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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 04-Apr-24 4:57 PM View:  | Threshold Pharmaceuticals I... (MTEM) | 02-Apr-24 | Grant | 175,000 | $2.35 | $411,250.00 | 36% 482.26K to 657.26K | |
| 21-Jun-22 5:12 PM View: | Threshold Pharmaceuticals I... (MTEM) | 15-Jun-22 | Purchase Duplicate | 62,000 | $0.89 | $55,180.00 | < 1% 7.17M to 7.23M | |
| 21-Jun-22 5:12 PM View: | Threshold Pharmaceuticals I... (MTEM) | 14-Jun-22 | Purchase Duplicate | 60,000 | $0.87 | $52,200.00 | < 1% 7.11M to 7.17M | |
| 21-Jun-22 5:12 PM View: | Threshold Pharmaceuticals I... (MTEM) | 13-Jun-22 | Private Purchase Duplicate | 100,000 | $0.91 | $91,000.00 | 1% 7.01M to 7.11M | |
| 10-Sep-21 4:57 PM View: | Lumos Pharma, Inc. (LUMO) | 08-Sep-21 | Market Purchase | 10,000 | $11.21 | $112,116.00 | 1% 721.52K to 731.52K | (2%) |
| 07-Sep-21 5:56 PM View: | Lumos Pharma, Inc. (LUMO) | 07-Sep-21 | Market Purchase | 10,000 | $11.11 | $111,139.00 | < 1% 1.41M to 1.42M | 2% |
| 07-Sep-21 5:56 PM View: | Lumos Pharma, Inc. (LUMO) | 03-Sep-21 | Market Purchase | 8,100 | $11.35 | $91,905.00 | < 1% 1.41M to 1.41M | < 1% |
| 07-Sep-21 5:56 PM View: | Lumos Pharma, Inc. (LUMO) | 02-Sep-21 | Market Purchase | 6,300 | $11.23 | $70,738.90 | < 1% 1.4M to 1.41M | 1% |
| 01-Sep-21 6:46 PM View: | Lumos Pharma, Inc. (LUMO) | 01-Sep-21 | Market Purchase | 4,589 | $10.87 | $49,891.60 | < 1% 1.38M to 1.38M | (< 1%) |
| 01-Sep-21 6:46 PM View: | Lumos Pharma, Inc. (LUMO) | 31-Aug-21 | Market Purchase | 6,000 | $10.70 | $64,181.40 | < 1% 1.37M to 1.38M | 1% |
| 01-Sep-21 6:46 PM View: | Lumos Pharma, Inc. (LUMO) | 30-Aug-21 | Market Purchase | 8,625 | $10.52 | $90,737.60 | < 1% 1.36M to 1.37M | 3% |
| 27-Aug-21 7:16 PM View: | Lumos Pharma, Inc. (LUMO) | 27-Aug-21 | Market Purchase | 4,981 | $10.50 | $52,281.60 | < 1% 1.34M to 1.35M | (3%) |
| 27-Aug-21 7:16 PM View: | Lumos Pharma, Inc. (LUMO) | 26-Aug-21 | Market Purchase | 6,200 | $10.07 | $62,430.30 | < 1% 1.33M to 1.34M | < 1% |
| 27-Aug-21 7:16 PM View: | Lumos Pharma, Inc. (LUMO) | 25-Aug-21 | Market Purchase | 14,900 | $9.87 | $147,078.00 | 1% 1.32M to 1.33M | 3% |
| 24-Aug-21 6:19 PM View: | Lumos Pharma, Inc. (LUMO) | 24-Aug-21 | Market Purchase | 10,775 | $9.45 | $101,871.00 | < 1% 1.25M to 1.26M | 4% |
| 24-Aug-21 6:19 PM View: | Lumos Pharma, Inc. (LUMO) | 23-Aug-21 | Market Purchase | 37,800 | $9.58 | $362,150.00 | 3% 1.21M to 1.25M | 3% |
| 24-Aug-21 6:19 PM View: | Lumos Pharma, Inc. (LUMO) | 20-Aug-21 | Market Purchase | 35,679 | $8.73 | $311,638.00 | 3% 1.17M to 1.21M | 13% |
| 19-Aug-21 8:14 PM View: | Lumos Pharma, Inc. (LUMO) | 19-Aug-21 | Market Purchase | 20,000 | $8.45 | $168,970.00 | 2% 1.07M to 1.09M | 6% |
