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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 15-May-19 4:23 PM View:  | Codexis, Inc. (CDXS) | 14-May-19 | Option Exercise | 2,378 | $7.46 | $17,739.90 | 2% 133.4K to 135.78K | |
| 15-May-19 4:23 PM View: | Codexis, Inc. (CDXS) | 14-May-19 | Market Option Sale | 2,378 | $18.95 | $45,059.50 | (2%) 135.78K to 133.4K | (20%) |
| 15-May-19 4:23 PM View: | Codexis, Inc. (CDXS) | 13-May-19 | Option Exercise | 17,621 | $7.46 | $131,453.00 | 13% 133.4K to 151.02K | |
| 15-May-19 4:23 PM View: | Codexis, Inc. (CDXS) | 13-May-19 | Market Option Sale | 17,621 | $18.61 | $327,955.00 | (12%) 151.02K to 133.4K | (22%) |
| 13-Feb-19 10:00 PM View: | Codexis, Inc. (CDXS) | 12-Feb-19 | Market Sale (Planned) | 8,957 | $21.69 | $194,304.00 | (6%) 142.36K to 133.4K | (5%) |
| 13-Feb-19 10:00 PM View: | Codexis, Inc. (CDXS) | 11-Feb-19 | Market Sale (Planned) | 8,958 | $21.57 | $193,257.00 | (6%) 151.32K to 142.36K | (6%) |
| 14-Nov-18 7:11 PM View: | Codexis, Inc. (CDXS) | 13-Nov-18 | Market Sale | 6,726 | $15.22 | $102,395.00 | (4%) 158.04K to 151.32K | (50%) |
| 14-Nov-18 7:11 PM View: | Codexis, Inc. (CDXS) | 12-Nov-18 | Market Sale | 6,727 | $15.57 | $104,716.00 | (4%) 164.77K to 158.04K | (46%) |
| 06-Sep-18 5:17 PM View: | Codexis, Inc. (CDXS) | 05-Sep-18 | Market Sale | 12,381 | $17.35 | $214,849.00 | (7%) 177.15K to 164.77K | (31%) |
| 06-Sep-18 5:17 PM View: | Codexis, Inc. (CDXS) | 04-Sep-18 | Market Sale | 17,915 | $17.16 | $307,348.00 | (9%) 195.07K to 177.15K | (33%) |
| 18-Jul-18 6:22 PM View: | Codexis, Inc. (CDXS) | 17-Jul-18 | Market Sale (Planned) | 7,500 | $15.27 | $114,553.00 | (4%) 202.57K to 195.07K | (49%) |
| 18-Jul-18 6:22 PM View: | Codexis, Inc. (CDXS) | 16-Jul-18 | Market Sale (Planned) | 7,500 | $15.53 | $116,457.00 | (4%) 210.07K to 202.57K | (47%) |
| 15-May-18 7:06 PM View: | Codexis, Inc. (CDXS) | 15-May-18 | Market Sale (Planned) | 10,000 | $12.90 | $129,030.00 | (5%) 220.07K to 210.07K | (76%) |
| 15-May-18 7:06 PM View: | Codexis, Inc. (CDXS) | 14-May-18 | Market Sale (Planned) | 10,000 | $13.09 | $130,900.00 | (4%) 230.07K to 220.07K | (74%) |
| 07-Mar-18 6:18 PM View: | Codexis, Inc. (CDXS) | 05-Mar-18 | Payment of Exercise | 11,920 | $10.90 | $129,928.00 | (5%) 241.99K to 230.07K | (109%) |
| 07-Mar-17 5:19 PM View: | Codexis, Inc. (CDXS) | 05-Mar-17 | Payment of Exercise | 20,630 | $4.15 | $85,614.50 | (8%) 262.62K to 241.99K | (450%) |
