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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 17-Dec-21 4:41 PM View:  | S&w Seed Co (SANW) | 15-Dec-21 | Grant | 1,320 | -- | -- | 5% 25.98K to 27.3K | |
| 28-Dec-20 5:38 PM View: | S&w Seed Co (SANW) | 23-Dec-20 | Grant | 1,420 | -- | -- | 6% 24.57K to 25.98K | |
| 06-Feb-20 7:44 PM View: | S&w Seed Co (SANW) | 04-Feb-20 | Grant | 27,199 | -- | -- | 12% 234.93K to 262.12K | |
| 03-Jul-18 5:53 PM View: | S&w Seed Co (SANW) | 01-Jul-18 | Option Exercise | 780 | -- | -- | < 1% 234.15K to 234.93K | |
| 03-Apr-18 6:01 PM View: | S&w Seed Co (SANW) | 01-Apr-18 | Option Exercise | 772 | -- | -- | < 1% 233.27K to 234.04K | |
| 03-Jan-18 3:23 PM View: | S&w Seed Co (SANW) | 01-Jan-18 | Option Exercise | 772 | -- | -- | < 1% 232.6K to 233.37K | |
| 26-Dec-17 5:05 PM View: | S&w Seed Co (SANW) | 22-Dec-17 | Option Exercise | 8,570 | $3.50 | $29,995.00 | 4% 224.03K to 232.6K | (9%) |
| 03-Oct-17 6:22 PM View: | S&w Seed Co (SANW) | 01-Oct-17 | Option Exercise | 772 | -- | -- | < 1% 223.26K to 224.03K | |
| 05-Jul-17 8:41 PM View: | S&w Seed Co (SANW) | 01-Jul-17 | Option Exercise | 772 | -- | -- | < 1% 222.49K to 223.26K | |
| 04-Apr-17 9:12 PM View: | S&w Seed Co (SANW) | 01-Apr-17 | Option Exercise | 772 | -- | -- | < 1% 221.72K to 222.49K | |
| 04-Jan-17 7:28 PM View: | S&w Seed Co (SANW) | 01-Jan-17 | Option Exercise | 772 | -- | -- | < 1% 220.94K to 221.72K | |
| 04-Oct-16 8:54 PM View: | S&w Seed Co (SANW) | 01-Oct-16 | Option Exercise | 1,837 | -- | -- | < 1% 219.11K to 220.94K | |
| 06-Jul-16 2:39 PM View: | S&w Seed Co (SANW) | 01-Jul-16 | Option Exercise | 1,837 | -- | -- | < 1% 217.27K to 219.1K | |
| 05-Apr-16 9:43 PM View: | S&w Seed Co (SANW) | 01-Apr-16 | Option Exercise | 1,836 | -- | -- | < 1% 215.43K to 217.27K | |
| 02-Mar-16 7:46 PM View: | S&w Seed Co (SANW) | 29-Feb-16 | Exercise (in-the money or at-the-money) | 24,096 | $4.15 | $99,998.40 | 13% 191.34K to 215.43K | (25%) |
| 05-Jan-16 7:59 PM View: | S&w Seed Co (SANW) | 01-Jan-16 | Option Exercise | 1,836 | -- | -- | < 1% 189.5K to 191.34K | |
| 05-Oct-15 8:08 PM View: | S&w Seed Co (SANW) | 01-Oct-15 | Option Exercise | 1,500 | -- | -- | < 1% 188.0K to 189.5K | |
| 22-May-14 9:47 PM View: | S&w Seed Co (SANW) | 21-May-14 | Sale (Planned) | 7,716 | $6.49 | $50,114.00 | (4%) 195.72K to 188.0K | |
| 22-May-14 9:47 PM View: | S&w Seed Co (SANW) | 20-May-14 | Sale (Planned) | 20,500 | $6.45 | $132,259.00 | (9%) 216.22K to 195.72K |