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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 28-Feb-23 6:43 PM View:  | Lpl Financial Holdings Inc. (LPLA) | 27-Feb-23 | Sale (Planned) | 4,809 | $246.18 | $1,183,880.00 | (17%) 28.66K to 23.85K | |
| 28-Feb-23 6:43 PM View: | Lpl Financial Holdings Inc. (LPLA) | 25-Feb-23 | Grant | 10,520 | -- | -- | 45% 23.33K to 33.85K | |
| 28-Feb-23 6:43 PM View: | Lpl Financial Holdings Inc. (LPLA) | 25-Feb-23 | Payment of Exercise | 5,186 | $247.30 | $1,282,500.00 | (15%) 33.85K to 28.66K | |
| 21-Feb-23 4:53 PM View: | Lpl Financial Holdings Inc. (LPLA) | 17-Feb-23 | Sale (Planned) | 9,783 | $249.63 | $2,442,110.00 | (30%) 33.11K to 23.33K | |
| 21-Feb-23 4:53 PM View: | Lpl Financial Holdings Inc. (LPLA) | 16-Feb-23 | Private Sale | 7,990 | $248.19 | $1,983,040.00 | (19%) 41.1K to 33.11K | |
| 21-Nov-22 5:13 PM View: | Lpl Financial Holdings Inc. (LPLA) | 17-Nov-22 | Option Exercise | 7,680 | $77.53 | $595,430.00 | 20% 38.63K to 46.31K | |
| 21-Nov-22 5:13 PM View: | Lpl Financial Holdings Inc. (LPLA) | 17-Nov-22 | Planned Option Sale | 5,213 | $213.80 | $1,114,540.00 | (11%) 46.31K to 41.1K | |
| 19-Aug-22 5:13 PM View: | Lpl Financial Holdings Inc. (LPLA) | 17-Aug-22 | Option Exercise | 9,448 | $65.50 | $618,844.00 | 22% 42.07K to 51.52K | |
| 19-Aug-22 5:13 PM View: | Lpl Financial Holdings Inc. (LPLA) | 17-Aug-22 | Planned Option Sale | 9,448 | $227.57 | $2,150,060.00 | (18%) 51.52K to 42.07K | |
| 19-Aug-22 5:13 PM View: | Lpl Financial Holdings Inc. (LPLA) | 17-Aug-22 | Sale (Planned) | 3,435 | $227.57 | $781,695.00 | (8%) 42.07K to 38.63K | |
| 18-May-22 5:06 PM View: | Lpl Financial Holdings Inc. (LPLA) | 16-May-22 | Option Exercise | 19,904 | $32.42 | $645,259.00 | 53% 37.89K to 57.79K | |
| 18-May-22 5:06 PM View: | Lpl Financial Holdings Inc. (LPLA) | 16-May-22 | Planned Option Sale | 15,724 | $172.24 | $2,708,220.00 | (27%) 57.79K to 42.07K | |
| 01-Mar-22 10:00 PM View: | Lpl Financial Holdings Inc. (LPLA) | 25-Feb-22 | Grant | 8,641 | -- | -- | 25% 33.98K to 42.62K | |
| 01-Mar-22 10:00 PM View: | Lpl Financial Holdings Inc. (LPLA) | 25-Feb-22 | Payment of Exercise | 4,733 | $182.73 | $864,861.00 | (11%) 42.62K to 37.89K | |
| 18-Feb-22 5:08 PM View: | Lpl Financial Holdings Inc. (LPLA) | 16-Feb-22 | Option Exercise | 20,000 | $19.85 | $397,000.00 | 69% 29.2K to 49.2K | |
| 18-Feb-22 5:08 PM View: | Lpl Financial Holdings Inc. (LPLA) | 16-Feb-22 | Planned Option Sale | 15,217 | $185.59 | $2,824,150.00 | (31%) 49.2K to 33.98K | |
| 18-Nov-21 4:47 PM View: | Lpl Financial Holdings Inc. (LPLA) | 16-Nov-21 | Option Exercise | 20,000 | $34.38 | $687,641.00 | 76% 26.21K to 46.21K | |
