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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 26-Sep-16 5:45 PM View:  | NovaBay Pharmaceuticals, Inc. (NBY) | 22-Sep-16 | Exercise (in-the money or at-the-money) | 181,300 | $1.81 | $328,153.00 | 5% 3.7M to 3.88M | |
| 26-Sep-16 6:05 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 22-Sep-16 | Exercise (in-the money or at-the-money) | 1,308,900 | $1.91 | $2,500,000.00 | 34% 3.88M to 5.19M | |
| 02-Aug-16 1:26 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 01-Aug-16 | Grant | 1,308,900 | $1.91 | $2,500,000.00 | 55% 2.39M to 3.7M | |
| 13-May-16 5:17 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 09-May-16 | Grant | 1,308,900 | $1.91 | $2,500,000.00 | 121% 1.08M to 2.39M | |
| 05-Mar-15 5:01 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 03-Mar-15 | Market Purchase | 2,590,000 | $0.60 | $1,554,000.00 | 37% 7.01M to 9.6M | (95%) |
| 04-Dec-13 6:00 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 02-Dec-13 | Private Purchase | 5,000,000 | $1.14 | $5,700,000.00 | 249% 2.01M to 7.01M | |
| 02-Dec-13 2:44 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 22-Jul-13 | Acquisition (other) | 3,913 | -- | -- | < 1% 2.0M to 2.01M | |
| 02-Dec-13 2:44 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 29-Apr-13 | Acquisition (other) | 1,743 | -- | -- | < 1% 2.0M to 2.0M | |
| 05-Nov-12 2:12 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 31-Oct-12 | Market Purchase | 1,200,000 | $1.25 | $1,500,000.00 | 150% 800.0K to 2.0M | (98%) |