Neal James R

Number of records: 50
SEC FilingCompany/StockTrade DateTransactionSharesAvg. PriceTotal% HoldingsGain/Loss
13-Feb-24 3:08 PM
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Neuralstem Inc. (PALI) 09-Feb-24Option Exercise 10,920----100%
0 to 10.92K
24-Jul-23 6:38 PM
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Processa Pharmaceuticals, I... (PCSA) 27-Jun-23Option Exercise 14,407----100%
0 to 14.41K
18-Jul-22 4:30 PM
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XOMA Ltd. (XOMA) 15-Jul-22Option Exercise 25,000$4.03$100,750.0075%
33.38K to 58.38K
18-Jul-22 4:30 PM
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XOMA Ltd. (XOMA) 15-Jul-22Planned Option Sale 25,000$29.84$746,104.00(43%)
58.38K to 33.38K
23-Mar-22 6:52 PM
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XOMA Ltd. (XOMA) 23-Mar-22Option Exercise 1,111$4.03$4,477.333%
33.38K to 34.49K
23-Mar-22 6:52 PM
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XOMA Ltd. (XOMA) 23-Mar-22Option Sale 1,111$30.02$33,348.20(3%)
34.49K to 33.38K
23-Mar-22 6:52 PM
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XOMA Ltd. (XOMA) 22-Mar-22Option Exercise 2,339$4.03$9,426.177%
33.38K to 35.72K
23-Mar-22 6:52 PM
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XOMA Ltd. (XOMA) 22-Mar-22Option Sale 2,339$30.02$70,208.60(7%)
35.72K to 33.38K
23-Mar-22 6:52 PM
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XOMA Ltd. (XOMA) 21-Mar-22Option Exercise 50,000$4.03$201,500.00150%
33.38K to 83.38K
23-Mar-22 6:52 PM
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XOMA Ltd. (XOMA) 21-Mar-22Option Sale 50,000$29.00$1,450,250.00(60%)
83.38K to 33.38K
29-Jun-21 5:09 PM
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XOMA Ltd. (XOMA) 25-Jun-21Market Sale 9,027$33.62$303,474.00(22%)
41.81K to 32.79K
4%
13-Apr-21 4:30 PM
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XOMA Ltd. (XOMA) 09-Apr-21Grant 8,000$25.00$200,000.0024%
33.81K to 41.81K
17-Dec-20 4:30 PM
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XOMA Ltd. (XOMA) 15-Dec-20Grant 8,000$25.00$200,000.0031%
25.52K to 33.52K
17-Dec-20 4:30 PM
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XOMA Ltd. (XOMA) 15-Dec-20Option Exercise 26,000$5.50$143,000.0078%
33.52K to 59.52K
17-Dec-20 4:30 PM
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XOMA Ltd. (XOMA) 15-Dec-20Market Option Sale (Planned) 26,000$41.35$1,075,000.00(44%)
59.52K to 33.52K
24-Nov-20 4:30 PM
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XOMA Ltd. (XOMA) 23-Nov-20Option Exercise 13,126$5.50$72,193.0051%
25.52K to 38.65K
24-Nov-20 4:30 PM
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XOMA Ltd. (XOMA) 23-Nov-20Market Option Sale (Planned) 13,126$32.96$432,662.00(34%)
38.65K to 25.52K
24-Nov-20 4:30 PM
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XOMA Ltd. (XOMA) 20-Nov-20Option Exercise 6,874$5.50$37,807.0027%
25.52K to 32.4K
24-Nov-20 4:30 PM
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XOMA Ltd. (XOMA) 20-Nov-20Market Option Sale (Planned) 6,874$32.52$223,523.00(21%)
32.4K to 25.52K
06-Nov-20 5:20 PM
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XOMA Ltd. (XOMA) 05-Nov-20Option Exercise 10,000$5.50$55,000.0039%
25.52K to 35.52K
06-Nov-20 5:20 PM
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XOMA Ltd. (XOMA) 05-Nov-20Market Option Sale 727$27.50$19,992.50(2%)
35.52K to 34.8K
06-Nov-20 5:20 PM
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XOMA Ltd. (XOMA) 05-Nov-20Market Option Sale (Planned) 9,273$25.90$240,212.00(27%)
34.8K to 25.52K
24-Mar-20 4:38 PM
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XOMA Ltd. (XOMA) 23-Mar-20Market Purchase 1,000$14.50$14,500.004%
24.52K to 25.52K
23-Mar-20 4:30 PM
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XOMA Ltd. (XOMA) 20-Mar-20Market Purchase 1,000$16.41$16,410.004%
23.52K to 24.52K
6%
16-Jan-20 5:33 PM
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XOMA Ltd. (XOMA) 23-Dec-19Exercise (in-the money or at-the-money) 1,180$22.00$25,960.005%
22.34K to 23.52K
