Umpleby III Donald J

Number of records: 46
SEC FilingCompany/StockTrade DateTransactionSharesAvg. PriceTotal% HoldingsGain/Loss
28-May-21 4:58 PM
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Chevron Corp. (CVX) 26-May-21Grant 2,166----31%
6.98K to 9.15K
11-May-21 5:06 PM
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Caterpillar Inc. (CAT) 07-May-21Gift 4,495----(2%)
266.34K to 261.85K
11-Feb-21 3:44 PM
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Caterpillar Inc. (CAT) 09-Feb-21Grant 46,337----20%
233.88K to 280.21K
11-Feb-21 3:44 PM
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Caterpillar Inc. (CAT) 09-Feb-21Payment of Exercise 19,766$196.78$3,889,550.00(7%)
280.21K to 260.45K
11-Feb-21 3:44 PM
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Caterpillar Inc. (CAT) 30-Dec-20Gift 59,000----(20%)
292.88K to 233.88K
25-Nov-20 5:42 PM
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Caterpillar Inc. (CAT) 24-Nov-20Payment of Exercise 159,572$176.80$28,212,300.00(41%)
390.95K to 231.38K
(< 1%)
25-Nov-20 5:42 PM
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Caterpillar Inc. (CAT) 24-Nov-20Option Exercise 214,370$95.66$20,506,600.00121%
176.58K to 390.95K
05-Nov-20 10:19 AM
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Caterpillar Inc. (CAT) 03-Nov-20Payment of Exercise 268,849$166.68$44,812,100.00(60%)
445.43K to 176.58K
(7%)
05-Nov-20 10:19 AM
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Caterpillar Inc. (CAT) 03-Nov-20Option Exercise 372,276$83.54$31,099,700.00509%
73.15K to 445.43K
09-Feb-21 10:00 PM
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Chevron Corp. (CVX) 05-Oct-20Grant 8----< 1%
6.95K to 6.96K
03-Sep-20 6:41 PM
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Caterpillar Inc. (CAT) 02-Sep-20Payment of Exercise 80,633$148.71$11,990,500.00(52%)
153.78K to 73.14K
(19%)
03-Sep-20 6:41 PM
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Caterpillar Inc. (CAT) 02-Sep-20Option Exercise 101,392$94.05$9,535,530.00194%
52.39K to 153.78K
29-May-20 5:26 PM
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Chevron Corp. (CVX) 27-May-20Grant 2,411----54%
4.44K to 6.85K
13-Feb-20 2:00 PM
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Caterpillar Inc. (CAT) 11-Feb-20Grant 37,895----59%
64.7K to 102.6K
13-Feb-20 2:00 PM
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Caterpillar Inc. (CAT) 11-Feb-20Payment of Exercise 15,684$136.15$2,135,380.00(15%)
102.6K to 86.92K
(28%)
06-Nov-19 2:15 PM
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Caterpillar Inc. (CAT) 04-Nov-19Disposition 15,875$146.01$2,317,910.00(19%)
83.59K to 67.72K
(19%)
06-Nov-19 2:15 PM
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Caterpillar Inc. (CAT) 04-Nov-19Payment of Exercise 3,021$146.01$441,096.00(4%)
67.72K to 64.7K
(19%)
06-Nov-19 2:15 PM
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Caterpillar Inc. (CAT) 04-Nov-19Option Exercise 22,696$102.13$2,317,940.0037%
60.9K to 83.59K
30-Oct-19 1:35 PM
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Caterpillar Inc. (CAT) 28-Oct-19Disposition 2,797$140.25$392,279.00(4%)
66.29K to 63.49K
(24%)
30-Oct-19 1:35 PM
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Caterpillar Inc. (CAT) 28-Oct-19Payment of Exercise 1,764$140.25$247,401.00(3%)
63.49K to 61.73K
(24%)
30-Oct-19 1:35 PM
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Caterpillar Inc. (CAT) 28-Oct-19Option Exercise 6,781$57.85$392,281.0011%
59.51K to 66.29K
31-May-19 5:38 PM
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Chevron Corp. (CVX) 29-May-19Grant 1,901----78%
2.45K to 4.35K
14-Feb-19 5:32 PM
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Caterpillar Inc. (CAT) 12-Feb-19Grant 18,029----37%
