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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 07-Nov-18 5:00 PM View:  | Advaxis Inc. (ADXS) | 05-Nov-18 | Market Sale | 3,963 | $0.58 | $2,298.54 | (2%) 235.17K to 231.21K | 93% |
| 05-Nov-18 6:00 PM View: | Advaxis Inc. (ADXS) | 02-Nov-18 | Market Sale | 8,491 | $0.56 | $4,754.96 | (3%) 243.66K to 235.17K | 93% |
| 01-Aug-18 4:30 PM View: | Advaxis Inc. (ADXS) | 31-Jul-18 | Grant | 1,505 | $1.46 | $2,197.30 | < 1% 242.16K to 243.66K | (97%) |
| 02-Jul-18 4:30 PM View: | Advaxis Inc. (ADXS) | 29-Jun-18 | Grant | 1,516 | $1.45 | $2,198.20 | < 1% 240.64K to 242.16K | (97%) |
| 02-Jul-18 4:30 PM View: | Advaxis Inc. (ADXS) | 18-Jun-18 | Grant | 9,000 | $1.72 | $15,480.00 | 4% 231.64K to 240.64K | (98%) |
| 02-Jul-18 4:30 PM View: | Advaxis Inc. (ADXS) | 12-Jun-18 | Grant | 5,000 | $1.84 | $9,200.00 | 2% 226.64K to 231.64K | (98%) |
| 01-Jun-18 4:30 PM View: | Advaxis Inc. (ADXS) | 31-May-18 | Grant | 1,765 | $1.82 | $3,212.30 | < 1% 224.87K to 226.64K | (98%) |
| 02-May-18 4:30 PM View: | Advaxis Inc. (ADXS) | 30-Apr-18 | Grant | 1,374 | $1.60 | $2,198.40 | < 1% 223.5K to 224.87K | (97%) |
| 03-Apr-18 4:30 PM View: | Advaxis Inc. (ADXS) | 02-Apr-18 | Market Sale | 2,193 | $1.62 | $3,552.66 | (< 1%) 225.69K to 223.5K | 98% |
| 03-Apr-18 4:30 PM View: | Advaxis Inc. (ADXS) | 29-Mar-18 | Grant | 1,111 | $1.69 | $1,877.59 | < 1% 224.58K to 225.69K | (98%) |
| 01-Mar-18 10:00 PM View: | Advaxis Inc. (ADXS) | 28-Feb-18 | Grant | 1,182 | $1.86 | $2,198.52 | < 1% 223.4K to 224.58K | (98%) |
| 02-Feb-18 4:30 PM View: | Advaxis Inc. (ADXS) | 31-Jan-18 | Grant | 696 | $2.96 | $2,060.16 | < 1% 222.7K to 223.4K | (99%) |
| 03-Jan-18 6:00 PM View: | Advaxis Inc. (ADXS) | 29-Dec-17 | Grant | 752 | $2.84 | $2,135.68 | < 1% 221.95K to 222.7K | (99%) |
| 04-Dec-17 4:30 PM View: | Advaxis Inc. (ADXS) | 30-Nov-17 | Grant | 1,035 | $2.99 | $3,094.65 | < 1% 220.92K to 221.95K | (99%) |
| 06-Nov-17 6:00 PM View: | Advaxis Inc. (ADXS) | 06-Nov-17 | Market Sale | 3,723 | $3.30 | $12,285.90 | (2%) 224.64K to 220.92K | 99% |
| 02-Nov-17 5:54 PM View: | Advaxis Inc. (ADXS) | 02-Nov-17 | Market Sale | 12,625 | $3.19 | $40,273.80 | (5%) 237.26K to 224.64K | 99% |
| 02-Nov-17 5:54 PM View: | Advaxis Inc. (ADXS) | 31-Oct-17 | Grant | 432 | $3.40 | $1,468.80 | < 1% 236.83K to 237.26K | (99%) |
| 02-Oct-17 4:30 PM View: | Advaxis Inc. (ADXS) | 29-Sep-17 | Grant | 511 | $4.18 | $2,135.98 | < 1% 236.32K to 236.83K | (99%) |
| 05-Sep-17 4:30 PM View: | Advaxis Inc. (ADXS) | 31-Aug-17 | Grant | 318 | $6.81 | $2,165.58 | < 1% 236.0K to 236.32K | (99%) |
| 01-Aug-17 4:30 PM View: | Advaxis Inc. (ADXS) | 31-Jul-17 | Grant | 335 | $6.47 | $2,167.45 | < 1% 235.67K to 236.0K | (99%) |
| 03-Jul-17 4:31 PM View: | Advaxis Inc. (ADXS) | 30-Jun-17 | Grant | 477 | $6.49 | $3,095.73 | < 1% 235.19K to 235.67K | (99%) |
| 20-Jun-17 6:30 PM View: | Advaxis Inc. (ADXS) | 19-Jun-17 | Grant | 57,199 | -- | -- | 32% 177.99K to 235.19K | |
| 01-Jun-17 4:30 PM View: | Advaxis Inc. (ADXS) | 31-May-17 | Grant | 265 | $8.07 | $2,138.55 | < 1% 177.73K to 177.99K | (99%) |
| 01-May-17 5:31 PM View: | Advaxis Inc. (ADXS) | 01-May-17 | Grant | 57,881 | -- | -- | 48% 119.85K to 177.73K | |
| 01-May-17 5:31 PM View: | Advaxis Inc. (ADXS) | 28-Apr-17 | Grant | 250 | $8.56 | $2,140.00 | < 1% 119.6K to 119.85K | (100%) |
