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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 28-Mar-22 11:12 AM View:  | Resonant Inc. (RESN) | 28-Mar-22 | Disposition (change in control) | 121,168 | $4.50 | $545,256.00 | (6%) 2.12M to 2.0M | |
| 28-Mar-22 11:12 AM View: | Resonant Inc. (RESN) | 28-Mar-22 | Disposition (change in control) | 2,000,000 | $4.50 | $9,000,000.00 | (100%) 2.0M to 0 | |
| 09-Jun-21 8:54 PM View: | Resonant Inc. (RESN) | 07-Jun-21 | Option Exercise | 35,264 | -- | -- | 2% 2.09M to 2.12M | |
| 10-Jun-20 8:02 PM View: | Resonant Inc. (RESN) | 08-Jun-20 | Option Exercise | 22,979 | -- | -- | 1% 2.06M to 2.09M | |
| 13-Feb-20 3:47 PM View: | Resonant Inc. (RESN) | 11-Feb-20 | Private Purchase | 134,000 | $1.50 | $201,000.00 | 7% 1.93M to 2.06M | |
| 13-Aug-19 11:52 AM View: | Resonant Inc. (RESN) | 09-Aug-19 | Market Purchase | 396,000 | $2.53 | $1,001,880.00 | 26% 1.53M to 1.93M | (5%) |
| 12-Jun-19 8:01 PM View: | Resonant Inc. (RESN) | 10-Jun-19 | Option Exercise | 4,664 | -- | -- | < 1% 1.53M to 1.53M | |
| 10-Jun-19 4:34 PM View: | Resonant Inc. (RESN) | 06-Jun-19 | Option Exercise | 5,813 | -- | -- | < 1% 1.52M to 1.53M | |
| 08-Apr-19 6:15 AM View: | Resonant Inc. (RESN) | 05-Apr-19 | Exercise (in-the money or at-the-money) | 335,000 | $2.86 | $958,100.00 | 28% 1.19M to 1.52M | |
| 18-Jun-18 8:56 AM View: | Resonant Inc. (RESN) | 15-Jun-18 | Market Purchase | 19,028 | $5.62 | $106,937.00 | 2% 1.17M to 1.19M | (57%) |
| 18-Jun-18 8:56 AM View: | Resonant Inc. (RESN) | 14-Jun-18 | Market Purchase | 80,972 | $5.61 | $453,848.00 | 7% 1.09M to 1.17M | (57%) |
| 08-Jun-18 6:19 PM View: | Resonant Inc. (RESN) | 07-Jun-18 | Option Exercise | 5,967 | -- | -- | < 1% 1.08M to 1.09M | |
| 08-Jun-18 6:19 PM View: | Resonant Inc. (RESN) | 06-Jun-18 | Option Exercise | 5,814 | -- | -- | < 1% 1.08M to 1.08M | |
| 26-Apr-18 9:14 AM View: | AdCare Health Systems Inc. (RHE) | 24-Apr-18 | Grant | 125,166 | -- | -- | 15% 810.74K to 935.91K | |
| 16-Feb-18 6:57 PM View: | Resonant Inc. (RESN) | 16-Feb-18 | Option Exercise | 12,000 | -- | -- | 1% 1.06M to 1.08M | |
| 07-Jun-17 5:10 PM View: | Resonant Inc. (RESN) | 05-Jun-17 | Option Exercise | 5,967 | -- | -- | < 1% 1.06M to 1.06M | |
| 17-Feb-17 1:51 PM View: | Resonant Inc. (RESN) | 16-Feb-17 | Option Exercise | 12,000 | -- | -- | 1% 1.05M to 1.06M | |
| 19-Dec-16 7:42 PM View: | AdCare Health Systems Inc. (RHE) | 16-Dec-16 | Grant | 24,510 | -- | -- | 3% 786.23K to 810.74K | |
| 26-Apr-16 7:49 PM View: | Resonant Inc. (RESN) | 25-Apr-16 | Market Purchase | 10,700 | $2.98 | $31,939.50 | 2% 700.0K to 710.7K | (20%) |
| 26-Apr-16 7:49 PM View: | Resonant Inc. (RESN) | 25-Apr-16 | Market Purchase Duplicate | 335,000 | $2.98 | $999,975.00 | 47% 710.7K to 1.05M | (20%) |
| 29-Jan-16 3:30 PM View: | AdCare Health Systems Inc. (RHE) | 27-Jan-16 | Grant | 36,232 | -- | -- | 5% 750.0K to 786.23K |