| 18-Nov-21 4:47 PM View: | Lpl Financial Holdings Inc. (LPLA) | 16-Nov-21 | Market Option Sale (Planned) | 17,010 | $166.98 | $2,840,240.00 | (37%) 46.21K to 29.2K | |
| 18-Aug-21 4:18 PM View: | Lpl Financial Holdings Inc. (LPLA) | 16-Aug-21 | Option Exercise | 20,000 | $46.66 | $933,136.00 | 82% 24.39K to 44.39K | |
| 18-Aug-21 4:18 PM View: | Lpl Financial Holdings Inc. (LPLA) | 16-Aug-21 | Market Option Sale (Planned) | 18,185 | $144.12 | $2,620,870.00 | (41%) 44.39K to 26.21K | |
| 14-May-21 4:44 PM View: | Lpl Financial Holdings Inc. (LPLA) | 12-May-21 | Option Exercise | 4,000 | $48.09 | $192,360.00 | 16% 24.39K to 28.39K | |
| 14-May-21 4:44 PM View: | Lpl Financial Holdings Inc. (LPLA) | 12-May-21 | Market Option Sale (Planned) | 4,000 | $147.43 | $589,720.00 | (14%) 28.39K to 24.39K | (< 1%) |
| 01-Mar-21 7:54 PM View: | Lpl Financial Holdings Inc. (LPLA) | 26-Feb-21 | Market Sale (Planned) | 943 | $130.23 | $122,807.00 | (4%) 25.34K to 24.39K | (13%) |
| 01-Mar-21 7:54 PM View: | Lpl Financial Holdings Inc. (LPLA) | 25-Feb-21 | Grant | 2,539 | -- | -- | 11% 23.73K to 26.26K | |
| 01-Mar-21 7:54 PM View: | Lpl Financial Holdings Inc. (LPLA) | 25-Feb-21 | Payment of Exercise | 929 | $132.10 | $122,721.00 | (4%) 26.26K to 25.34K | (12%) |
| 25-Feb-21 5:40 PM View: | Lpl Financial Holdings Inc. (LPLA) | 24-Feb-21 | Market Sale (Planned) | 513 | $134.94 | $69,224.20 | (2%) 24.24K to 23.73K | (10%) |
| 25-Feb-21 5:40 PM View: | Lpl Financial Holdings Inc. (LPLA) | 23-Feb-21 | Grant | 8,144 | -- | -- | 41% 19.86K to 28.0K | |
| 25-Feb-21 5:40 PM View: | Lpl Financial Holdings Inc. (LPLA) | 23-Feb-21 | Payment of Exercise | 3,763 | $135.41 | $509,548.00 | (13%) 28.0K to 24.24K | (9%) |
| 17-Feb-21 6:18 PM View: | Lpl Financial Holdings Inc. (LPLA) | 12-Feb-21 | Option Exercise | 4,000 | $54.48 | $217,909.00 | 20% 19.86K to 23.86K | |
| 17-Feb-21 6:18 PM View: | Lpl Financial Holdings Inc. (LPLA) | 12-Feb-21 | Market Option Sale (Planned) | 4,000 | $128.16 | $512,640.00 | (17%) 23.86K to 19.86K | (15%) |
| 13-Nov-20 7:14 PM View: | Lpl Financial Holdings Inc. (LPLA) | 12-Nov-20 | Option Exercise | 4,000 | $54.81 | $219,240.00 | 20% 19.86K to 23.86K | |
| 13-Nov-20 7:14 PM View: | Lpl Financial Holdings Inc. (LPLA) | 12-Nov-20 | Market Option Sale (Planned) | 4,000 | $86.79 | $347,160.00 | (17%) 23.86K to 19.86K | (70%) |
| 14-Aug-20 5:12 PM View: | Lpl Financial Holdings Inc. (LPLA) | 12-Aug-20 | Option Exercise | 4,000 | $54.81 | $219,240.00 | 20% 19.86K to 23.86K | |
