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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 22-May-19 5:25 PM View:  | E*TRADE Financial Corporation (ETFC) | 20-May-19 | Grant | 270 | -- | -- | < 1% 129.5K to 129.77K | |
| 20-Feb-19 8:43 PM View: | E*TRADE Financial Corporation (ETFC) | 15-Feb-19 | Grant | 132 | -- | -- | < 1% 129.37K to 129.5K | |
| 12-Feb-19 8:54 PM View: | E*TRADE Financial Corporation (ETFC) | 12-Feb-19 | Market Sale (Planned) | 45,724 | $47.35 | $2,165,220.00 | (26%) 175.09K to 129.37K | (< 1%) |
| 12-Feb-19 8:54 PM View: | E*TRADE Financial Corporation (ETFC) | 09-Feb-19 | Payment of Exercise | 5,484 | $46.06 | $252,579.00 | (3%) 180.58K to 175.09K | (3%) |
| 08-Feb-19 9:38 PM View: | E*TRADE Financial Corporation (ETFC) | 08-Feb-19 | Grant | 48,851 | -- | -- | 37% 131.72K to 180.58K | |
| 08-Feb-19 9:38 PM View: | E*TRADE Financial Corporation (ETFC) | 06-Feb-19 | Grant | 41,521 | -- | -- | 37% 112.3K to 153.82K | |
| 08-Feb-19 9:38 PM View: | E*TRADE Financial Corporation (ETFC) | 06-Feb-19 | Payment of Exercise | 22,099 | $46.98 | $1,038,270.00 | (14%) 153.82K to 131.72K | (1%) |
| 05-Feb-19 9:54 PM View: | E*TRADE Financial Corporation (ETFC) | 05-Feb-19 | Payment of Exercise | 6,641 | $47.19 | $313,422.00 | (6%) 118.94K to 112.3K | (< 1%) |
| 05-Feb-19 9:54 PM View: | E*TRADE Financial Corporation (ETFC) | 03-Feb-19 | Payment of Exercise | 4,391 | $47.30 | $207,694.00 | (4%) 123.33K to 118.94K | (< 1%) |
| 19-Nov-18 5:18 PM View: | E*TRADE Financial Corporation (ETFC) | 15-Nov-18 | Grant | 387 | -- | -- | < 1% 123.12K to 123.5K | |
| 14-Sep-18 5:08 PM View: | E*TRADE Financial Corporation (ETFC) | 12-Sep-18 | Payment of Exercise | 6,646 | $53.85 | $357,887.00 | (5%) 129.76K to 123.12K | 12% |
| 09-Feb-18 9:39 PM View: | E*TRADE Financial Corporation (ETFC) | 09-Feb-18 | Grant | 30,829 | -- | -- | 31% 98.93K to 129.76K | |
| 09-Feb-18 9:39 PM View: | E*TRADE Financial Corporation (ETFC) | 08-Feb-18 | Market Sale (Planned) | 20,620 | $50.67 | $1,044,860.00 | (17%) 119.55K to 98.93K | 6% |
| 09-Feb-18 9:39 PM View: | E*TRADE Financial Corporation (ETFC) | 07-Feb-18 | Grant | 36,693 | -- | -- | 19% 191.99K to 228.68K | |
| 09-Feb-18 9:39 PM View: | E*TRADE Financial Corporation (ETFC) | 07-Feb-18 | Payment of Exercise | 19,529 | $52.03 | $1,016,090.00 | (8%) 233.52K to 213.99K | 9% |
| 09-Feb-18 9:39 PM View: | E*TRADE Financial Corporation (ETFC) | 07-Feb-18 | Option Exercise | 4,837 | $17.58 | $85,034.50 | 2% 228.68K to 233.52K | |
| 09-Feb-18 9:39 PM View: | E*TRADE Financial Corporation (ETFC) | 07-Feb-18 | Market Option Sale (Planned) | 4,837 | $52.03 | $251,686.00 | (2%) 213.99K to 209.16K | 9% |
