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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Feb-21 3:13 PM View:  | SVB Financial Group (SIVBQ) | 29-Jan-21 | Payment of Exercise | 914 | $437.78 | $400,131.00 | (5%) 19.44K to 18.53K | (4%) |
| 29-Jan-21 4:05 PM View: | SVB Financial Group (SIVBQ) | 27-Jan-21 | Option Exercise | 4,479 | $107.98 | $483,642.00 | 23% 19.44K to 23.92K | |
| 29-Jan-21 4:05 PM View: | SVB Financial Group (SIVBQ) | 27-Jan-21 | Market Option Sale | 4,479 | $465.10 | $2,083,180.00 | (19%) 23.92K to 19.44K | |
| 22-Jan-21 11:56 AM View: | SVB Financial Group (SIVBQ) | 20-Jan-21 | Grant | 1,810 | -- | -- | 10% 17.63K to 19.44K | |
| 29-Jul-20 10:45 AM View: | SVB Financial Group (SIVBQ) | 27-Jul-20 | Market Sale | 2,000 | $227.83 | $455,660.00 | (10%) 19.67K to 17.67K | (65%) |
| 06-May-20 12:22 PM View: | SVB Financial Group (SIVBQ) | 02-May-20 | Payment of Exercise | 295 | $182.35 | $53,793.20 | (1%) 19.98K to 19.69K | (106%) |
| 06-May-20 12:22 PM View: | SVB Financial Group (SIVBQ) | 02-May-20 | Option Exercise | 593 | -- | -- | 3% 19.39K to 19.98K | |
| 05-May-20 8:34 PM View: | SVB Financial Group (SIVBQ) | 01-May-20 | Payment of Exercise | 226 | $184.86 | $41,778.40 | (1%) 19.61K to 19.39K | (103%) |
| 05-May-20 8:34 PM View: | SVB Financial Group (SIVBQ) | 01-May-20 | Option Exercise | 454 | -- | -- | 2% 19.16K to 19.61K | |
| 29-Apr-20 11:05 AM View: | SVB Financial Group (SIVBQ) | 27-Apr-20 | Option Exercise | 3,550 | $71.11 | $252,440.00 | 20% 18.11K to 21.66K | |
| 29-Apr-20 11:05 AM View: | SVB Financial Group (SIVBQ) | 27-Apr-20 | Market Option Sale | 2,503 | $184.37 | $461,478.00 | (12%) 21.66K to 19.16K | (104%) |
| 03-Feb-20 4:43 PM View: | SVB Financial Group (SIVBQ) | 30-Jan-20 | Payment of Exercise | 907 | $248.14 | $225,063.00 | (5%) 18.97K to 18.06K | (52%) |
| 24-Jan-20 4:06 PM View: | SVB Financial Group (SIVBQ) | 22-Jan-20 | Grant | 2,565 | -- | -- | 16% 16.4K to 18.97K | |
| 04-Nov-19 11:23 AM View: | SVB Financial Group (SIVBQ) | 31-Oct-19 | Market Sale (Planned) | 1,000 | $224.17 | $224,170.00 | (6%) 17.41K to 16.41K | (68%) |
| 02-Aug-19 1:20 PM View: | SVB Financial Group (SIVBQ) | 31-Jul-19 | Market Sale (Planned) | 2,000 | $229.94 | $459,880.00 | (10%) 19.41K to 17.41K | (64%) |
| 06-May-19 1:17 PM View: | SVB Financial Group (SIVBQ) | 02-May-19 | Payment of Exercise | 295 | $255.42 | $75,348.90 | (1%) 19.7K to 19.41K | (47%) |
| 06-May-19 1:17 PM View: | SVB Financial Group (SIVBQ) | 02-May-19 | Option Exercise | 594 | -- | -- | 3% 19.11K to 19.7K | |
| 03-May-19 2:56 PM View: | SVB Financial Group (SIVBQ) | 01-May-19 | Payment of Exercise | 210 | $250.43 | $52,590.30 | (1%) 19.32K to 19.11K | (50%) |
| 03-May-19 2:56 PM View: | SVB Financial Group (SIVBQ) | 01-May-19 | Option Exercise | 421 | -- | -- | 2% 18.9K to 19.32K | |
| 30-Apr-19 2:20 PM View: | SVB Financial Group (SIVBQ) | 26-Apr-19 | Option Exercise | 3,600 | $64.37 | $231,732.00 | 20% 17.6K to 21.2K | |
| 30-Apr-19 2:20 PM View: | SVB Financial Group (SIVBQ) | 26-Apr-19 | Market Option Sale | 2,304 | $240.77 | $554,733.00 | (11%) 21.2K to 18.9K | (56%) |
| 01-Feb-19 5:42 PM View: | SVB Financial Group (SIVBQ) | 30-Jan-19 | Payment of Exercise | 1,428 | $240.00 | $342,720.00 | (8%) 19.02K to 17.59K | (57%) |
| 25-Jan-19 4:03 PM View: | SVB Financial Group (SIVBQ) | 23-Jan-19 | Grant | 4,064 | -- | -- | 27% 14.95K to 19.02K | |
| 04-May-18 5:34 PM View: | SVB Financial Group (SIVBQ) | 02-May-18 | Payment of Exercise | 296 | $306.01 | $90,579.00 | (1%) 22.49K to 22.2K | (23%) |
