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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 06-Apr-22 8:43 PM View:  | Science 37 Holdings, Inc. (LSAQ) | 04-Apr-22 | Disposition (other) | 2,914,670 | -- | -- | (19%) 15.16M to 12.25M | |
| 17-Oct-16 4:25 PM View: | Everspin Technologies Inc (MRAM) | 13-Oct-16 | Conversion | 560,187 | $2.53 | $1,418,660.00 | 18% 3.18M to 3.74M | |
| 17-Oct-16 4:25 PM View: | Everspin Technologies Inc (MRAM) | 13-Oct-16 | Market Purchase | 137,420 | $8.00 | $1,099,360.00 | 4% 3.74M to 3.88M | (42%) |
| 15-Apr-14 8:34 PM View: | Cerulean Pharma Inc. (DARE) | 15-Apr-14 | Conversion | 845,775 | -- | -- | 37% 2.3M to 3.15M | |
| 15-Apr-14 8:34 PM View: | Cerulean Pharma Inc. (DARE) | 15-Apr-14 | Market Purchase | 106,224 | $7.00 | $743,568.00 | 3% 3.15M to 3.25M | (98%) |
| 11-Feb-14 9:52 PM View: | Genocea Biosciences, Inc. (GNCA) | 10-Feb-14 | Conversion | 1,582,150 | -- | -- | 1883% 84.03K to 1.67M | |
| 11-Feb-14 9:52 PM View: | Genocea Biosciences, Inc. (GNCA) | 10-Feb-14 | Exercise (in-the money or at-the-money) | 15,852 | -- | -- | < 1% 1.67M to 1.68M |