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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 01-Mar-21 3:06 PM View:  | Principal Financial Group I... (PFG) | 25-Feb-21 | Market Sale | 10,000 | $60.40 | $604,000.00 | (15%) 68.7K to 58.7K | 5% |
| 05-Feb-21 4:20 PM View: | Principal Financial Group I... (PFG) | 03-Feb-21 | Option Exercise | 11,125 | $34.26 | $381,142.00 | 16% 71.0K to 82.12K | |
| 05-Feb-21 4:20 PM View: | Principal Financial Group I... (PFG) | 03-Feb-21 | Market Option Sale | 11,125 | $51.11 | $568,599.00 | (14%) 82.12K to 71.0K | |
| 12-Feb-21 10:00 PM View: | Principal Financial Group I... (PFG) | 23-Nov-20 | Gift | 2,200 | -- | -- | (3%) 71.0K to 68.8K | |
| 26-Feb-20 5:13 PM View: | Principal Financial Group I... (PFG) | 24-Feb-20 | Grant | 9,474 | -- | -- | 15% 63.03K to 72.5K | |
| 13-Jun-19 2:17 PM View: | Principal Financial Group I... (PFG) | 06-Jun-19 | Gift | 2,000 | -- | -- | (3%) 65.03K to 63.03K | |
| 27-Feb-19 5:21 PM View: | Principal Financial Group I... (PFG) | 25-Feb-19 | Grant | 14,053 | -- | -- | 28% 50.93K to 64.98K | |
| 02-Jan-19 4:59 PM View: | Principal Financial Group I... (PFG) | 28-Dec-18 | Grant | 214 | -- | -- | < 1% 50.72K to 50.93K | |
| 02-Oct-18 4:23 PM View: | Principal Financial Group I... (PFG) | 28-Sep-18 | Grant | 155 | -- | -- | < 1% 50.51K to 50.66K | |
| 03-Jul-18 4:51 PM View: | Principal Financial Group I... (PFG) | 29-Jun-18 | Grant | 168 | -- | -- | < 1% 50.3K to 50.47K | |
| 02-Apr-18 5:10 PM View: | Principal Financial Group I... (PFG) | 29-Mar-18 | Grant | 144 | -- | -- | < 1% 49.76K to 49.91K | |
| 28-Feb-18 5:09 PM View: | Principal Financial Group I... (PFG) | 26-Feb-18 | Grant | 6,841 | -- | -- | 16% 42.89K to 49.73K | |
| 03-Jan-18 5:08 PM View: | Principal Financial Group I... (PFG) | 02-Jan-18 | Option Exercise | 16,400 | $25.41 | $416,744.00 | 38% 43.44K to 59.84K | |
| 03-Jan-18 5:08 PM View: | Principal Financial Group I... (PFG) | 02-Jan-18 | Market Option Sale (Planned) | 16,400 | $70.23 | $1,151,800.00 | (27%) 59.84K to 43.44K | 37% |
| 14-Dec-17 4:17 PM View: | Principal Financial Group I... (PFG) | 12-Dec-17 | Gift | 2,000 | -- | -- | (4%) 45.39K to 43.39K | |
| 03-Oct-17 5:18 PM View: | Principal Financial Group I... (PFG) | 29-Sep-17 | Grant | 129 | -- | -- | < 1% 45.27K to 45.39K | |
| 05-Jul-17 5:53 PM View: | Principal Financial Group I... (PFG) | 30-Jun-17 | Grant | 125 | -- | -- | < 1% 44.68K to 44.8K | |
| 01-May-17 3:55 PM View: | Principal Financial Group I... (PFG) | 27-Apr-17 | Option Exercise | 24,905 | $52.49 | $1,307,340.00 | 56% 44.65K to 69.56K | |
| 01-May-17 3:55 PM View: | Principal Financial Group I... (PFG) | 27-Apr-17 | Market Option Sale (Planned) | 24,905 | $65.00 | $1,618,820.00 | (36%) 69.56K to 44.65K | 33% |
| 04-Apr-17 5:31 PM View: | Principal Financial Group I... (PFG) | 31-Mar-17 | Grant | 126 | -- | -- | < 1% 44.52K to 44.65K | |
| 01-Mar-17 5:23 PM View: | Principal Financial Group I... (PFG) | 27-Feb-17 | Grant | 6,038 | -- | -- | 16% 38.46K to 44.49K | |
| 29-Dec-16 5:44 PM View: | Principal Financial Group I... (PFG) | 27-Dec-16 | Grant | 128 | -- | -- | < 1% 38.33K to 38.46K | |
| 13-Dec-16 3:37 PM View: | Principal Financial Group I... (PFG) | 16-Nov-16 | Gift | 2,000 | -- | -- | (4%) 45.3K to 43.3K | |
| 01-Nov-16 12:02 PM View: | Principal Financial Group I... (PFG) | 28-Oct-16 | Option Exercise | 6,704 | $11.07 | $74,213.30 | 15% 45.3K to 52.0K | |
| 01-Nov-16 12:02 PM View: | Principal Financial Group I... (PFG) | 28-Oct-16 | Market Option Sale (Planned) | 6,704 | $55.00 | $368,720.00 | (13%) 52.0K to 45.3K | 20% |
