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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Apr-24 9:29 PM View:  | Troika Media Group, Inc. (TRKA) | 29-Mar-24 | Disposition (other) | -- | -- | -- | 0% -- | |
| 30-May-19 4:13 PM View: | Ambac Financial Group, Inc. (AMBC) | 29-May-19 | Market Purchase | 3,000 | $15.42 | $46,260.00 | 43% 7.0K to 10.0K | (< 1%) |
| 11-Apr-18 9:17 AM View: | Dynegy Inc. (DYN) | 09-Apr-18 | Disposition | 36,511 | -- | -- | (100%) 36.51K to 0 | |
| 22-May-17 5:07 PM View: | Dynegy Inc. (DYN) | 18-May-17 | Grant | 15,152 | -- | -- | 71% 21.36K to 36.51K | |
| 19-May-17 7:08 PM View: | Westmoreland Coal Co. (WLB) | 17-May-17 | Option Exercise | 6,929 | $7.78 | $53,907.60 | 100% 0 to 6.93K | (98%) |
| 24-May-16 4:33 PM View: | Dynegy Inc. (DYN) | 20-May-16 | Grant | 5,870 | -- | -- | 38% 15.49K to 21.36K | |
| 08-Jan-16 5:33 PM View: | Ambac Financial Group, Inc. (AMBC) | 07-Jan-16 | Market Purchase | 4,500 | $12.88 | $57,960.00 | 180% 2.5K to 7.0K | 30% |
| 24-Aug-15 5:31 PM View: | Dynegy Inc. (DYN) | 21-Aug-15 | Market Purchase | 1,000 | $24.71 | $24,710.00 | 7% 14.49K to 15.49K | (48%) |
| 09-Jul-15 5:31 PM View: | Ambac Financial Group, Inc. (AMBC) | 08-Jul-15 | Market Purchase | 2,500 | $17.99 | $44,975.00 | 100% 0 to 2.5K | (7%) |
| 05-Jun-15 4:58 PM View: | Dynegy Inc. (DYN) | 03-Jun-15 | Grant | 3,393 | -- | -- | 31% 11.1K to 14.49K | |
| 02-Jun-14 4:51 PM View: | Dynegy Inc. (DYN) | 29-May-14 | Grant | 3,046 | -- | -- | 38% 8.05K to 11.1K | |
| 23-May-13 3:20 PM View: | Dynegy Inc. (DYN) | 21-May-13 | Grant | 4,039 | -- | -- | 101% 4.01K to 8.05K | |
| 02-Nov-12 6:06 PM View: | Dynegy Inc. (DYN) | 31-Oct-12 | Grant | 4,011 | -- | -- | 100% 0 to 4.01K |