3,214 | $7.80 | $25,069.20 | 3% 98.55K to 101.76K | |
| 30-Aug-13 4:39 PM View: | Cu Bancorp (CUNB) | 29-Aug-13 | Market Option Sale | 3,214 | $17.08 | $54,895.10 | (3%) 101.76K to 98.55K | (118%) |
| 15-Aug-13 2:16 PM View: | Cu Bancorp (CUNB) | 14-Aug-13 | Payment of Exercise | 1,222 | $17.87 | $21,837.10 | (1%) 99.77K to 98.55K | (109%) |
| 29-Apr-13 6:03 PM View: | Cu Bancorp (CUNB) | 26-Apr-13 | Payment of Exercise | 1,474 | $14.00 | $20,636.00 | (1%) 101.24K to 99.77K | (166%) |
| 08-Jan-13 2:52 PM View: | Cu Bancorp (CUNB) | 08-Jan-13 | Payment of Exercise | 2,743 | $11.89 | $32,614.30 | (3%) 103.98K to 101.24K | (214%) |
| 16-Aug-12 9:21 PM View: | Cu Bancorp (CUNB) | 14-Aug-12 | Grant | 13,000 | $11.75 | $152,750.00 | 14% 90.98K to 103.98K | 217% |