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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Jun-22 2:07 PM View:  | Tristate Capital Holdings, ... (TSC) | 01-Jun-22 | Disposition | 128,322 | -- | -- | (100%) 128.32K to 0 | |
| 27-Dec-21 3:42 PM View: | Tristate Capital Holdings, ... (TSC) | 24-Dec-21 | Option Exercise | 18,000 | $10.45 | $188,100.00 | 29% 61.5K to 79.5K | |
| 21-Dec-21 6:37 PM View: | Tristate Capital Holdings, ... (TSC) | 17-Dec-21 | Grant | 3,000 | -- | -- | 3% 107.32K to 110.32K | |
| 22-Dec-20 5:03 PM View: | Tristate Capital Holdings, ... (TSC) | 18-Dec-20 | Grant | 3,000 | -- | -- | 5% 55.5K to 58.5K | |
| 14-Dec-20 2:00 PM View: | Tristate Capital Holdings, ... (TSC) | 10-Dec-20 | Gift | 1,660 | -- | -- | (2%) 105.98K to 104.32K | |
| 10-Dec-20 1:28 PM View: | Tristate Capital Holdings, ... (TSC) | 07-Dec-20 | Grant | 2,893 | $16.59 | $47,994.90 | (3%) 108.88K to 105.98K | (1%) |
| 10-Dec-20 1:28 PM View: | Tristate Capital Holdings, ... (TSC) | 07-Dec-20 | Option Exercise | 6,000 | $8.00 | $48,000.00 | 6% 102.88K to 108.88K | |
| 23-Dec-19 9:26 AM View: | Tristate Capital Holdings, ... (TSC) | 19-Dec-19 | Grant | 3,000 | -- | -- | 4% 76.06K to 79.06K | |
| 13-Feb-20 6:10 PM View: | Tristate Capital Holdings, ... (TSC) | 05-Dec-19 | Payment of Exercise | 2,180 | $24.08 | $52,494.40 | (2%) 136.06K to 133.88K | 30% |
| 13-Feb-20 6:10 PM View: | Tristate Capital Holdings, ... (TSC) | 05-Dec-19 | Option Exercise | 6,000 | $8.75 | $52,500.00 | 5% 130.06K to 136.06K | |
| 23-May-19 5:28 PM View: | Tristate Capital Holdings, ... (TSC) | 21-May-19 | Purchase | 20,000 | $25.00 | $500,000.00 | 100% 0 to 20.0K | |
| 21-Dec-18 5:57 PM View: | Tristate Capital Holdings, ... (TSC) | 19-Dec-18 | Grant | 3,000 | -- | -- | 4% 73.06K to 76.06K | |
| 03-Dec-18 5:33 PM View: | Tristate Capital Holdings, ... (TSC) | 29-Nov-18 | Option Exercise | 6,000 | $12.00 | $72,000.00 | 9% 67.06K to 73.06K | |
| 26-Dec-17 12:38 PM View: | Tristate Capital Holdings, ... (TSC) | 21-Dec-17 | Grant | 3,000 | -- | -- | 5% 64.06K to 67.06K | |
| 01-Jun-17 10:47 AM View: | Tristate Capital Holdings, ... (TSC) | 30-May-17 | Market Purchase | 10,000 | $23.66 | $236,627.00 | 18% 54.05K to 64.06K | (29%) |
| 19-Dec-16 5:31 PM View: | Tristate Capital Holdings, ... (TSC) | 15-Dec-16 | Grant | 3,000 | -- | -- | 6% 51.05K to 54.05K | |
| 16-Sep-16 1:59 PM View: | Tristate Capital Holdings, ... (TSC) | 14-Sep-16 | Option Exercise | 10,000 | $10.00 | $100,000.00 | 24% 41.05K to 51.05K | |
| 17-Dec-15 6:14 PM View: | Tristate Capital Holdings, ... (TSC) | 14-Dec-15 | Grant | 3,000 | -- | -- | 8% 38.05K to 41.05K | |
| 19-Dec-14 5:14 PM View: | Tristate Capital Holdings, ... (TSC) | 17-Dec-14 | Grant | 3,000 | -- | -- | 9% 35.05K to 38.05K | |
| 14-May-13 6:25 PM View: | Tristate Capital Holdings, ... (TSC) | 14-May-13 | Purchase | 10,000 | $11.50 | $115,000.00 | 40% 25.05K to 35.05K |