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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 16-Mar-21 10:13 AM View:  | Enterprise Financial Servic... (EFSC) | 12-Mar-21 | Private Sale | 50,000 | $50.65 | $2,532,500.00 | (8%) 596.42K to 546.42K | |
| 09-Mar-21 12:03 PM View: | Enterprise Financial Servic... (EFSC) | 05-Mar-21 | Private Sale | 100,000 | $45.46 | $4,546,000.00 | (14%) 696.42K to 596.42K | |
| 11-Dec-20 9:43 AM View: | Enterprise Financial Servic... (EFSC) | 09-Dec-20 | Sale | 18,924 | $35.23 | $666,692.00 | (3%) 722.25K to 703.33K | |
| 10-Dec-20 8:50 AM View: | Enterprise Financial Servic... (EFSC) | 08-Dec-20 | Sale | 38,957 | $35.05 | $1,365,440.00 | (5%) 761.21K to 722.25K | |
| 08-Dec-20 12:05 PM View: | Enterprise Financial Servic... (EFSC) | 04-Dec-20 | Sale | 21,107 | $35.02 | $739,167.00 | (3%) 782.32K to 761.21K | |
| 04-Dec-20 10:15 AM View: | Enterprise Financial Servic... (EFSC) | 02-Dec-20 | Sale | 16,283 | $35.00 | $569,905.00 | (2%) 798.6K to 782.32K | |
| 03-Dec-20 9:10 AM View: | Enterprise Financial Servic... (EFSC) | 01-Dec-20 | Sale | 4,729 | $35.05 | $165,751.00 | (< 1%) 803.33K to 798.6K | |
| 05-Jan-21 8:37 AM View: | Enterprise Financial Servic... (EFSC) | 25-Nov-20 | Sale | 6,903 | $35.00 | $241,605.00 | (< 1%) 803.33K to 796.42K | |
| 25-Nov-20 4:16 PM View: | Enterprise Financial Servic... (EFSC) | 24-Nov-20 | Sale | 74,878 | $35.56 | $2,662,660.00 | (9%) 878.21K to 803.33K | |
| 25-Nov-20 7:41 AM View: | Enterprise Financial Servic... (EFSC) | 23-Nov-20 | Sale | 1,647 | $35.00 | $57,645.00 | (< 1%) 879.85K to 878.21K | |
| 20-Nov-20 9:34 AM View: | Enterprise Financial Servic... (EFSC) | 18-Nov-20 | Sale | 16,572 | $35.37 | $586,152.00 | (2%) 896.42K to 879.85K | |
| 19-Nov-20 9:20 AM View: | Enterprise Financial Servic... (EFSC) | 17-Nov-20 | Sale | 50,000 | $35.41 | $1,770,500.00 | (5%) 946.42K to 896.42K | |
| 12-Aug-20 7:18 PM View: | Pacific Mercantile Bancorp (PMBC) | 12-Aug-20 | Market Purchase | 29,600 | $3.70 | $109,520.00 | < 1% 3.95M to 3.98M | 157% |
| 12-Aug-20 5:22 PM View: | Pacific Mercantile Bancorp (PMBC) | 11-Aug-20 | Market Purchase | 292,500 | $3.50 | $1,023,750.00 | 8% 3.66M to 3.95M | 171% |
| 11-Mar-20 9:26 PM View: | Pacific Mercantile Bancorp (PMBC) | 10-Mar-20 | Market Purchase | 24,000 | $5.11 | $122,582.00 | 1% 2.17M to 2.19M | 86% |
| 17-Dec-19 8:20 AM View: | Enterprise Financial Servic... (EFSC) | 13-Dec-19 | Private Sale | 50,000 | $45.55 | $2,277,500.00 | (5%) 996.42K to 946.42K | |
| 04-Sep-19 1:39 PM View: | MBT Financial Corp. (MBTF) | 01-Sep-19 | Disposition | 2,060,300 | -- | -- | (100%) 2.06M to 0 | |
| 07-Mar-19 6:17 PM View: | Trinity Capital Corp (NONE) | 08-Mar-19 | Disposition | 211 | -- | -- | (100%) 0.21K to 0 | |
| 21-Dec-18 4:34 PM View: | Esquire Financial Holdings,... (ESQ) | 10-Dec-18 | Grant | 2,000 | -- | -- | 5% 42.5K to 44.5K | |
| 07-Jun-18 4:11 PM View: | Provident New York Bancorp (STL) | 06-Jun-18 | Market Sale | 123,980 | $25.02 | $3,101,980.00 | (100%) 124.48K to 0.5K | 2% |
| 31-May-18 9:55 AM View: | Provident New York Bancorp (STL) | 30-May-18 | Market Sale | 100,000 | $25.03 | $2,503,000.00 | (45%) 224.48K to 124.48K | 2% |
| 29-May-18 1:03 PM View: | Provident New York Bancorp (STL) | 25-May-18 | Market Sale | 14,589 | $25.00 | $364,725.00 | (6%) 239.07K to 224.48K | 2% |
| 23-May-18 4:53 PM View: | Provident New York Bancorp (STL) | 22-May-18 | Market Sale | 85,411 | $25.00 | $2,135,280.00 | (26%) 324.48K to 239.07K | 2% |
| 09-Mar-18 6:29 PM View: | Provident New York Bancorp (STL) | 09-Mar-18 | Market Sale | 128,300 | $25.32 | $3,248,560.00 | (28%) 452.78K to 324.48K | 4% |
| 09-Mar-18 6:29 PM View: | Provident New York Bancorp (STL) | 08-Mar-18 | Market Sale | 71,700 | $25.04 | $1,795,370.00 | (14%) 524.48K to 452.78K | 3% |
