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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 05-Dec-23 3:19 PM View:  | Franklin Resources Inc. (BEN) | 01-Dec-23 | Payment of Exercise | 2,098 | $25.63 | $53,771.70 | (4%) 54.38K to 52.28K | |
| 06-Nov-23 6:58 PM View: | Franklin Resources Inc. (BEN) | 02-Nov-23 | Grant | 21,461 | $18.64 | $400,010.00 | 65% 32.91K to 54.38K | |
| 05-Sep-23 3:12 PM View: | Franklin Resources Inc. (BEN) | 31-Aug-23 | Payment of Exercise | 4,415 | $26.74 | $118,057.00 | (12%) 37.33K to 32.91K | |
| 07-Nov-22 5:14 PM View: | Franklin Resources Inc. (BEN) | 03-Nov-22 | Grant | 17,842 | $22.42 | $400,018.00 | 92% 19.49K to 37.33K | |
| 02-Sep-22 12:41 PM View: | Franklin Resources Inc. (BEN) | 31-Aug-22 | Payment of Exercise | 2,435 | $26.07 | $63,480.40 | (11%) 21.92K to 19.49K | |
| 04-Aug-20 7:29 PM View: | Legg Mason Inc. (LM) | 31-Jul-20 | Disposition | 92,270 | -- | -- | (100%) 92.27K to 0 | |
| 29-Jun-20 5:36 PM View: | Legg Mason Inc. (LM) | 26-Jun-20 | Gift | 1,000 | -- | -- | (1%) 93.27K to 92.27K | |
| 04-May-20 1:56 PM View: | Legg Mason Inc. (LM) | 30-Apr-20 | Payment of Exercise | 1,642 | $49.77 | $81,722.30 | (2%) 94.91K to 93.27K | |
| 15-Apr-20 1:28 PM View: | Legg Mason Inc. (LM) | 13-Apr-20 | Grant | 8,355 | -- | -- | 9% 90.59K to 98.95K | |
| 15-Apr-20 1:28 PM View: | Legg Mason Inc. (LM) | 13-Apr-20 | Payment of Exercise | 4,036 | $49.13 | $198,289.00 | (4%) 98.95K to 94.91K | |
| 06-Mar-20 3:59 PM View: | Legg Mason Inc. (LM) | 04-Mar-20 | Option Exercise | 41,822 | $35.69 | $1,492,480.00 | 51% 82.72K to 124.55K | 3% |
| 06-Mar-20 3:59 PM View: | Legg Mason Inc. (LM) | 04-Mar-20 | Private Option Sale | 33,952 | $49.82 | $1,691,490.00 | (27%) 124.55K to 90.59K | |
| 05-Mar-20 3:57 PM View: | Legg Mason Inc. (LM) | 03-Mar-20 | Option Exercise | 24,998 | $37.69 | $942,066.00 | 32% 78.74K to 103.74K | (2%) |
| 05-Mar-20 3:57 PM View: | Legg Mason Inc. (LM) | 03-Mar-20 | Private Option Sale | 21,013 | $49.83 | $1,047,080.00 | (20%) 103.74K to 82.72K | |
| 17-May-19 1:45 PM View: | Legg Mason Inc. (LM) | 16-May-19 | Option Exercise | 5,712 | $33.99 | $194,151.00 | 7% 78.59K to 84.3K | |
| 17-May-19 1:45 PM View: | Legg Mason Inc. (LM) | 16-May-19 | Market Option Sale (Planned) | 5,582 | $36.11 | $201,566.00 | (7%) 84.3K to 78.72K | |
| 17-May-19 1:45 PM View: | Legg Mason Inc. (LM) | 15-May-19 | Grant | 12,050 | -- | -- | 18% 66.54K to 78.59K | |
| 02-May-19 4:25 PM View: | Legg Mason Inc. (LM) | 30-Apr-19 | Payment of Exercise | 1,085 | $33.52 | $36,369.20 | (2%) 67.62K to 66.54K | (< 1%) |
| 17-Apr-19 1:41 PM View: | Legg Mason Inc. (LM) | 15-Apr-19 | Grant | 2,880 | -- | -- | 4% 66.22K to 69.11K | |
| 17-Apr-19 1:41 PM View: | Legg Mason Inc. (LM) | 15-Apr-19 | Payment of Exercise | 980 | $32.69 | $32,031.30 | (1%) 69.11K to 68.13K | |
