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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 29-Nov-18 12:50 PM View:  | Corium International, Inc. (CORI) | 27-Nov-18 | Disposition (change in control) Duplicate | 9,353,300 | $12.50 | $116,916,000.00 | (100%) 9.35M to 0 | (1%) |
| 12-May-17 7:47 PM View: | Revance Therapeutics, Inc. (RVNC) | 11-May-17 | Grant | 3,000 | -- | -- | < 1% 4.13M to 4.14M | |
| 08-Apr-14 5:57 PM View: | Corium International, Inc. (CORI) | 08-Apr-14 | Conversion Duplicate | 8,094,470 | -- | -- | 100% 0 to 8.09M | |
| 08-Apr-14 5:57 PM View: | Corium International, Inc. (CORI) | 08-Apr-14 | Purchase Duplicate | 400,000 | $8.00 | $3,200,000.00 | 5% 8.09M to 8.49M | |
| 08-Apr-14 5:57 PM View: | Corium International, Inc. (CORI) | 08-Apr-14 | Exercise (in-the money or at-the-money) Duplicate | 858,836 | -- | -- | 10% 8.49M to 9.35M | |
| 11-Feb-14 2:19 PM View: | Revance Therapeutics, Inc. (RVNC) | 11-Feb-14 | Conversion | 3,727,670 | -- | -- | 100% 0 to 3.73M | |
| 11-Feb-14 2:19 PM View: | Revance Therapeutics, Inc. (RVNC) | 11-Feb-14 | Exercise (in-the money or at-the-money) | 407,289 | -- | -- | 11% 3.73M to 4.13M |