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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 24-Apr-24 4:02 PM View:  | Applied Optoelectronics, Inc. (AAOI) | 22-Apr-24 | Payment of Exercise | 4,955 | $12.12 | $60,054.60 | (4%) 118.21K to 113.25K | |
| 24-Jan-24 4:01 PM View: | Applied Optoelectronics, Inc. (AAOI) | 22-Jan-24 | Payment of Exercise | 5,980 | $15.81 | $94,543.80 | (5%) 124.19K to 118.21K | |
| 25-Oct-23 4:03 PM View: | Applied Optoelectronics, Inc. (AAOI) | 23-Oct-23 | Payment of Exercise | 3,689 | $6.91 | $25,491.00 | (3%) 127.88K to 124.19K | |
| 11-Aug-23 4:02 PM View: | Applied Optoelectronics, Inc. (AAOI) | 10-Aug-23 | Private Sale | 10,000 | $13.73 | $137,305.00 | (7%) 137.88K to 127.88K | |
| 10-Aug-23 7:33 AM View: | Applied Optoelectronics, Inc. (AAOI) | 08-Aug-23 | Private Sale | 14,535 | $11.86 | $172,398.00 | (10%) 152.41K to 137.88K | |
| 26-Jul-23 4:01 PM View: | Applied Optoelectronics, Inc. (AAOI) | 25-Jul-23 | Payment of Exercise | 1,821 | $2.14 | $3,896.94 | (1%) 154.23K to 152.41K | |
| 26-Jul-23 4:01 PM View: | Applied Optoelectronics, Inc. (AAOI) | 24-Jul-23 | Payment of Exercise | 5,203 | $7.91 | $41,155.70 | (3%) 159.44K to 154.23K | |
| 28-Jun-23 4:02 PM View: | Applied Optoelectronics, Inc. (AAOI) | 26-Jun-23 | Grant | 78,291 | -- | -- | 96% 81.15K to 159.44K | |
| 26-Apr-23 4:03 PM View: | Applied Optoelectronics, Inc. (AAOI) | 24-Apr-23 | Payment of Exercise | 3,489 | $2.14 | $7,466.46 | (4%) 84.64K to 81.15K | |
| 25-Jan-23 4:01 PM View: | Applied Optoelectronics, Inc. (AAOI) | 23-Jan-23 | Payment of Exercise | 2,691 | $2.21 | $5,947.11 | (3%) 87.33K to 84.64K | |
| 15-Dec-22 4:01 PM View: | Applied Optoelectronics, Inc. (AAOI) | 14-Dec-22 | Sale (Planned) | 8,804 | $2.18 | $19,213.00 | (9%) 96.13K to 87.33K | |
| 15-Dec-22 4:01 PM View: | Applied Optoelectronics, Inc. (AAOI) | 13-Dec-22 | Sale (Planned) | 10,519 | $2.18 | $22,894.60 | (10%) 106.65K to 96.13K | |
| 12-Dec-22 4:54 PM View: | Applied Optoelectronics, Inc. (AAOI) | 12-Dec-22 | Sale (Planned) | 4,581 | $2.16 | $9,910.54 | (4%) 111.23K to 106.65K | |
| 12-Dec-22 4:54 PM View: | Applied Optoelectronics, Inc. (AAOI) | 09-Dec-22 | Sale (Planned) | 5,569 | $2.17 | $12,066.90 | (5%) 116.8K to 111.23K | |
| 12-Dec-22 4:54 PM View: | Applied Optoelectronics, Inc. (AAOI) | 08-Dec-22 | Sale (Planned) | 9,027 | $2.16 | $19,466.70 | (7%) 125.83K to 116.8K | |
| 26-Oct-22 4:01 PM View: | Applied Optoelectronics, Inc. (AAOI) | 24-Oct-22 | Payment of Exercise | 3,717 | $2.74 | $10,184.60 | (3%) 129.54K to 125.83K | |