| 19-Aug-21 8:14 PM View: | Lumos Pharma, Inc. (LUMO) | 18-Aug-21 | Market Purchase | 28,870 | $8.73 | $252,009.00 | 3% 1.04M to 1.07M | 2% |
| 19-Aug-21 8:14 PM View: | Lumos Pharma, Inc. (LUMO) | 17-Aug-21 | Market Purchase | 16,000 | $8.47 | $135,446.00 | 2% 1.02M to 1.04M | 5% |
| 16-Aug-21 6:09 PM View: | Lumos Pharma, Inc. (LUMO) | 16-Aug-21 | Market Purchase | 31,000 | $7.96 | $246,717.00 | 3% 913.33K to 944.33K | (2%) |
| 16-Aug-21 6:09 PM View: | Lumos Pharma, Inc. (LUMO) | 13-Aug-21 | Market Purchase | 31,000 | $7.86 | $243,744.00 | 4% 882.33K to 913.33K | (< 1%) |
| 16-Aug-21 6:09 PM View: | Lumos Pharma, Inc. (LUMO) | 12-Aug-21 | Market Purchase | 31,000 | $7.55 | $233,932.00 | 4% 851.33K to 882.33K | 4% |
| 24-May-21 6:36 PM View: | Lumos Pharma, Inc. (LUMO) | 20-May-21 | Grant | 367 | -- | -- | < 1% 410.34K to 410.7K | |
| 18-Sep-20 4:39 PM View: | Threshold Pharmaceuticals I... (MTEM) | 16-Sep-20 | Market Sale Duplicate | 500,000 | $13.05 | $6,525,000.00 | (7%) 7.51M to 7.01M | 23% |
| 22-May-20 4:17 PM View: | Threshold Pharmaceuticals I... (MTEM) | 20-May-20 | Market Sale Duplicate | 300,000 | $16.51 | $4,953,000.00 | (4%) 7.81M to 7.51M | 39% |
| 04-May-20 5:09 PM View: | Threshold Pharmaceuticals I... (MTEM) | 30-Apr-20 | Disposition (other) Duplicate | 1,000,000 | -- | -- | (11%) 8.76M to 7.76M | |
| 07-Apr-20 5:57 PM View: | Lumos Pharma, Inc. (LUMO) | 03-Apr-20 | Grant | 709 | -- | -- | < 1% 409.63K to 410.34K | |
| 13-Jul-16 5:12 PM View: | Ldr Holding Corp (LDRH) | 13-Jul-16 | Disposition (change in control) | 4,833 | $37.00 | $178,821.00 | (50%) 9.72K to 4.89K | |
| 13-Jul-16 5:12 PM View: | Ldr Holding Corp (LDRH) | 13-Jul-16 | Disposition (change in control) | 4,889 | $37.00 | $180,893.00 | (100%) 4.89K to 0 | |
| 08-Jun-16 4:28 PM View: | Ldr Holding Corp (LDRH) | 03-Jun-16 | Option Exercise | 833 | -- | -- | 9% 8.89K to 9.72K | |
| 09-May-16 4:58 PM View: | Ldr Holding Corp (LDRH) | 07-May-16 | Option Exercise | 1,000 | -- | -- | 13% 7.89K to 8.89K | |
| 18-Feb-16 6:51 PM View: | Ldr Holding Corp (LDRH) | 18-Feb-16 | Option Exercise | 3,000 | -- | -- | 61% 4.89K to 7.89K | |
| 12-Jun-15 4:19 PM View: | Ldr Holding Corp (LDRH) | 10-Jun-15 | Market Sale | 834 | $44.77 | $37,339.20 | (15%) 5.72K to 4.89K | < 1% |
| 05-Jun-15 4:15 PM View: | Ldr Holding Corp (LDRH) | 03-Jun-15 | Option Exercise | 834 | -- | -- | 17% 4.89K to 5.72K | |
| 04-Mar-15 7:20 PM View: | Ldr Holding Corp (LDRH) | 02-Mar-15 | Market Sale | 6,099 | $38.50 | $234,799.00 | (56%) 10.99K to 4.89K | 1% |
| 20-Nov-14 10:14 AM View: | Ldr Holding Corp (LDRH) | 20-Nov-14 | Acquisition (other) | 10,988 | -- | -- | 100% 0 to 10.99K |