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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 01-Aug-23 5:37 PM View:  | Stellus Private Credit Bdc (NONE) | 31-Jul-23 | Purchase | 692 | $14.98 | $10,366.20 | 6% 12.53K to 13.22K | |
| 16-Mar-23 10:00 PM View: | Stellus Private Credit Bdc (NONE) | 14-Mar-23 | Purchase | 672 | $14.64 | $9,838.08 | 6% 11.86K to 12.53K | |
| 19-Aug-22 6:03 AM View: | Stellus Private Credit Bdc (NONE) | 17-Aug-22 | Purchase | 3,193 | $14.72 | $47,001.00 | 37% 8.67K to 11.86K | |
| 21-Jun-22 4:16 PM View: | Stellus Capital Investment ... (SCM) | 16-Jun-22 | Private Purchase | 2,500 | $11.38 | $28,450.00 | 1% 194.18K to 196.68K | |
| 29-Apr-22 10:55 AM View: | Stellus Private Credit Bdc (NONE) | 27-Apr-22 | Purchase | 3,184 | $14.76 | $46,995.80 | 58% 5.48K to 8.67K | |
| 17-Dec-21 4:44 PM View: | Stellus Capital Investment ... (SCM) | 17-Dec-21 | Market Purchase | 1,600 | $12.66 | $20,256.00 | < 1% 189.3K to 190.9K | 1% |
| 15-Dec-21 4:23 PM View: | Stellus Capital Investment ... (SCM) | 13-Dec-21 | Market Purchase | 1,167 | $12.85 | $14,999.80 | < 1% 188.13K to 189.3K | 2% |
| 18-Dec-20 9:13 PM View: | Stellus Capital Investment ... (SCM) | 16-Dec-20 | Market Purchase | 5,000 | $10.85 | $54,250.00 | 3% 179.51K to 184.51K | (6%) |
| 02-Sep-20 5:58 PM View: | Stellus Capital Investment ... (SCM) | 01-Sep-20 | Market Purchase | 5,000 | $8.12 | $40,586.50 | 3% 178.22K to 183.22K | 19% |
| 12-Jun-20 7:54 PM View: | Stellus Capital Investment ... (SCM) | 11-Jun-20 | Market Purchase | 5,000 | $7.50 | $37,500.00 | 3% 171.66K to 176.66K | 25% |
| 16-Mar-20 6:53 PM View: | Stellus Capital Investment ... (SCM) | 12-Mar-20 | Market Purchase | 5,000 | $9.13 | $45,647.50 | 3% 161.04K to 166.04K | 1% |
| 19-Mar-18 9:16 PM View: | Stellus Capital Investment ... (SCM) | 15-Mar-18 | Market Purchase | 5,000 | $11.62 | $58,100.00 | 4% 133.62K to 138.62K | (29%) |
| 11-Dec-17 4:22 PM View: | Stellus Capital Investment ... (SCM) | 08-Dec-17 | Market Purchase | 5,000 | $12.19 | $60,941.00 | 4% 128.62K to 133.62K | (34%) |
| 11-Dec-17 4:22 PM View: | Stellus Capital Investment ... (SCM) | 07-Dec-17 | Market Purchase | 7,500 | $12.39 | $92,959.70 | 6% 121.12K to 128.62K | (35%) |
| 16-Nov-17 7:37 PM View: | Stellus Capital Investment ... (SCM) | 14-Nov-17 | Market Purchase | 10,100 | $12.39 | $125,131.00 | 9% 110.01K to 120.11K | (36%) |
| 14-Sep-17 4:05 PM View: | Stellus Capital Investment ... (SCM) | 14-Sep-17 | Market Purchase | 3,000 | $13.51 | $40,530.00 | 3% 105.27K to 108.27K | (42%) |
