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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 23-Nov-16 6:02 PM View:  | Cifc LLC (CIFC) | 21-Nov-16 | Disposition | 95,668 | $11.36 | $1,086,790.00 | (100%) 95.67K to 0 | |
| 04-Oct-16 5:18 PM View: | Cifc LLC (CIFC) | 30-Sep-16 | Payment of Exercise | 1,496 | $11.17 | $16,710.30 | (2%) 97.16K to 95.67K | (1%) |
| 05-Jul-16 11:28 AM View: | Cifc LLC (CIFC) | 30-Jun-16 | Option Exercise | 4,045 | -- | -- | 4% 93.12K to 97.16K | |
| 04-Apr-16 5:17 PM View: | Cifc LLC (CIFC) | 31-Mar-16 | Payment of Exercise | 1,495 | $7.10 | $10,614.50 | (6%) 24.64K to 23.14K | (59%) |
| 04-Apr-16 5:17 PM View: | Cifc LLC (CIFC) | 31-Mar-16 | Option Exercise | 4,045 | -- | -- | 20% 20.59K to 24.64K | |
| 05-Jan-16 7:04 PM View: | Deerfield Capital Corp. (CIFC) | 31-Dec-15 | Payment of Exercise | 6,840 | $5.58 | $38,167.20 | (25%) 27.43K to 20.59K | (123%) |
| 05-Jan-16 7:04 PM View: | Deerfield Capital Corp. (CIFC) | 31-Dec-15 | Option Exercise | 16,181 | -- | -- | 144% 11.25K to 27.43K | |
| 23-Dec-15 4:37 PM View: | Deerfield Capital Corp. (CIFC) | 21-Dec-15 | Option Exercise | 3,750 | -- | -- | 50% 7.5K to 11.25K | |
| 22-Dec-14 9:04 PM View: | Deerfield Capital Corp. (CIFC) | 21-Dec-14 | Option Exercise | 3,750 | -- | -- | 100% 3.75K to 7.5K | |
| 17-Jan-14 7:34 PM View: | Deerfield Capital Corp. (CIFC) | 21-Dec-13 | Option Exercise | 3,750 | -- | -- | 100% 0 to 3.75K |