48.31K to 66.34K
14-Feb-19 5:32 PM
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Caterpillar Inc. (CAT) 12-Feb-19Payment of Exercise 6,848$131.78$902,429.00(10%)
66.34K to 59.49K
(30%)
01-Jun-18 5:02 PM
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Chevron Corp. (CVX) 30-May-18Grant 1,853----344%
0.54K to 2.39K
02-Mar-18 4:42 PM
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Chevron Corp. (CVX) 01-Mar-18Grant 496----1210%
41 to 0.54K
15-Feb-18 6:43 PM
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Caterpillar Inc. (CAT) 13-Feb-18Grant 16,325----43%
38.22K to 54.54K
15-Feb-18 6:43 PM
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Caterpillar Inc. (CAT) 13-Feb-18Payment of Exercise 6,260$153.10$958,406.00(11%)
54.54K to 48.28K
(11%)
03-May-17 6:22 PM
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Caterpillar Inc. (CAT) 01-May-17Payment of Exercise 259$102.20$26,469.80(< 1%)
38.46K to 38.2K
(63%)
15-Nov-16 2:30 PM
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Caterpillar Inc. (CAT) 14-Nov-16Disposition 5,175$94.26$487,796.00(11%)
46.44K to 41.27K
(74%)
15-Nov-16 2:30 PM
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Caterpillar Inc. (CAT) 14-Nov-16Payment of Exercise 1,899$94.26$179,000.00(5%)
41.27K to 39.37K
(74%)
15-Nov-16 2:30 PM
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Caterpillar Inc. (CAT) 14-Nov-16Option Exercise 11,280$43.26$487,928.0032%
35.16K to 46.44K
03-May-16 7:49 PM
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Caterpillar Inc. (CAT) 01-May-16Payment of Exercise 260$77.35$20,111.00(< 1%)
35.41K to 35.15K
(108%)
03-May-16 7:49 PM
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Caterpillar Inc. (CAT) 29-Apr-16Disposition 1,726$78.16$134,904.00(5%)
37.26K to 35.54K
(106%)
03-May-16 7:49 PM
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Caterpillar Inc. (CAT) 29-Apr-16Payment of Exercise 129$78.16$10,082.60(< 1%)
35.54K to 35.41K
(106%)
03-May-16 7:49 PM
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Caterpillar Inc. (CAT) 29-Apr-16Option Exercise 2,141$63.04$134,969.006%
35.12K to 37.26K
22-Mar-16 1:28 PM
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Caterpillar Inc. (CAT) 18-Mar-16Disposition 998$75.79$75,638.40(3%)
36.17K to 35.18K
(111%)
22-Mar-16 1:28 PM
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Caterpillar Inc. (CAT) 18-Mar-16Payment of Exercise 63$75.79$4,774.77(< 1%)
35.18K to 35.11K
(111%)
22-Mar-16 1:28 PM
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Caterpillar Inc. (CAT) 18-Mar-16Option Exercise 1,200$63.04$75,648.003%
34.98K to 36.17K
05-May-15 5:37 PM
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Caterpillar Inc. (CAT) 01-May-15Payment of Exercise 382$87.52$33,432.60(1%)
31.08K to 30.7K
(77%)
02-May-14 1:49 PM
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Caterpillar Inc. (CAT) 01-May-14Option Exercise 8,400$45.64$383,397.0029%
28.53K to 36.93K
02-May-14 1:49 PM
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Caterpillar Inc. (CAT) 01-May-14Market Option Sale 5,881$105.43$620,051.00(16%)
36.93K to 31.05K
(42%)
03-Feb-14 6:29 PM
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Caterpillar Inc. (CAT) 30-Jan-14Option Exercise 10,000$38.63$386,275.0041%
24.66K to 34.66K
03-Feb-14 6:29 PM
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Caterpillar Inc. (CAT) 30-Jan-14Market Option Sale 6,133$92.40$566,689.00(18%)
34.66K to 28.53K
(61%)
06-Mar-13 7:43 PM
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Caterpillar Inc. (CAT) 04-Mar-13Payment of Exercise 159$91.04$14,476.20(< 1%)
24.81K to 24.65K
(59%)
06-Mar-13 7:43 PM
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Caterpillar Inc. (CAT) 01-Mar-13Option Exercise 490----2%
24.32K to 24.81K