| 14-Sep-17 4:05 PM View: | Stellus Capital Investment ... (SCM) | 13-Sep-17 | Market Purchase | 2,000 | $13.46 | $26,920.00 | 2% 103.27K to 105.27K | (42%) |
| 21-Jun-17 12:18 PM View: | Stellus Capital Investment ... (SCM) | 20-Jun-17 | Market Purchase | 1,500 | $13.33 | $19,995.00 | 2% 99.82K to 101.32K | (43%) |
| 13-Jun-17 12:14 PM View: | Stellus Capital Investment ... (SCM) | 13-Jun-17 | Market Purchase | 5,000 | $13.29 | $66,450.00 | 5% 94.82K to 99.82K | (43%) |
| 13-Jun-17 12:14 PM View: | Stellus Capital Investment ... (SCM) | 09-Jun-17 | Market Purchase | 1,500 | $13.56 | $20,340.00 | 2% 93.32K to 94.82K | (44%) |
| 22-Dec-15 2:16 PM View: | Stellus Capital Investment ... (SCM) | 18-Dec-15 | Market Purchase | 100 | $9.70 | $970.00 | < 1% 80.98K to 81.08K | (8%) |
| 15-Dec-15 4:36 PM View: | Stellus Capital Investment ... (SCM) | 14-Dec-15 | Market Purchase | 3,000 | $9.95 | $29,850.00 | 4% 77.24K to 80.24K | (10%) |
| 04-Sep-15 9:26 AM View: | Stellus Capital Investment ... (SCM) | 02-Sep-15 | Market Purchase | 950 | $11.00 | $10,450.00 | 1% 74.25K to 75.2K | (16%) |
| 14-Aug-15 2:09 PM View: | Stellus Capital Investment ... (SCM) | 13-Aug-15 | Market Purchase | 2,500 | $10.15 | $25,375.00 | 4% 71.07K to 73.57K | (8%) |
| 14-Aug-15 2:09 PM View: | Stellus Capital Investment ... (SCM) | 12-Aug-15 | Market Purchase | 2,500 | $10.15 | $25,375.00 | 4% 68.57K to 71.07K | (8%) |
| 18-Dec-14 4:09 PM View: | Stellus Capital Investment ... (SCM) | 16-Dec-14 | Market Purchase | 750 | $12.08 | $9,060.00 | 1% 65.16K to 65.91K | (17%) |
| 09-Dec-14 1:18 PM View: | Stellus Capital Investment ... (SCM) | 08-Dec-14 | Market Purchase | 1,000 | $12.70 | $12,695.80 | 2% 63.63K to 64.63K | (21%) |
| 08-Dec-14 1:16 PM View: | Stellus Capital Investment ... (SCM) | 04-Dec-14 | Market Purchase | 750 | $13.05 | $9,787.50 | 1% 62.88K to 63.63K | (23%) |
| 24-Sep-14 8:44 PM View: | Stellus Capital Investment ... (SCM) | 23-Sep-14 | Market Purchase | 750 | $14.20 | $10,650.00 | 1% 61.18K to 61.93K | (28%) |
| 12-Jun-14 12:04 PM View: | Stellus Capital Investment ... (SCM) | 10-Jun-14 | Market Purchase | 750 | $14.20 | $10,647.00 | 1% 57.47K to 58.22K | (26%) |
| 19-Mar-14 3:33 PM View: | Stellus Capital Investment ... (SCM) | 19-Mar-14 | Market Purchase | 1,000 | $14.47 | $14,470.00 | 2% 55.57K to 56.57K | (26%) |
| 19-Mar-14 3:33 PM View: | Stellus Capital Investment ... (SCM) | 18-Mar-14 | Market Purchase | 1,000 | $14.56 | $14,560.00 | 2% 54.57K to 55.57K | (26%) |
| 14-Mar-14 6:03 PM View: | Stellus Capital Investment ... (SCM) | 14-Mar-14 | Market Purchase | 1,000 | $14.60 | $14,600.00 | 2% 42.26K to 43.26K | (26%) |