| 09-Feb-18 9:39 PM View: | E*TRADE Financial Corporation (ETFC) | 07-Feb-18 | Market Sale (Planned) | 89,602 | $52.03 | $4,662,300.00 | (43%) 209.16K to 119.55K | 9% |
| 06-Feb-18 7:58 PM View: | E*TRADE Financial Corporation (ETFC) | 06-Feb-18 | Payment of Exercise | 13,831 | $50.46 | $697,912.00 | (7%) 205.82K to 191.99K | 6% |
| 06-Feb-18 7:58 PM View: | E*TRADE Financial Corporation (ETFC) | 05-Feb-18 | Payment of Exercise | 6,940 | $51.58 | $357,965.00 | (3%) 212.76K to 205.82K | 8% |
| 06-Feb-18 7:58 PM View: | E*TRADE Financial Corporation (ETFC) | 03-Feb-18 | Payment of Exercise | 4,391 | $53.35 | $234,249.00 | (2%) 217.15K to 212.76K | 11% |
| 14-Sep-17 5:08 PM View: | E*TRADE Financial Corporation (ETFC) | 13-Sep-17 | Market Sale (Planned) | 8,578 | $40.49 | $347,310.00 | (4%) 225.73K to 217.15K | (17%) |
| 14-Sep-17 5:08 PM View: | E*TRADE Financial Corporation (ETFC) | 12-Sep-17 | Payment of Exercise | 6,971 | $40.67 | $283,528.00 | (3%) 232.7K to 225.73K | (17%) |
| 22-Aug-17 5:04 PM View: | E*TRADE Financial Corporation (ETFC) | 18-Aug-17 | Market Sale (Planned) | 14,898 | $39.41 | $587,066.00 | (6%) 247.6K to 232.7K | (20%) |
| 09-Feb-17 5:05 PM View: | E*TRADE Financial Corporation (ETFC) | 08-Feb-17 | Option Exercise | 3,712 | $14.60 | $54,195.20 | 1% 260.36K to 264.08K | |
| 09-Feb-17 5:05 PM View: | E*TRADE Financial Corporation (ETFC) | 08-Feb-17 | Market Option Sale (Planned) | 3,712 | $34.72 | $128,898.00 | (1%) 264.08K to 260.36K | (37%) |
| 09-Feb-17 5:05 PM View: | E*TRADE Financial Corporation (ETFC) | 08-Feb-17 | Market Sale (Planned) | 12,764 | $34.72 | $443,226.00 | (5%) 260.36K to 247.6K | (37%) |
| 09-Feb-17 5:05 PM View: | E*TRADE Financial Corporation (ETFC) | 07-Feb-17 | Payment of Exercise | 8,305 | $35.20 | $292,336.00 | (3%) 268.67K to 260.36K | (35%) |
| 07-Feb-17 5:15 PM View: | E*TRADE Financial Corporation (ETFC) | 06-Feb-17 | Grant | 8,027 | -- | -- | 3% 287.37K to 295.4K | |
| 07-Feb-17 5:15 PM View: | E*TRADE Financial Corporation (ETFC) | 06-Feb-17 | Payment of Exercise | 26,731 | $34.69 | $927,379.00 | (9%) 295.4K to 268.67K | (37%) |
| 07-Feb-17 5:15 PM View: | E*TRADE Financial Corporation (ETFC) | 05-Feb-17 | Grant | 10,374 | -- | -- | 4% 289.07K to 299.44K | |
| 07-Feb-17 5:15 PM View: | E*TRADE Financial Corporation (ETFC) | 05-Feb-17 | Payment of Exercise | 12,071 | $34.97 | $422,123.00 | (4%) 299.44K to 287.37K | (36%) |
| 07-Feb-17 5:15 PM View: | E*TRADE Financial Corporation (ETFC) | 03-Feb-17 | Grant | 34,315 | -- | -- | 13% 254.75K to 289.07K | |