| 14-Aug-20 5:12 PM View: | Lpl Financial Holdings Inc. (LPLA) | 12-Aug-20 | Market Option Sale (Planned) | 4,000 | $84.33 | $337,320.00 | (17%) 23.86K to 19.86K | (74%) |
| 17-Mar-20 8:42 PM View: | Lpl Financial Holdings Inc. (LPLA) | 13-Mar-20 | Grant | 9,710 | -- | -- | 90% 10.75K to 20.46K | |
| 17-Mar-20 8:42 PM View: | Lpl Financial Holdings Inc. (LPLA) | 13-Mar-20 | Payment of Exercise | 602 | $59.76 | $35,975.50 | (3%) 20.46K to 19.86K | (144%) |
| 27-Feb-20 8:55 PM View: | Lpl Financial Holdings Inc. (LPLA) | 26-Feb-20 | Market Sale (Planned) | 558 | $84.86 | $47,351.90 | (5%) 11.31K to 10.75K | (72%) |
| 27-Feb-20 8:55 PM View: | Lpl Financial Holdings Inc. (LPLA) | 25-Feb-20 | Grant | 3,057 | -- | -- | 33% 9.21K to 12.27K | |
| 27-Feb-20 8:55 PM View: | Lpl Financial Holdings Inc. (LPLA) | 25-Feb-20 | Payment of Exercise | 295 | $84.48 | $24,921.60 | (2%) 12.27K to 11.97K | (72%) |
| 27-Feb-20 8:55 PM View: | Lpl Financial Holdings Inc. (LPLA) | 25-Feb-20 | Market Sale (Planned) | 665 | $87.78 | $58,373.70 | (6%) 11.97K to 11.31K | (66%) |
| 25-Feb-20 5:41 PM View: | Lpl Financial Holdings Inc. (LPLA) | 23-Feb-20 | Payment of Exercise | 353 | $94.86 | $33,485.60 | (4%) 9.56K to 9.21K | (54%) |
| 18-Feb-20 4:42 PM View: | Lpl Financial Holdings Inc. (LPLA) | 13-Feb-20 | Option Exercise | 5,000 | $48.09 | $240,450.00 | 52% 9.56K to 14.56K | |
| 18-Feb-20 4:42 PM View: | Lpl Financial Holdings Inc. (LPLA) | 13-Feb-20 | Market Option Sale (Planned) | 5,000 | $94.95 | $474,750.00 | (34%) 14.56K to 9.56K | (53%) |
| 15-Nov-19 4:44 PM View: | Lpl Financial Holdings Inc. (LPLA) | 13-Nov-19 | Option Exercise | 5,000 | $48.09 | $240,450.00 | 52% 9.56K to 14.56K | |
| 15-Nov-19 4:44 PM View: | Lpl Financial Holdings Inc. (LPLA) | 13-Nov-19 | Market Option Sale (Planned) | 5,000 | $85.95 | $429,750.00 | (34%) 14.56K to 9.56K | (70%) |
| 15-Aug-19 4:41 PM View: | Lpl Financial Holdings Inc. (LPLA) | 13-Aug-19 | Option Exercise | 5,000 | $37.48 | $187,382.00 | 52% 9.56K to 14.56K | |
| 15-Aug-19 4:41 PM View: | Lpl Financial Holdings Inc. (LPLA) | 13-Aug-19 | Market Option Sale (Planned) | 5,000 | $71.67 | $358,350.00 | (34%) 14.56K to 9.56K | (103%) |
| 30-May-19 5:20 PM View: | Lpl Financial Holdings Inc. (LPLA) | 28-May-19 | Option Exercise | 6,000 | $36.88 | $221,280.00 | 63% 9.56K to 15.56K | |
| 30-May-19 5:20 PM View: | Lpl Financial Holdings Inc. (LPLA) | 28-May-19 | Market Option Sale (Planned) | 6,000 | $84.51 | $507,060.00 | (39%) 15.56K to 9.56K | (71%) |
| 15-Mar-19 9:00 PM View: | Lpl Financial Holdings Inc. (LPLA) | 14-Mar-19 | Market Sale (Planned) | 1,214 | $73.81 | $89,605.30 | (11%) 10.78K to 9.56K | (97%) |