| 26-Jul-22 4:04 PM View: | Applied Optoelectronics, Inc. (AAOI) | 25-Jul-22 | Payment of Exercise | 1,048 | $2.96 | $3,102.08 | (< 1%) 130.59K to 129.54K | |
| 26-Jul-22 4:04 PM View: | Applied Optoelectronics, Inc. (AAOI) | 22-Jul-22 | Payment of Exercise | 3,647 | $1.82 | $6,637.54 | (3%) 134.24K to 130.59K | |
| 29-Jun-22 4:28 PM View: | Applied Optoelectronics, Inc. (AAOI) | 27-Jun-22 | Grant | 44,642 | -- | -- | 50% 89.6K to 134.24K | |
| 26-Apr-22 4:03 PM View: | Applied Optoelectronics, Inc. (AAOI) | 22-Apr-22 | Payment of Exercise | 2,519 | -- | -- | (3%) 92.11K to 89.6K | |
| 26-Jan-22 4:17 PM View: | Applied Optoelectronics, Inc. (AAOI) | 24-Jan-22 | Payment of Exercise | 3,253 | -- | -- | (3%) 95.37K to 92.11K | |
| 26-Oct-21 4:02 PM View: | Applied Optoelectronics, Inc. (AAOI) | 22-Oct-21 | Payment of Exercise | 2,885 | -- | -- | (3%) 98.25K to 95.37K | |
| 26-Jul-21 4:02 PM View: | Applied Optoelectronics, Inc. (AAOI) | 23-Jul-21 | Payment of Exercise | 893 | -- | -- | (< 1%) 99.15K to 98.25K | |
| 26-Jul-21 4:02 PM View: | Applied Optoelectronics, Inc. (AAOI) | 22-Jul-21 | Payment of Exercise | 2,325 | -- | -- | (2%) 101.47K to 99.15K | |
| 15-Jun-21 4:39 PM View: | Applied Optoelectronics, Inc. (AAOI) | 11-Jun-21 | Grant | 37,387 | -- | -- | 96% 38.8K to 76.19K | |
| 21-Jun-21 4:05 PM View: | Applied Optoelectronics, Inc. (AAOI) | 11-Jun-21 | Grant | 25,284 | -- | -- | 33% 76.19K to 101.47K | |
| 26-Apr-21 5:27 PM View: | Applied Optoelectronics, Inc. (AAOI) | 22-Apr-21 | Payment of Exercise | 1,264 | $7.92 | $10,010.90 | (3%) 40.06K to 38.8K | (4%) |
| 23-Feb-21 4:37 PM View: | Applied Optoelectronics, Inc. (AAOI) | 19-Feb-21 | Grant | 37,387 | -- | -- | 93% 40.06K to 77.45K | |
| 12-Feb-21 4:01 PM View: | Applied Optoelectronics, Inc. (AAOI) | 10-Feb-21 | Market Sale (Planned) | 1,000 | $12.36 | $12,359.00 | (2%) 41.06K to 40.06K | (< 1%) |
| 26-Jan-21 4:02 PM View: | Applied Optoelectronics, Inc. (AAOI) | 22-Jan-21 | Payment of Exercise | 2,036 | $10.49 | $21,357.60 | (5%) 43.1K to 41.06K | (4%) |
| 22-Jan-21 4:05 PM View: | Applied Optoelectronics, Inc. (AAOI) | 20-Jan-21 | Market Sale (Planned) | 1,000 | $11.00 | $11,000.00 | (2%) 44.1K to 43.1K | 5% |
| 26-Oct-20 4:02 PM View: | Applied Optoelectronics, Inc. (AAOI) | 22-Oct-20 | Payment of Exercise | 1,967 | $10.65 | $20,948.50 | (4%) 46.07K to 44.1K | |
| 14-Oct-20 4:01 PM View: | Applied Optoelectronics, Inc. (AAOI) | 12-Oct-20 | Market Sale (Planned) | 1,000 | $11.74 | $11,739.70 | (2%) 47.07K to 46.07K | |
