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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 28-Dec-15 5:03 PM View:  | RCS Capital Corporation (RCAP) | 18-Dec-15 | Disposition | 3,791 | $11.21 | $42,497.10 | (11%) 33.09K to 29.3K | |
| 28-Aug-15 9:30 PM View: | RCS Capital Corporation (RCAP) | 18-Aug-15 | Grant | 15,873 | $2.52 | $40,000.00 | 92% 17.22K to 33.09K | (99%) |
| 20-Jan-15 5:09 PM View: | RCS Capital Corporation (RCAP) | 14-Jan-15 | Grant | 3,791 | $11.21 | $42,497.10 | 28% 13.43K to 17.22K | (100%) |
| 16-Oct-14 9:58 PM View: | RCS Capital Corporation (RCAP) | 14-Oct-14 | Market Purchase | 1,000 | $19.13 | $19,130.00 | 8% 12.43K to 13.43K | (100%) |
| 11-Jun-14 2:48 PM View: | RCS Capital Corporation (RCAP) | 09-Jun-14 | Grant | 11,429 | $22.09 | $252,510.00 | 1143% 1.0K to 12.43K | (100%) |