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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 19-Mar-24 4:30 PM View:  | B. Riley Financial, Inc. (RILY) | 15-Mar-24 | Payment of Exercise | 2,464 | $17.56 | $43,267.80 | (< 1%) 320.8K to 318.33K | |
| 06-Mar-24 10:00 PM View: | B. Riley Financial, Inc. (RILY) | 04-Mar-24 | Grant | 41,543 | -- | -- | 15% 279.25K to 320.8K | |
| 06-Mar-24 10:00 PM View: | B. Riley Financial, Inc. (RILY) | 29-Dec-23 | Grant | 1 | $17.84 | $17.84 | < 1% 279.25K to 279.25K | |
| 06-Mar-24 10:00 PM View: | B. Riley Financial, Inc. (RILY) | 30-Jun-23 | Grant | 543 | $39.08 | $21,222.10 | < 1% 278.71K to 279.25K | |
| 06-Jun-23 4:30 PM View: | B. Riley Financial, Inc. (RILY) | 02-Jun-23 | Payment of Exercise | 6,306 | $36.43 | $229,728.00 | (2%) 285.01K to 278.71K | |
| 26-May-23 10:00 PM View: | B. Riley Financial, Inc. (RILY) | 24-May-23 | Payment of Exercise | 2,765 | $36.83 | $101,835.00 | (< 1%) 287.78K to 285.01K | |
| 28-Feb-23 5:32 PM View: | B. Riley Financial, Inc. (RILY) | 24-Feb-23 | Grant | 24,612 | -- | -- | 9% 263.17K to 287.78K | |
| 10-Feb-23 4:12 PM View: | B. Riley Financial, Inc. (RILY) | 08-Feb-23 | Payment of Exercise | 11,186 | $39.60 | $442,966.00 | (4%) 274.35K to 263.17K | |
| 10-Feb-23 4:12 PM View: | B. Riley Financial, Inc. (RILY) | 08-Feb-23 | Option Exercise | 75,000 | -- | -- | 38% 199.35K to 274.35K | |
| 03-Jun-22 4:31 PM View: | B. Riley Financial, Inc. (RILY) | 02-Jun-22 | Payment of Exercise | 3,156 | $54.07 | $170,645.00 | (2%) 202.51K to 199.35K | |
| 26-May-22 5:00 PM View: | B. Riley Financial, Inc. (RILY) | 24-May-22 | Grant | 22,048 | -- | -- | 12% 185.79K to 207.84K | |
| 26-May-22 5:00 PM View: | B. Riley Financial, Inc. (RILY) | 24-May-22 | Payment of Exercise | 5,332 | $49.56 | $264,254.00 | (3%) 207.84K to 202.51K | |
| 26-May-22 5:00 PM View: | B. Riley Financial, Inc. (RILY) | 30-Jun-21 | Grant | 331 | $64.18 | $21,241.90 | < 1% 185.46K to 185.79K | |
| 02-Jun-21 4:30 PM View: | B. Riley Financial, Inc. (RILY) | 28-May-21 | Grant | 22,048 | -- | -- | 13% 163.41K to 185.46K | |
| 26-May-21 4:19 PM View: | B. Riley Financial, Inc. (RILY) | 24-May-21 | Payment of Exercise | 7,497 | $73.78 | $553,129.00 | (4%) 170.91K to 163.41K | 3% |
| 16-Dec-20 8:31 PM View: | B. Riley Financial, Inc. (RILY) | 15-Dec-20 | Payment of Exercise | 46,188 | $36.78 | $1,698,790.00 | (21%) 217.1K to 170.91K | (17%) |
| 07-Dec-20 9:19 PM View: | B. Riley Financial, Inc. (RILY) | 03-Dec-20 | Option Exercise | 100,000 | -- | -- | 85% 117.1K to 217.1K | |
| 07-Dec-20 9:19 PM View: | B. Riley Financial, Inc. (RILY) | 30-Jun-20 | Grant | 992 | $18.50 | $18,348.00 | < 1% 116.11K to 117.1K | |
| 26-May-20 5:31 PM View: | B. Riley Financial, Inc. (RILY) | 22-May-20 | Payment of Exercise | 8,535 | $18.54 | $158,239.00 | (7%) 124.64K to 116.11K | (124%) |
| 26-May-20 5:31 PM View: | B. Riley Financial, Inc. (RILY) | 21-May-20 | Grant | 19,358 | -- | -- | 18% 105.28K to 124.64K | |
| 13-Mar-20 10:00 AM View: | B. Riley Financial, Inc. (RILY) | 11-Mar-20 | Market Purchase | 4,000 | $20.21 | $80,853.20 | 4% 101.28K to 105.28K | 103% |
| 16-Jul-19 6:06 PM View: | B. Riley Financial, Inc. (RILY) | 28-Jun-19 | Grant | 1,198 | $17.73 | $21,241.70 | 1% 100.09K to 101.28K | |
| 29-May-19 5:01 PM View: | B. Riley Financial, Inc. (RILY) | 24-May-19 | Grant | 17,958 | -- | -- | 20% 88.77K to 106.73K | |
| 29-May-19 5:01 PM View: | B. Riley Financial, Inc. (RILY) | 24-May-19 | Payment of Exercise | 6,642 | $20.32 | $134,965.00 | (6%) 106.73K to 100.09K | (94%) |
| 29-May-19 5:01 PM View: | B. Riley Financial, Inc. (RILY) | 31-Dec-18 | Grant | 573 | $12.07 | $6,916.11 | < 1% 88.2K to 88.77K | |
| 15-Jun-18 5:27 PM View: | B. Riley Financial, Inc. (RILY) | 13-Jun-18 | Grant | 18,000 | -- | -- | 26% 70.2K to 88.2K | |
| 29-May-18 5:02 PM View: | B. Riley Financial, Inc. (RILY) | 24-May-18 | Payment of Exercise | 4,566 | $20.85 | $95,201.10 | (6%) 74.76K to 70.2K | (86%) |
| 15-Jun-17 5:00 PM View: | B. Riley Financial, Inc. (RILY) | 13-Jun-17 | Grant | 19,355 | -- | -- | 35% 55.41K to 74.76K | |
| 13-Dec-16 8:01 PM View: | B. Riley Financial, Inc. (RILY) | 10-Dec-16 | Payment of Exercise | 2,894 | $16.90 | $48,908.60 | (5%) 58.3K to 55.41K | (126%) |
| 26-May-16 4:24 PM View: | B. Riley Financial, Inc. (RILY) | 24-May-16 | Grant | 20,254 | -- | -- | 53% 38.05K to 58.3K | |
| 09-May-16 12:38 PM View: | B. Riley Financial, Inc. (RILY) | 05-May-16 | Market Purchase | 4,000 | $9.50 | $38,000.00 | 12% 34.05K to 38.05K | 309% |
| 12-May-15 4:22 PM View: | B. Riley Financial, Inc. (RILY) | 09-May-15 | Grant | 19,048 | -- | -- | 127% 15.0K to 34.05K | |
| 21-May-14 7:44 PM View: | B. Riley Financial, Inc. (RILY) | 19-May-14 | Purchase | 300,000 | $0.25 | $75,000.00 | 100% 0 to 300.0K |