| 23-Sep-20 4:01 PM View: | Applied Optoelectronics, Inc. (AAOI) | 21-Sep-20 | Market Sale (Planned) | 1,000 | $11.00 | $11,000.00 | (2%) 48.07K to 47.07K | |
| 12-Aug-20 4:01 PM View: | Applied Optoelectronics, Inc. (AAOI) | 11-Aug-20 | Market Sale | 12,500 | $14.05 | $175,605.00 | (21%) 60.57K to 48.07K | |
| 12-Aug-20 4:01 PM View: | Applied Optoelectronics, Inc. (AAOI) | 10-Aug-20 | Market Sale (Planned) | 1,000 | $15.82 | $15,820.00 | (2%) 61.57K to 60.57K | |
| 24-Jul-20 4:03 PM View: | Applied Optoelectronics, Inc. (AAOI) | 22-Jul-20 | Payment of Exercise | 1,966 | $13.93 | $27,376.60 | (3%) 65.53K to 63.57K | |
| 24-Jul-20 4:03 PM View: | Applied Optoelectronics, Inc. (AAOI) | 22-Jul-20 | Market Sale (Planned) | 2,000 | $15.00 | $30,000.00 | (3%) 63.57K to 61.57K | |
| 14-Jul-20 4:01 PM View: | Applied Optoelectronics, Inc. (AAOI) | 10-Jul-20 | Market Sale (Planned) | 1,000 | $12.02 | $12,020.00 | (2%) 66.53K to 65.53K | |
| 02-Jul-20 4:59 PM View: | Applied Optoelectronics, Inc. (AAOI) | 30-Jun-20 | Market Sale (Planned) | 1,000 | $11.00 | $11,000.00 | (1%) 67.53K to 66.53K | |
| 01-May-20 4:01 PM View: | Applied Optoelectronics, Inc. (AAOI) | 29-Apr-20 | Market Sale (Planned) | 1,000 | $11.00 | $11,002.90 | (1%) 68.53K to 67.53K | |
| 24-Apr-20 4:28 PM View: | Applied Optoelectronics, Inc. (AAOI) | 22-Apr-20 | Payment of Exercise | 1,968 | $8.28 | $16,295.00 | (3%) 70.5K to 68.53K | (8%) |
| 07-Feb-20 4:05 PM View: | Applied Optoelectronics, Inc. (AAOI) | 05-Feb-20 | Payment of Exercise | 316 | $12.40 | $3,918.40 | (< 1%) 70.82K to 70.5K | |
| 05-Feb-20 4:05 PM View: | Applied Optoelectronics, Inc. (AAOI) | 03-Feb-20 | Grant | 38,464 | -- | -- | 119% 32.35K to 70.82K | |
| 24-Jan-20 4:05 PM View: | Applied Optoelectronics, Inc. (AAOI) | 22-Jan-20 | Payment of Exercise | 969 | $13.70 | $13,275.30 | (3%) 33.32K to 32.35K | |
| 07-Nov-19 4:02 PM View: | Applied Optoelectronics, Inc. (AAOI) | 05-Nov-19 | Payment of Exercise | 284 | $10.60 | $3,010.40 | (< 1%) 33.61K to 33.32K | |
| 24-Oct-19 4:01 PM View: | Applied Optoelectronics, Inc. (AAOI) | 22-Oct-19 | Payment of Exercise | 858 | $10.84 | $9,300.72 | (2%) 34.46K to 33.61K | |
| 07-Aug-19 4:01 PM View: | Applied Optoelectronics, Inc. (AAOI) | 05-Aug-19 | Payment of Exercise | 284 | $9.96 | $2,828.64 | (< 1%) 34.75K to 34.46K | |
| 24-Jul-19 4:00 PM View: | Applied Optoelectronics, Inc. (AAOI) | 22-Jul-19 | Payment of Exercise | 858 | $9.62 | $8,253.96 | (2%) 35.61K to 34.75K | 7% |
| 08-May-19 4:01 PM View: | Applied Optoelectronics, Inc. (AAOI) | 06-May-19 | Payment of Exercise | 283 | $12.60 | $3,565.80 | (< 1%) 35.89K to 35.61K | 4% |