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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 11-Apr-18 10:36 AM View:  | Dynegy Inc. (DYN) | 09-Apr-18 | Disposition | 100,268 | -- | -- | (100%) 100.27K to 0 | |
| 12-Mar-18 4:39 PM View: | Dynegy Inc. (DYN) | 08-Mar-18 | Payment of Exercise | 4,154 | $13.47 | $55,954.40 | (4%) 104.42K to 100.27K | |
| 12-Mar-18 4:39 PM View: | Dynegy Inc. (DYN) | 08-Mar-18 | Option Exercise | 11,130 | -- | -- | 12% 93.29K to 104.42K | |
| 05-Mar-18 4:42 PM View: | Dynegy Inc. (DYN) | 01-Mar-18 | Payment of Exercise | 4,928 | $12.34 | $60,811.50 | (5%) 98.22K to 93.29K | |
| 21-Dec-17 4:36 PM View: | Dynegy Inc. (DYN) | 19-Dec-17 | Payment of Exercise | 1,633 | $11.47 | $18,730.50 | (2%) 99.85K to 98.22K | |
| 09-Mar-17 5:22 PM View: | Dynegy Inc. (DYN) | 08-Mar-17 | Payment of Exercise | 4,486 | $7.62 | $34,183.30 | (4%) 104.34K to 99.85K | (68%) |
| 09-Mar-17 5:22 PM View: | Dynegy Inc. (DYN) | 08-Mar-17 | Option Exercise | 11,130 | -- | -- | 12% 93.21K to 104.34K | |
| 07-Mar-17 4:33 PM View: | Dynegy Inc. (DYN) | 03-Mar-17 | Payment of Exercise | 3,556 | $8.29 | $29,479.20 | (4%) 96.77K to 93.21K | (55%) |
| 03-Mar-17 5:20 PM View: | Dynegy Inc. (DYN) | 01-Mar-17 | Grant | 39,277 | -- | -- | 68% 57.49K to 96.77K | |
| 06-Apr-16 8:01 AM View: | Dynegy Inc. (DYN) | 01-Apr-16 | Payment of Exercise | 4,158 | $14.92 | $62,037.40 | (7%) 61.65K to 57.49K | 14% |
| 07-Mar-16 4:51 PM View: | Dynegy Inc. (DYN) | 03-Mar-16 | Payment of Exercise | 2,359 | $11.60 | $27,364.40 | (4%) 64.0K to 61.65K | (10%) |
| 18-Aug-15 4:54 PM View: | Dynegy Inc. (DYN) | 18-Aug-15 | Market Purchase | 3,000 | $25.90 | $77,700.00 | 5% 61.01K to 64.0K | (51%) |
| 03-Apr-15 3:28 PM View: | Dynegy Inc. (DYN) | 01-Apr-15 | Payment of Exercise | 4,615 | $30.30 | $139,834.00 | (7%) 65.62K to 61.01K | 58% |
| 05-Mar-15 5:09 PM View: | Dynegy Inc. (DYN) | 03-Mar-15 | Grant | 11,564 | -- | -- | 21% 55.34K to 66.91K | |
| 05-Mar-15 5:09 PM View: | Dynegy Inc. (DYN) | 03-Mar-15 | Payment of Exercise | 1,287 | $27.24 | $35,057.90 | (2%) 66.91K to 65.62K | 53% |
| 03-Apr-14 4:26 PM View: | Dynegy Inc. (DYN) | 01-Apr-14 | Payment of Exercise | 4,158 | $24.82 | $103,202.00 | (7%) 59.5K to 55.34K | 48% |
| 05-Mar-14 4:22 PM View: | Dynegy Inc. (DYN) | 03-Mar-14 | Grant | 13,895 | -- | -- | 30% 45.61K to 59.5K | |
| 03-Apr-13 4:27 PM View: | Dynegy Inc. (DYN) | 01-Apr-13 | Grant | 45,606 | -- | -- | 100% 0 to 45.61K |