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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 17-May-19 1:50 PM View:  | Legg Mason Inc. (LM) | 15-May-19 | Grant | 16,793 | -- | -- | 18% 93.88K to 110.68K | |
| 02-May-19 3:39 PM View: | Legg Mason Inc. (LM) | 30-Apr-19 | Payment of Exercise | 3,641 | $33.52 | $122,046.00 | (4%) 97.53K to 93.88K | (< 1%) |
| 17-Apr-19 1:44 PM View: | Legg Mason Inc. (LM) | 15-Apr-19 | Grant | 5,036 | -- | -- | 5% 94.01K to 99.05K | |
| 17-Apr-19 1:44 PM View: | Legg Mason Inc. (LM) | 15-Apr-19 | Payment of Exercise | 1,526 | $32.69 | $49,877.30 | (2%) 99.05K to 97.53K | |
| 17-May-18 5:02 PM View: | Legg Mason Inc. (LM) | 15-May-18 | Grant | 16,918 | -- | -- | 22% 77.1K to 94.02K | |
| 02-May-18 2:44 PM View: | Legg Mason Inc. (LM) | 01-May-18 | Payment of Exercise | 2,457 | $39.60 | $97,297.20 | (3%) 79.55K to 77.1K | 26% |
| 17-May-17 12:52 PM View: | Legg Mason Inc. (LM) | 15-May-17 | Grant | 10,361 | -- | -- | 15% 69.19K to 79.55K | |
| 02-May-17 3:19 PM View: | Legg Mason Inc. (LM) | 01-May-17 | Payment of Exercise | 8,585 | $37.98 | $326,058.00 | (11%) 77.78K to 69.19K | 25% |
| 17-May-16 2:21 PM View: | Legg Mason Inc. (LM) | 13-May-16 | Grant | 12,484 | -- | -- | 19% 65.29K to 77.78K | |
| 03-May-16 1:50 PM View: | Legg Mason Inc. (LM) | 02-May-16 | Payment of Exercise | 7,564 | $32.66 | $247,040.00 | (10%) 72.86K to 65.29K | 11% |
| 19-May-15 2:24 PM View: | Legg Mason Inc. (LM) | 15-May-15 | Grant | 7,962 | -- | -- | 12% 64.9K to 72.86K | |
| 04-May-15 2:27 PM View: | Legg Mason Inc. (LM) | 30-Apr-15 | Payment of Exercise | 16,576 | $53.14 | $880,849.00 | (20%) 81.47K to 64.9K | 44% |
| 20-May-14 2:21 PM View: | Legg Mason Inc. (LM) | 16-May-14 | Grant | 1,399 | -- | -- | 2% 80.07K to 81.47K | |
| 08-Jan-14 3:08 PM View: | Legg Mason Inc. (LM) | 06-Jan-14 | Grant | 80,073 | -- | -- | (37960600%) 0 to 80.07K |