| 14-Sep-16 5:02 PM View: | E*TRADE Financial Corporation (ETFC) | 12-Sep-16 | Grant | 37,460 | -- | -- | 17% 217.29K to 254.75K | |
| 27-Apr-16 5:00 PM View: | E*TRADE Financial Corporation (ETFC) | 25-Apr-16 | Market Sale (Planned) | 16,828 | $25.93 | $436,283.00 | (7%) 234.12K to 217.29K | (83%) |
| 11-Feb-16 5:00 PM View: | E*TRADE Financial Corporation (ETFC) | 10-Feb-16 | Market Sale (Planned) | 26,510 | $21.24 | $563,102.00 | (10%) 260.63K to 234.12K | (123%) |
| 11-Feb-16 5:00 PM View: | E*TRADE Financial Corporation (ETFC) | 09-Feb-16 | Payment of Exercise | 12,992 | $20.86 | $271,078.00 | (5%) 273.63K to 260.63K | (127%) |
| 09-Feb-16 5:47 PM View: | E*TRADE Financial Corporation (ETFC) | 07-Feb-16 | Payment of Exercise | 8,305 | $23.08 | $191,638.00 | (3%) 281.93K to 273.63K | (106%) |
| 09-Feb-16 5:47 PM View: | E*TRADE Financial Corporation (ETFC) | 06-Feb-16 | Grant | 8,720 | -- | -- | 3% 296.08K to 304.8K | |
| 09-Feb-16 5:47 PM View: | E*TRADE Financial Corporation (ETFC) | 06-Feb-16 | Payment of Exercise | 22,867 | $23.08 | $527,656.00 | (8%) 304.8K to 281.93K | (106%) |
| 09-Feb-16 5:47 PM View: | E*TRADE Financial Corporation (ETFC) | 05-Feb-16 | Grant | 45,503 | -- | -- | 18% 250.57K to 296.08K | |
| 15-Sep-15 5:01 PM View: | E*TRADE Financial Corporation (ETFC) | 11-Sep-15 | Market Sale (Planned) | 2,692 | $26.96 | $72,576.30 | (1%) 253.27K to 250.57K | (76%) |
| 06-Mar-15 5:07 PM View: | E*TRADE Financial Corporation (ETFC) | 04-Mar-15 | Market Sale | 5,472 | $26.49 | $144,966.00 | (2%) 258.74K to 253.27K | (79%) |
| 12-Feb-15 5:08 PM View: | E*TRADE Financial Corporation (ETFC) | 11-Feb-15 | Market Sale (Planned) | 528 | $25.49 | $13,458.70 | (< 1%) 259.27K to 258.74K | (86%) |
| 12-Feb-15 5:08 PM View: | E*TRADE Financial Corporation (ETFC) | 10-Feb-15 | Payment of Exercise | 662 | $25.42 | $16,828.00 | (< 1%) 271.25K to 270.59K | (87%) |
| 12-Feb-15 5:08 PM View: | E*TRADE Financial Corporation (ETFC) | 10-Feb-15 | Market Sale (Planned) | 11,323 | $25.37 | $287,221.00 | (4%) 270.59K to 259.27K | (87%) |
| 10-Feb-15 6:42 PM View: | E*TRADE Financial Corporation (ETFC) | 09-Feb-15 | Payment of Exercise | 11,952 | $25.20 | $301,161.00 | (4%) 298.5K to 286.55K | (88%) |
| 10-Feb-15 6:42 PM View: | E*TRADE Financial Corporation (ETFC) | 09-Feb-15 | Market Sale (Planned) | 15,298 | $25.22 | $385,883.00 | (5%) 286.55K to 271.25K | (88%) |
| 10-Feb-15 6:42 PM View: | E*TRADE Financial Corporation (ETFC) | 07-Feb-15 | Payment of Exercise | 6,096 | $25.72 | $156,774.00 | (2%) 304.6K to 298.5K | (85%) |
| 10-Feb-15 6:42 PM View: | E*TRADE Financial Corporation (ETFC) | 06-Feb-15 | Grant | 77,961 | -- | -- | 33% 233.79K to 311.75K |