| 14-Feb-17 6:44 PM View: | Codexis, Inc. (CDXS) | 10-Feb-17 | Payment of Exercise | 2,404 | $4.35 | $10,457.40 | (< 1%) 265.02K to 262.62K | (424%) |
| 14-Feb-17 6:43 PM View: | Codexis, Inc. (CDXS) | 16-Jan-17 | Grant | 66,881 | -- | -- | 34% 198.14K to 265.02K | |
| 09-Jan-17 5:53 PM View: | Codexis, Inc. (CDXS) | 05-Jan-17 | Option Exercise | 6,666 | $2.45 | $16,331.70 | 3% 191.47K to 198.14K | |
| 08-Mar-16 6:46 PM View: | Codexis, Inc. (CDXS) | 05-Mar-16 | Payment of Exercise | 12,478 | $3.66 | $45,669.50 | (6%) 203.95K to 191.47K | (523%) |
| 23-Feb-16 6:13 PM View: | Codexis, Inc. (CDXS) | 19-Feb-16 | Grant | 39,904 | -- | -- | 24% 164.05K to 203.95K | |
| 12-Feb-16 10:00 PM View: | Codexis, Inc. (CDXS) | 10-Feb-16 | Payment of Exercise | 3,964 | $3.93 | $15,578.50 | (2%) 168.01K to 164.05K | (480%) |
| 12-Nov-15 6:46 PM View: | Codexis, Inc. (CDXS) | 11-Nov-15 | Option Exercise | 16,391 | $1.05 | $17,210.50 | 10% 157.43K to 173.82K | |
| 12-Nov-15 6:46 PM View: | Codexis, Inc. (CDXS) | 11-Nov-15 | Market Option Sale | 5,805 | $3.52 | $20,431.30 | (3%) 173.82K to 168.01K | (549%) |
| 12-Nov-15 6:46 PM View: | Codexis, Inc. (CDXS) | 10-Nov-15 | Option Exercise | 10,275 | $1.05 | $10,788.70 | 7% 150.79K to 161.06K | |
| 12-Nov-15 6:46 PM View: | Codexis, Inc. (CDXS) | 10-Nov-15 | Market Option Sale | 3,636 | $3.52 | $12,802.40 | (2%) 161.06K to 157.43K | (549%) |
| 12-May-15 5:30 PM View: | Codexis, Inc. (CDXS) | 10-May-15 | Payment of Exercise | 13,153 | $4.26 | $56,031.80 | (8%) 163.94K to 150.79K | (435%) |
| 09-Mar-15 7:19 PM View: | Codexis, Inc. (CDXS) | 05-Mar-15 | Payment of Exercise | 4,999 | $3.99 | $19,946.00 | (3%) 168.94K to 163.94K | (471%) |
| 12-Feb-15 8:14 PM View: | Codexis, Inc. (CDXS) | 11-Feb-15 | Grant | 23,850 | -- | -- | 16% 145.09K to 168.94K | |
| 12-Feb-15 8:14 PM View: | Codexis, Inc. (CDXS) | 10-Feb-15 | Payment of Exercise | 5,154 | $3.59 | $18,502.90 | (3%) 150.24K to 145.09K | (534%) |
| 12-Aug-14 5:18 PM View: | Codexis, Inc. (CDXS) | 10-Aug-14 | Payment of Exercise | 12,331 | $2.13 | $26,302.00 | (8%) 162.57K to 150.24K | (964%) |
| 02-Jul-14 6:06 PM View: | Codexis, Inc. (CDXS) | 01-Jul-14 | Option Exercise | 27,350 | $0.68 | $18,598.00 | 20% 135.22K to 162.57K | |
| 12-Mar-14 8:47 PM View: | Codexis, Inc. (CDXS) | 10-Mar-14 | Payment of Exercise | 6,583 | $1.99 | $13,100.20 | (5%) 141.81K to 135.22K | (1049%) |
| 13-Feb-14 8:37 PM View: | Codexis, Inc. (CDXS) | 10-Feb-14 | Payment of Exercise | 5,154 | $1.79 | $9,225.66 | 4% 136.65K to 141.81K | 1177% |