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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 05-Jul-23 10:00 PM View:  | Zhone Technologies Inc. (DZSI) | 01-Jul-23 | Payment of Exercise | 3,355 | $3.97 | $13,319.30 | (19%) 17.46K to 14.11K | |
| 05-Jul-23 10:00 PM View: | Zhone Technologies Inc. (DZSI) | 01-Jul-23 | Option Exercise | 10,000 | -- | -- | 134% 7.46K to 17.46K | |
| 03-Aug-15 7:55 PM View: | Cyan Inc (CYNI) | 03-Aug-15 | Disposition | 231,815 | -- | -- | (100%) 231.81K to 0 | |
| 18-May-15 5:43 PM View: | Cyan Inc (CYNI) | 15-May-15 | Payment of Exercise | 17,468 | $4.85 | $84,719.80 | (7%) 249.28K to 231.81K | 0% |
| 18-Feb-15 7:14 PM View: | Cyan Inc (CYNI) | 15-Feb-15 | Payment of Exercise | 14,446 | $3.93 | $56,772.80 | (5%) 263.73K to 249.28K | < 1% |
| 10-Feb-15 5:30 PM View: | Cyan Inc (CYNI) | 06-Feb-15 | Grant | 90,909 | -- | -- | 53% 172.82K to 263.73K | |
| 19-Dec-14 8:22 PM View: | Cyan Inc (CYNI) | 17-Dec-14 | Grant | 95,000 | -- | -- | 122% 77.82K to 172.82K | |
| 18-Nov-14 6:57 PM View: | Cyan Inc (CYNI) | 17-Nov-14 | Payment of Exercise | 4,271 | $2.75 | $11,745.20 | (5%) 82.09K to 77.82K | 3% |
| 18-Aug-14 5:09 PM View: | Cyan Inc (CYNI) | 15-Aug-14 | Payment of Exercise | 4,208 | $3.62 | $15,233.00 | (5%) 86.3K to 82.09K | 0% |
| 16-May-14 4:22 PM View: | Cyan Inc (CYNI) | 15-May-14 | Payment of Exercise | 4,861 | $3.48 | $16,916.30 | (5%) 90.91K to 86.05K | 0% |
| 31-Mar-14 8:21 PM View: | Cyan Inc (CYNI) | 28-Mar-14 | Grant | 90,909 | -- | -- | 100% 0 to 90.91K |