| 02-May-19 10:00 PM View: | Legg Mason Inc. (LM) | 09-Nov-18 | Gift | 345 | -- | -- | (< 1%) 67.96K to 67.61K | |
| 02-May-19 10:00 PM View: | Legg Mason Inc. (LM) | 08-Nov-18 | Gift | 165 | -- | -- | (< 1%) 68.13K to 67.96K | |
| 17-May-18 5:12 PM View: | Legg Mason Inc. (LM) | 16-May-18 | Market Option Sale (Planned) | 2,537 | $38.80 | $98,435.60 | (4%) 68.74K to 66.2K | 25% |
| 17-May-18 5:12 PM View: | Legg Mason Inc. (LM) | 15-May-18 | Grant | 11,715 | -- | -- | 22% 54.23K to 65.94K | |
| 17-May-18 5:12 PM View: | Legg Mason Inc. (LM) | 15-May-18 | Option Exercise | 2,801 | $33.25 | $93,133.20 | 4% 65.94K to 68.74K | |
| 02-May-18 2:36 PM View: | Legg Mason Inc. (LM) | 01-May-18 | Payment of Exercise | 1,003 | $39.60 | $39,718.80 | (2%) 55.23K to 54.23K | 26% |
| 17-May-17 12:52 PM View: | Legg Mason Inc. (LM) | 15-May-17 | Grant | 6,642 | -- | -- | 14% 48.57K to 55.21K | |
| 02-May-17 3:16 PM View: | Legg Mason Inc. (LM) | 01-May-17 | Payment of Exercise | 941 | $37.98 | $35,739.20 | (2%) 49.51K to 48.57K | 25% |
| 17-Feb-17 12:36 PM View: | Legg Mason Inc. (LM) | 16-Feb-17 | Option Exercise | 7,500 | $27.45 | $205,875.00 | 15% 48.6K to 56.1K | |
| 17-Feb-17 12:36 PM View: | Legg Mason Inc. (LM) | 16-Feb-17 | Market Option Sale | 6,595 | $36.06 | $237,816.00 | (12%) 56.1K to 49.51K | 21% |
| 17-May-16 2:24 PM View: | Legg Mason Inc. (LM) | 13-May-16 | Grant | 7,170 | -- | -- | 17% 41.42K to 48.59K | |
| 03-May-16 1:52 PM View: | Legg Mason Inc. (LM) | 02-May-16 | Payment of Exercise | 1,478 | $32.66 | $48,271.50 | (3%) 42.9K to 41.42K | 11% |
| 19-May-15 2:54 PM View: | Legg Mason Inc. (LM) | 15-May-15 | Grant | 4,440 | -- | -- | 12% 38.44K to 42.88K | |
| 04-May-15 2:47 PM View: | Legg Mason Inc. (LM) | 30-Apr-15 | Payment of Exercise | 1,426 | $53.14 | $75,777.60 | (4%) 39.87K to 38.44K | 44% |
| 04-May-15 2:42 PM View: | Legg Mason Inc. (LM) | 09-Feb-15 | Gift | 180 | -- | -- | (< 1%) 40.05K to 39.87K | |
| 04-May-15 2:42 PM View: | Legg Mason Inc. (LM) | 05-Feb-15 | Gift | 365 | -- | -- | (< 1%) 40.41K to 40.05K | |
| 20-May-14 2:13 PM View: | Legg Mason Inc. (LM) | 16-May-14 | Grant | 4,373 | -- | -- | 12% 36.03K to 40.41K | |
| 02-May-14 11:20 AM View: | Legg Mason Inc. (LM) | 30-Apr-14 | Payment of Exercise | 2,487 | $46.54 | $115,745.00 | (6%) 38.52K to 36.03K | 35% |
| 02-Apr-14 1:12 PM View: | Legg Mason Inc. (LM) | 31-Mar-14 | Payment of Exercise | 7,047 | $49.05 | $345,655.00 | (15%) 45.57K to 38.52K | 39% |
| 17-May-13 4:34 PM View: | Legg Mason Inc. (LM) | 16-May-13 | Grant | 4,906 | -- | -- | 12% 40.66K to 45.56K | |
| 01-May-13 5:01 PM View: | Legg Mason Inc. (LM) | 30-Apr-13 | Payment of Exercise | 1,983 | $31.42 | $62,305.90 | (5%) 42.64K to 40.66K | 3% |