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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 05-Nov-20 5:06 PM View:  | CM Finance Inc. (ICMB) | 04-Nov-20 | Disposition (other) | 5,000 | -- | -- | (100%) 5.0K to 0 | |
| 28-Sep-20 7:46 PM View: | CM Finance Inc. (ICMB) | 24-Sep-20 | Disposition (other) | 5,000 | -- | -- | (50%) 10.0K to 5.0K | |
| 03-Dec-15 5:47 PM View: | CM Finance Inc. (ICMB) | 02-Dec-15 | Market Purchase | 1,000 | $10.90 | $10,900.00 | 1% 76.7K to 77.7K | (41%) |
| 23-Nov-15 4:25 PM View: | CM Finance Inc. (ICMB) | 20-Nov-15 | Market Purchase | 1,000 | $10.89 | $10,888.00 | 1% 75.7K to 76.7K | (41%) |
| 14-Sep-15 4:53 PM View: | CM Finance Inc. (ICMB) | 11-Sep-15 | Market Purchase | 1,000 | $11.55 | $11,549.00 | 1% 74.7K to 75.7K | (44%) |
| 18-Dec-14 5:43 PM View: | CM Finance Inc. (ICMB) | 17-Dec-14 | Market Purchase | 1,000 | $10.03 | $10,027.60 | 1% 82.7K to 83.7K | (36%) |
| 18-Dec-14 5:43 PM View: | CM Finance Inc. (ICMB) | 17-Dec-14 | Market Purchase | 1,000 | $10.03 | $10,027.50 | 1% 83.7K to 84.7K | (36%) |
| 21-Nov-14 9:00 PM View: | CM Finance Inc. (ICMB) | 20-Nov-14 | Market Purchase | 1,000 | $12.11 | $12,109.00 | 12% 8.0K to 9.0K | (47%) |
| 20-Nov-14 6:43 PM View: | CM Finance Inc. (ICMB) | 18-Nov-14 | Market Purchase | 2,000 | $12.57 | $25,150.00 | 3% 71.7K to 73.7K | (49%) |
| 22-Sep-14 6:56 PM View: | CM Finance Inc. (ICMB) | 19-Sep-14 | Market Purchase | 1,000 | $13.26 | $13,260.00 | 14% 7.0K to 8.0K | (51%) |
| 22-Sep-14 6:56 PM View: | CM Finance Inc. (ICMB) | 18-Sep-14 | Market Purchase | 1,000 | $13.48 | $13,475.00 | 17% 6.0K to 7.0K | (52%) |
| 16-Sep-14 7:10 PM View: | CM Finance Inc. (ICMB) | 16-Sep-14 | Market Purchase | 1,000 | $13.66 | $13,656.00 | 1% 75.67K to 76.67K | (53%) |
| 16-Sep-14 7:10 PM View: | CM Finance Inc. (ICMB) | 16-Sep-14 | Market Purchase | 1,000 | $13.65 | $13,652.00 | 1% 76.67K to 77.67K | (53%) |
| 16-Sep-14 7:10 PM View: | CM Finance Inc. (ICMB) | 12-Sep-14 | Market Purchase | 1,000 | $13.80 | $13,797.00 | 1% 73.67K to 74.67K | (53%) |
| 16-Sep-14 7:10 PM View: | CM Finance Inc. (ICMB) | 12-Sep-14 | Market Purchase | 1,000 | $13.79 | $13,787.00 | 1% 74.67K to 75.67K | (53%) |
| 12-Aug-14 7:35 PM View: | CM Finance Inc. (ICMB) | 10-Jun-14 | Gift | 2 | -- | -- | < 1% 69.67K to 69.67K | |
| 12-Aug-14 7:35 PM View: | CM Finance Inc. (ICMB) | 10-Jun-14 | Gift | 2 | -- | -- | < 1% 69.67K to 69.67K | |
| 30-May-14 6:14 PM View: | CM Finance Inc. (ICMB) | 29-May-14 | Market Purchase | 2,000 | $14.20 | $28,410.00 | 3% 67.67K to 69.67K | (55%) |
| 30-May-14 6:14 PM View: | CM Finance Inc. (ICMB) | 29-May-14 | Market Purchase | 4,000 | $14.13 | $56,520.00 | 6% 69.67K to 73.67K | (54%) |
| 20-May-14 6:16 PM View: | CM Finance Inc. (ICMB) | 19-May-14 | Market Purchase | 1,000 | $13.44 | $13,445.00 | 1% 66.67K to 67.67K | (52%) |
| 11-Feb-14 4:40 PM View: | CM Finance Inc. (ICMB) | 11-Feb-14 | Purchase | 66,667 | $15.00 | $1,000,000.00 | 100% 0 to 66.67K |