08-Nov-19 4:30 PM
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XOMA Ltd. (XOMA) 06-Nov-19Option Exercise 4,348$5.50$23,914.0020%
21.87K to 26.22K
08-Nov-19 4:30 PM
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XOMA Ltd. (XOMA) 06-Nov-19Market Option Sale (Planned) 4,348$22.00$95,656.00(17%)
26.22K to 21.87K
20-Sep-19 7:40 PM
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XOMA Ltd. (XOMA) 20-Sep-19Option Exercise 5,452$5.50$29,986.0025%
21.87K to 27.32K
20-Sep-19 7:40 PM
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XOMA Ltd. (XOMA) 20-Sep-19Market Option Sale (Planned) 5,452$20.23$110,271.00(20%)
27.32K to 21.87K
20-Sep-19 7:40 PM
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XOMA Ltd. (XOMA) 19-Sep-19Option Exercise 6,370$5.50$35,035.0029%
21.87K to 28.24K
20-Sep-19 7:40 PM
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XOMA Ltd. (XOMA) 19-Sep-19Market Option Sale (Planned) 6,370$21.12$134,544.00(23%)
28.24K to 21.87K
20-Sep-19 7:40 PM
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XOMA Ltd. (XOMA) 18-Sep-19Option Exercise 3,830$5.50$21,065.0018%
21.87K to 25.7K
20-Sep-19 7:40 PM
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XOMA Ltd. (XOMA) 18-Sep-19Market Option Sale (Planned) 3,830$21.96$84,112.90(15%)
25.7K to 21.87K
21-Dec-18 6:24 PM
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XOMA Ltd. (XOMA) 20-Dec-18Exercise (in-the money or at-the-money) 678$13.00$8,814.003%
23.29K to 23.97K
8%
15-Nov-18 4:09 PM
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XOMA Ltd. (XOMA) 13-Nov-18Market Purchase 4,000$13.26$53,056.4021%
19.29K to 23.29K
6%
27-Apr-18 5:44 PM
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XOMA Ltd. (XOMA) 27-Apr-18Option Exercise 15,655$5.50$86,102.5081%
19.29K to 34.95K
27-Apr-18 5:44 PM
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XOMA Ltd. (XOMA) 27-Apr-18Market Option Sale 15,655$24.42$382,236.00(45%)
34.95K to 19.29K
42%
27-Apr-18 5:44 PM
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XOMA Ltd. (XOMA) 26-Apr-18Option Exercise 8,345$5.50$45,897.5043%
19.29K to 27.64K
27-Apr-18 5:44 PM
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XOMA Ltd. (XOMA) 26-Apr-18Market Option Sale 8,345$24.69$206,050.00(30%)
27.64K to 19.29K
43%
15-Nov-17 8:03 PM
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XOMA Ltd. (XOMA) 15-Nov-17Option Exercise 26,145$4.03$105,364.00136%
19.29K to 45.44K
15-Nov-17 8:03 PM
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XOMA Ltd. (XOMA) 15-Nov-17Market Option Sale 26,145$27.03$706,766.00(58%)
45.44K to 19.29K
48%
15-Nov-17 8:03 PM
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XOMA Ltd. (XOMA) 14-Nov-17Option Exercise 8,583$4.03$34,589.5044%
19.29K to 27.88K
15-Nov-17 8:03 PM
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XOMA Ltd. (XOMA) 14-Nov-17Market Option Sale 8,583$28.40$243,747.00(31%)
27.88K to 19.29K
50%
15-Nov-17 8:03 PM
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XOMA Ltd. (XOMA) 13-Nov-17Option Exercise 11,568$4.03$46,619.0060%
19.29K to 30.86K
15-Nov-17 8:03 PM
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XOMA Ltd. (XOMA) 13-Nov-17Market Option Sale 11,568$30.83$356,674.00(37%)
30.86K to 19.29K
54%
23-Mar-17 10:45 AM
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XOMA Ltd. (XOMA) 21-Mar-17Market Sale 5,105$5.40$27,569.00(22%)
23.43K to 18.33K
(160%)
01-Feb-17 4:47 PM
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XOMA Ltd. (XOMA) 01-Feb-17Market Sale (Planned) 195$4.52$880.50(< 1%)
21.32K to 21.13K
(212%)
10-Jan-17 12:21 PM
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XOMA Ltd. (XOMA) 09-Jan-17Market Sale (Planned) 125$5.15$643.75(< 1%)
21.45K to 21.32K
(174%)
03-Nov-16 7:38 PM
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XOMA Ltd. (XOMA) 01-Nov-16Market Sale (Planned) 150$5.25$787.50(< 1%)
21.35K to 21.2K
(167%)
11-Oct-16 5:26 PM
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XOMA Ltd. (XOMA) 07-Oct-16Market Sale (Planned) 2,500$0.45$1,119.50(< 1%)
429.53K to 427.03K
(57%)