| 04-May-18 5:34 PM View: | SVB Financial Group (SIVBQ) | 02-May-18 | Option Exercise | 595 | -- | -- | 3% 21.9K to 22.49K | |
| 03-May-18 8:46 PM View: | SVB Financial Group (SIVBQ) | 01-May-18 | Payment of Exercise | 114 | $305.46 | $34,822.40 | (< 1%) 22.01K to 21.9K | (23%) |
| 03-May-18 8:46 PM View: | SVB Financial Group (SIVBQ) | 01-May-18 | Option Exercise | 224 | -- | -- | 1% 21.79K to 22.01K | |
| 02-May-18 7:52 PM View: | SVB Financial Group (SIVBQ) | 29-Apr-18 | Payment of Exercise | 92 | $299.61 | $27,564.10 | (< 1%) 21.88K to 21.79K | (25%) |
| 02-May-18 7:52 PM View: | SVB Financial Group (SIVBQ) | 29-Apr-18 | Option Exercise | 185 | -- | -- | < 1% 21.69K to 21.88K | |
| 01-Feb-18 12:35 PM View: | SVB Financial Group (SIVBQ) | 30-Jan-18 | Payment of Exercise | 816 | $247.02 | $201,568.00 | (4%) 22.51K to 21.69K | (52%) |
| 26-Jan-18 6:47 PM View: | SVB Financial Group (SIVBQ) | 24-Jan-18 | Grant | 2,300 | -- | -- | 11% 20.21K to 22.51K | |
| 07-Nov-17 7:01 PM View: | SVB Financial Group (SIVBQ) | 03-Nov-17 | Option Exercise | 2,260 | $60.37 | $136,436.00 | 11% 20.23K to 22.49K | |
| 07-Nov-17 7:01 PM View: | SVB Financial Group (SIVBQ) | 03-Nov-17 | Market Option Sale | 2,260 | $219.34 | $495,717.00 | (10%) 22.49K to 20.23K | (71%) |
| 07-Sep-17 5:46 PM View: | SVB Financial Group (SIVBQ) | 03-Sep-17 | Payment of Exercise | 394 | $167.18 | $65,868.90 | (2%) 20.63K to 20.23K | (125%) |
| 07-Sep-17 5:46 PM View: | SVB Financial Group (SIVBQ) | 03-Sep-17 | Option Exercise | 755 | -- | -- | 4% 19.87K to 20.63K | |
| 04-May-17 8:48 PM View: | SVB Financial Group (SIVBQ) | 02-May-17 | Payment of Exercise | 185 | $178.39 | $33,002.10 | (< 1%) 20.05K to 19.87K | (111%) |
| 04-May-17 8:48 PM View: | SVB Financial Group (SIVBQ) | 02-May-17 | Option Exercise | 354 | -- | -- | 2% 19.7K to 20.05K | |
| 03-May-17 2:35 PM View: | SVB Financial Group (SIVBQ) | 01-May-17 | Payment of Exercise | 118 | $180.28 | $21,273.00 | (< 1%) 19.82K to 19.7K | (109%) |
| 03-May-17 2:35 PM View: | SVB Financial Group (SIVBQ) | 01-May-17 | Option Exercise | 225 | -- | -- | 1% 19.59K to 19.82K | |
| 03-May-17 2:35 PM View: | SVB Financial Group (SIVBQ) | 30-Apr-17 | Payment of Exercise | 233 | $180.28 | $42,005.20 | (1%) 19.82K to 19.59K | (109%) |
| 03-May-17 2:35 PM View: | SVB Financial Group (SIVBQ) | 30-Apr-17 | Option Exercise | 445 | -- | -- | 2% 19.38K to 19.82K | |
| 03-May-17 2:35 PM View: | SVB Financial Group (SIVBQ) | 29-Apr-17 | Payment of Exercise | 97 | $180.28 | $17,487.20 | (< 1%) 19.48K to 19.38K | (109%) |
| 03-May-17 2:35 PM View: | SVB Financial Group (SIVBQ) | 29-Apr-17 | Option Exercise | 185 | -- | -- | < 1% 19.29K to 19.48K | |
| 03-Feb-17 5:06 PM View: | SVB Financial Group (SIVBQ) | 01-Feb-17 | Option Exercise | 2,600 | $49.18 | $127,868.00 | 14% 19.25K to 21.86K | |
| 03-Feb-17 5:06 PM View: | SVB Financial Group (SIVBQ) | 01-Feb-17 | Market Option Sale | 2,600 | $173.04 | $449,912.00 | (12%) 21.86K to 19.25K | (117%) |
| 01-Feb-17 2:02 PM View: | SVB Financial Group (SIVBQ) | 30-Jan-17 | Payment of Exercise | 740 | $174.75 | $129,315.00 | (4%) 20.0K to 19.25K | (115%) |
| 27-Jan-17 7:45 PM View: | SVB Financial Group (SIVBQ) | 25-Jan-17 | Grant | 1,891 | -- | -- | 10% 18.1K to 20.0K | |
| 08-Sep-16 4:16 PM View: | SVB Financial Group (SIVBQ) | 03-Sep-16 | Payment of Exercise | 394 | $107.31 | $42,280.10 | (2%) 18.56K to 18.17K | (250%) |
| 08-Sep-16 4:16 PM View: | SVB Financial Group (SIVBQ) | 03-Sep-16 | Option Exercise | 755 | -- | -- | 4% 17.8K to 18.56K | |
| 04-May-16 8:22 PM View: | SVB Financial Group (SIVBQ) | 02-May-16 | Payment of Exercise | 423 | $105.18 | $44,491.10 | (2%) 18.22K to 17.79K | (257%) |