| 01-Dec-17 7:57 PM View: | Provident New York Bancorp (STL) | 30-Nov-17 | Market Sale | 25,000 | $25.30 | $632,500.00 | (5%) 549.48K to 524.48K | 4% |
| 30-Nov-17 3:40 PM View: | Provident New York Bancorp (STL) | 29-Nov-17 | Market Sale | 100,000 | $25.31 | $2,531,000.00 | (15%) 649.48K to 549.48K | 4% |
| 01-Nov-17 4:05 PM View: | Provident New York Bancorp (STL) | 31-Oct-17 | Market Sale | 61,955 | $25.04 | $1,551,350.00 | (9%) 711.43K to 649.48K | 3% |
| 01-Nov-17 4:05 PM View: | Provident New York Bancorp (STL) | 30-Oct-17 | Market Sale | 38,045 | $24.87 | $946,179.00 | (5%) 749.48K to 711.43K | 3% |
| 27-Oct-17 6:19 PM View: | Provident New York Bancorp (STL) | 27-Oct-17 | Market Sale | 74,925 | $25.46 | $1,907,590.00 | (9%) 824.4K to 749.48K | 5% |
| 27-Oct-17 6:19 PM View: | Provident New York Bancorp (STL) | 26-Oct-17 | Market Sale | 225,075 | $25.26 | $5,685,390.00 | (21%) 1.05M to 824.4K | 4% |
| 04-May-17 5:44 PM View: | Provident New York Bancorp (STL) | 02-May-17 | Market Sale | 200,000 | $23.05 | $4,609,200.00 | (16%) 1.25M to 1.05M | (5%) |
| 13-Mar-17 4:43 PM View: | Provident New York Bancorp (STL) | 10-Mar-17 | Market Sale | 300,000 | $24.68 | $7,403,100.00 | (19%) 1.55M to 1.25M | 2% |
| 01-Feb-17 7:00 PM View: | Trinity Capital Corp (NONE) | 30-Jan-17 | Grant | 250 | -- | -- | 100% 0 to 0.25K | |
| 14-Nov-16 6:49 PM View: | Provident New York Bancorp (STL) | 14-Nov-16 | Market Sale | 100,000 | $22.48 | $2,248,000.00 | (6%) 1.75M to 1.65M | (8%) |
| 14-Nov-16 6:46 PM View: | Provident New York Bancorp (STL) | 10-Nov-16 | Market Sale | 100,000 | $20.01 | $2,000,600.00 | (5%) 1.85M to 1.75M | (22%) |
| 16-Nov-16 7:06 PM View: | Provident New York Bancorp (STL) | 10-Nov-16 | Market Sale | 100,000 | $20.16 | $2,015,900.00 | (6%) 1.65M to 1.55M | (21%) |
| 10-Nov-16 4:41 PM View: | Provident New York Bancorp (STL) | 09-Nov-16 | Market Sale | 200,000 | $19.09 | $3,817,600.00 | (10%) 2.05M to 1.85M | (27%) |
| 10-Nov-16 4:34 PM View: | Provident New York Bancorp (STL) | 08-Nov-16 | Market Sale | 100,000 | $18.53 | $1,852,890.00 | (5%) 2.15M to 2.05M | (31%) |
| 01-Sep-16 5:46 PM View: | Provident New York Bancorp (STL) | 01-Sep-16 | Market Sale | 100,000 | $17.58 | $1,758,060.00 | (4%) 2.25M to 2.15M | (39%) |
| 23-Aug-16 9:50 PM View: | Provident New York Bancorp (STL) | 23-Aug-16 | Market Sale | 200,000 | $17.19 | $3,437,800.00 | (8%) 2.45M to 2.25M | (42%) |
| 06-Jul-16 7:07 PM View: | Avenue Financial Holdings, ... (AVNU) | 01-Jul-16 | Disposition | 1,000 | $19.59 | $19,590.00 | (< 1%) 849.5K to 848.5K | |
| 06-Jul-16 7:07 PM View: | Avenue Financial Holdings, ... (AVNU) | 01-Jul-16 | Disposition | 848,500 | $19.59 | $16,622,100.00 | (100%) 848.5K to 0 | |
| 02-May-16 4:33 PM View: | Cape Bancorp, Inc. (CBNJ) | 02-May-16 | Disposition (other) | 5,000 | -- | -- | (< 1%) 1.63M to 1.63M | |
| 02-May-16 4:33 PM View: | Cape Bancorp, Inc. (CBNJ) | 02-May-16 | Disposition (other) | 1,626,360 | -- | -- | (100%) 1.63M to 0 | |
| 29-Jan-16 4:04 PM View: | Avenue Financial Holdings, ... (AVNU) | 26-Jan-16 | Grant Duplicate | 1,000 | -- | -- | < 1% 848.5K to 849.5K | |
| 26-Aug-15 4:30 PM View: | MBT Financial Corp. (MBTF) | 26-Aug-15 | Market Purchase | 41,100 | $6.25 | $256,875.00 | 2% 2.02M to 2.06M | 100% |
| 26-Aug-15 4:30 PM View: | MBT Financial Corp. (MBTF) | 25-Aug-15 | Market Purchase | 60,000 | $6.24 | $374,652.00 | 3% 1.96M to 2.02M | 100% |
| 25-Aug-15 3:10 PM View: | MBT Financial Corp. (MBTF) | 24-Aug-15 | Market Purchase | 1,100 | $6.17 | $6,783.48 | < 1% 1.96M to 1.96M | 102% |
| 21-Aug-15 12:04 PM View: | MBT Financial Corp. (MBTF) | 20-Aug-15 | Market Purchase | 3,900 | $6.24 | $24,355.10 | < 1% 1.95M to 1.96M | 100% |