| 03-Apr-17 4:38 PM View: | Advaxis Inc. (ADXS) | 31-Mar-17 | Grant | 219 | $8.17 | $1,789.23 | < 1% 121.83K to 122.05K | (100%) |
| 03-Apr-17 4:38 PM View: | Advaxis Inc. (ADXS) | 31-Mar-17 | Market Sale | 2,454 | $8.24 | $20,221.00 | (2%) 122.05K to 119.6K | 100% |
| 01-Mar-17 4:30 PM View: | Advaxis Inc. (ADXS) | 28-Feb-17 | Grant | 298 | $8.79 | $2,619.42 | < 1% 121.59K to 121.88K | (100%) |
| 01-Mar-17 4:30 PM View: | Advaxis Inc. (ADXS) | 28-Feb-17 | Payment of Exercise | 52 | $8.79 | $457.08 | (< 1%) 121.88K to 121.83K | 100% |
| 02-Feb-17 4:31 PM View: | Advaxis Inc. (ADXS) | 31-Jan-17 | Grant | 282 | $8.96 | $2,526.72 | < 1% 121.35K to 121.63K | (100%) |
| 02-Feb-17 4:31 PM View: | Advaxis Inc. (ADXS) | 31-Jan-17 | Payment of Exercise | 48 | $8.96 | $430.08 | (< 1%) 121.63K to 121.59K | 100% |
| 03-Jan-17 5:28 PM View: | Advaxis Inc. (ADXS) | 30-Dec-16 | Grant | 476 | $7.16 | $3,408.16 | < 1% 120.97K to 121.44K | (99%) |
| 03-Jan-17 5:28 PM View: | Advaxis Inc. (ADXS) | 30-Dec-16 | Payment of Exercise | 93 | $7.16 | $665.88 | (< 1%) 121.44K to 121.35K | 99% |
| 01-Dec-16 4:34 PM View: | Advaxis Inc. (ADXS) | 30-Nov-16 | Grant | 274 | $8.31 | $2,276.94 | < 1% 120.74K to 121.02K | (100%) |
| 01-Dec-16 4:34 PM View: | Advaxis Inc. (ADXS) | 30-Nov-16 | Payment of Exercise | 49 | $8.31 | $407.19 | (< 1%) 121.02K to 120.97K | 100% |
| 02-Nov-16 4:41 PM View: | Advaxis Inc. (ADXS) | 02-Nov-16 | Market Sale | 2,797 | $8.32 | $23,271.00 | (2%) 123.54K to 120.74K | 100% |
| 02-Nov-16 4:41 PM View: | Advaxis Inc. (ADXS) | 31-Oct-16 | Grant | 281 | $8.09 | $2,273.29 | < 1% 123.38K to 123.66K | (100%) |
| 02-Nov-16 4:41 PM View: | Advaxis Inc. (ADXS) | 31-Oct-16 | Payment of Exercise | 118 | $8.09 | $954.62 | (< 1%) 123.66K to 123.54K | 100% |
| 04-Oct-16 6:24 PM View: | Advaxis Inc. (ADXS) | 30-Sep-16 | Grant | 213 | $10.69 | $2,276.97 | < 1% 123.2K to 123.41K | (100%) |
| 04-Oct-16 6:24 PM View: | Advaxis Inc. (ADXS) | 30-Sep-16 | Payment of Exercise | 32 | $10.69 | $342.08 | (< 1%) 123.41K to 123.38K | 100% |
| 01-Sep-16 4:30 PM View: | Advaxis Inc. (ADXS) | 31-Aug-16 | Grant | 197 | $11.53 | $2,271.41 | < 1% 123.03K to 123.23K | (100%) |
| 01-Sep-16 4:30 PM View: | Advaxis Inc. (ADXS) | 31-Aug-16 | Payment of Exercise | 29 | $11.53 | $334.37 | (< 1%) 123.23K to 123.2K | 100% |
| 01-Aug-16 4:30 PM View: | Advaxis Inc. (ADXS) | 29-Jul-16 | Grant | 273 | $8.34 | $2,276.82 | < 1% 125.68K to 125.95K | (100%) |
| 01-Aug-16 4:30 PM View: | Advaxis Inc. (ADXS) | 29-Jul-16 | Payment of Exercise | 115 | $8.34 | $959.10 | (< 1%) 125.95K to 125.83K | 100% |
| 01-Jul-16 4:30 PM View: | Advaxis Inc. (ADXS) | 30-Jun-16 | Grant | 422 | $8.09 | $3,413.98 | < 1% 125.33K to 125.75K | (100%) |
| 01-Jul-16 4:30 PM View: | Advaxis Inc. (ADXS) | 30-Jun-16 | Payment of Exercise | 72 | $8.09 | $582.48 | (< 1%) 125.75K to 125.68K | 100% |
| 01-Jun-16 4:31 PM View: | Advaxis Inc. (ADXS) | 31-May-16 | Grant | 246 | $9.26 | $2,277.96 | < 1% 125.12K to 125.36K | (100%) |
| 01-Jun-16 4:31 PM View: | Advaxis Inc. (ADXS) | 31-May-16 | Payment of Exercise | 37 | $9.26 | $342.62 | (< 1%) 125.36K to 125.33K | 100% |
| 02-May-16 4:32 PM View: | Advaxis Inc. (ADXS) | 02-May-16 | Market Sale | 2,785 | $7.51 | $20,915.40 | (2%) 127.9K to 125.12K | 99% |
| 02-May-16 4:32 PM View: | Advaxis Inc. (ADXS) | 29-Apr-16 | Grant | 294 | $7.74 | $2,275.56 | < 1% 127.73K to 128.03K | (99%) |