| 06-Oct-16 10:51 AM View: | Principal Financial Group I... (PFG) | 05-Oct-16 | Market Sale (Planned) | 5,000 | $52.00 | $260,000.00 | (11%) 45.3K to 40.3K | 15% |
| 04-Oct-16 4:43 PM View: | Principal Financial Group I... (PFG) | 30-Sep-16 | Grant | 153 | -- | -- | < 1% 45.15K to 45.3K | |
| 28-Jun-16 5:52 PM View: | Principal Financial Group I... (PFG) | 24-Jun-16 | Grant | 195 | -- | -- | < 1% 44.35K to 44.55K | |
| 29-Mar-16 6:16 PM View: | Principal Financial Group I... (PFG) | 25-Mar-16 | Grant | 185 | -- | -- | < 1% 44.13K to 44.32K | |
| 24-Feb-16 4:58 PM View: | Principal Financial Group I... (PFG) | 22-Feb-16 | Grant | 5,187 | -- | -- | 13% 38.91K to 44.1K | |
| 30-Dec-15 4:46 PM View: | Principal Financial Group I... (PFG) | 28-Dec-15 | Grant | 157 | -- | -- | < 1% 38.75K to 38.91K | |
| 29-Sep-15 5:28 PM View: | Principal Financial Group I... (PFG) | 25-Sep-15 | Grant | 150 | -- | -- | < 1% 40.58K to 40.73K | |
| 31-Jul-15 1:42 PM View: | Principal Financial Group I... (PFG) | 30-Jul-15 | Option Exercise | 8,275 | $49.25 | $407,544.00 | 20% 41.75K to 50.02K | |
| 31-Jul-15 1:42 PM View: | Principal Financial Group I... (PFG) | 30-Jul-15 | Market Option Sale (Planned) | 8,275 | $55.00 | $455,125.00 | (17%) 50.02K to 41.75K | 16% |
| 30-Jun-15 5:57 PM View: | Principal Financial Group I... (PFG) | 26-Jun-15 | Grant | 136 | -- | -- | < 1% 41.61K to 41.75K | |
| 30-Dec-15 4:46 PM View: | Principal Financial Group I... (PFG) | 15-Jun-15 | Gift | 2,000 | -- | -- | (5%) 40.73K to 38.73K | |
| 31-Mar-15 6:03 PM View: | Principal Financial Group I... (PFG) | 27-Mar-15 | Grant | 131 | -- | -- | < 1% 41.45K to 41.58K | |
| 25-Feb-15 5:05 PM View: | Principal Financial Group I... (PFG) | 23-Feb-15 | Grant | 3,503 | -- | -- | 9% 37.91K to 41.41K | |
| 30-Dec-14 5:57 PM View: | Principal Financial Group I... (PFG) | 26-Dec-14 | Grant | 118 | -- | -- | < 1% 37.79K to 37.91K | |
| 30-Sep-14 5:46 PM View: | Principal Financial Group I... (PFG) | 26-Sep-14 | Grant | 118 | -- | -- | < 1% 37.65K to 37.77K | |
| 04-Sep-14 5:23 PM View: | Principal Financial Group I... (PFG) | 03-Sep-14 | Option Exercise | 8,745 | $39.02 | $341,230.00 | 21% 41.99K to 50.74K | |
| 04-Sep-14 5:23 PM View: | Principal Financial Group I... (PFG) | 03-Sep-14 | Market Option Sale (Planned) | 8,745 | $55.00 | $480,975.00 | (17%) 50.74K to 41.99K | 14% |
| 04-Sep-14 5:23 PM View: | Principal Financial Group I... (PFG) | 03-Sep-14 | Market Sale (Planned) | 5,000 | $55.00 | $275,000.00 | (12%) 41.99K to 36.99K | 14% |
| 01-Jul-14 5:51 PM View: | Principal Financial Group I... (PFG) | 27-Jun-14 | Grant | 117 | -- | -- | < 1% 41.99K to 42.1K | |
| 23-Jun-14 5:23 PM View: | Principal Financial Group I... (PFG) | 20-Jun-14 | Option Exercise | 6,000 | $11.07 | $66,420.00 | 14% 41.85K to 47.85K | |
| 23-Jun-14 5:23 PM View: | Principal Financial Group I... (PFG) | 20-Jun-14 | Market Option Sale (Planned) | 6,000 | $50.00 | $300,000.00 | (13%) 47.85K to 41.85K | 5% |
| 03-Mar-14 5:26 PM View: | Principal Financial Group I... (PFG) | 28-Feb-14 | Payment of Exercise | 2,207 | $45.35 | $100,087.00 | (5%) 44.04K to 41.83K | (6%) |
| 26-Feb-14 6:05 PM View: | Principal Financial Group I... (PFG) | 24-Feb-14 | Grant | 2,602 | -- | -- | 6% 41.43K to 44.04K | |
| 31-Dec-13 5:30 PM View: | Principal Financial Group I... (PFG) | 27-Dec-13 | Grant Duplicate | 130 | -- | -- | < 1% 41.3K to 41.43K | |
| 01-Apr-14 6:11 PM View: | Principal Financial Group I... (PFG) | 27-Dec-13 | Grant | 130 | -- | -- | < 1% 41.3K to 41.43K |