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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 18-Mar-24 4:05 PM View:  | Applied Optoelectronics, Inc. (AAOI) | 18-Mar-24 | Purchase | 31,370 | $12.70 | $398,283.00 | 17% 188.76K to 220.13K | |
| 28-Jun-23 4:02 PM View: | Applied Optoelectronics, Inc. (AAOI) | 26-Jun-23 | Grant | 40,925 | -- | -- | 28% 147.84K to 188.76K | |
| 08-Sep-22 4:03 PM View: | Applied Optoelectronics, Inc. (AAOI) | 06-Sep-22 | Payment of Exercise | 4,438 | $2.24 | $9,941.12 | (3%) 152.28K to 147.84K | |
| 29-Jun-22 4:28 PM View: | Applied Optoelectronics, Inc. (AAOI) | 27-Jun-22 | Grant | 52,995 | -- | -- | 53% 99.28K to 152.28K | |
| 08-Jun-22 4:01 PM View: | Applied Optoelectronics, Inc. (AAOI) | 06-Jun-22 | Payment of Exercise | 1,224 | $2.26 | $2,766.24 | (1%) 100.5K to 99.28K | |
| 08-Mar-22 4:01 PM View: | Applied Optoelectronics, Inc. (AAOI) | 04-Mar-22 | Payment of Exercise | 1,214 | $3.55 | $4,309.70 | (1%) 101.72K to 100.5K | |
| 08-Dec-21 4:02 PM View: | Applied Optoelectronics, Inc. (AAOI) | 06-Dec-21 | Payment of Exercise | 1,210 | $5.38 | $6,509.80 | (1%) 102.93K to 101.72K | (6%) |
| 09-Sep-21 4:02 PM View: | Applied Optoelectronics, Inc. (AAOI) | 07-Sep-21 | Payment of Exercise | 1,207 | $7.70 | $9,293.90 | (1%) 104.14K to 102.93K | (1%) |
| 15-Jun-21 4:40 PM View: | Applied Optoelectronics, Inc. (AAOI) | 11-Jun-21 | Grant | 14,538 | -- | -- | 16% 89.6K to 104.14K | |
| 09-Jun-21 4:01 PM View: | Applied Optoelectronics, Inc. (AAOI) | 07-Jun-21 | Payment of Exercise | 1,083 | $8.42 | $9,118.86 | (1%) 90.68K to 89.6K | (5%) |
| 09-Mar-21 4:02 PM View: | Applied Optoelectronics, Inc. (AAOI) | 05-Mar-21 | Payment of Exercise | 1,083 | $7.96 | $8,620.68 | (1%) 91.76K to 90.68K | 2% |
| 14-Dec-20 4:01 PM View: | Applied Optoelectronics, Inc. (AAOI) | 11-Dec-20 | Market Purchase | 25,401 | $7.82 | $198,725.00 | 38% 66.36K to 91.76K | |
| 09-Dec-20 4:05 PM View: | Applied Optoelectronics, Inc. (AAOI) | 07-Dec-20 | Payment of Exercise | 1,083 | $8.44 | $9,140.52 | (2%) 67.45K to 66.36K | (6%) |
| 10-Sep-20 4:01 PM View: | Applied Optoelectronics, Inc. (AAOI) | 08-Sep-20 | Payment of Exercise | 1,082 | $10.17 | $11,003.90 | (2%) 68.53K to 67.45K | |
| 16-Jun-20 4:04 PM View: | Applied Optoelectronics, Inc. (AAOI) | 12-Jun-20 | Grant | 13,053 | -- | -- | 24% 55.48K to 68.53K | |
| 03-Jun-20 4:01 PM View: | Applied Optoelectronics, Inc. (AAOI) | 01-Jun-20 | Payment of Exercise | 1,063 | $8.82 | $9,375.66 | (2%) 56.54K to 55.48K | (1%) |
| 04-Mar-20 4:00 PM View: | Applied Optoelectronics, Inc. (AAOI) | 02-Mar-20 | Payment of Exercise | 1,062 | $8.95 | $9,504.90 | (2%) 57.6K to 56.54K | < 1% |
| 05-Dec-19 4:05 PM View: | Applied Optoelectronics, Inc. (AAOI) | 03-Dec-19 | Payment of Exercise | 1,061 | $10.47 | $11,108.70 | (2%) 58.66K to 57.6K | |
| 05-Sep-19 4:15 PM View: | Applied Optoelectronics, Inc. (AAOI) | 03-Sep-19 | Payment of Exercise | 1,062 | $8.77 | $9,313.74 | (2%) 59.72K to 58.66K | (2%) |
| 12-Jun-19 4:01 PM View: | Applied Optoelectronics, Inc. (AAOI) | 10-Jun-19 | Payment of Exercise | 213 | $9.68 | $2,061.84 | (< 1%) 59.94K to 59.72K | 6% |
| 04-Jun-19 4:01 PM View: | Applied Optoelectronics, Inc. (AAOI) | 31-May-19 | Grant | 12,806 | -- | -- | 27% 47.13K to 59.94K | |
| 13-Mar-19 4:10 PM View: | Applied Optoelectronics, Inc. (AAOI) | 11-Mar-19 | Payment of Exercise | 212 | $13.01 | $2,758.12 | (< 1%) 47.34K to 47.13K | (4%) |
| 12-Dec-18 4:05 PM View: | Applied Optoelectronics, Inc. (AAOI) | 10-Dec-18 | Payment of Exercise | 211 | $19.08 | $4,025.88 | (< 1%) 47.55K to 47.34K | 21% |
| 12-Sep-18 4:02 PM View: | Applied Optoelectronics, Inc. (AAOI) | 10-Sep-18 | Payment of Exercise | 211 | $32.07 | $6,766.77 | (< 1%) 47.76K to 47.55K | 53% |
| 12-Jun-18 7:27 PM View: | Applied Optoelectronics, Inc. (AAOI) | 11-Jun-18 | Payment of Exercise | 409 | $43.07 | $17,615.60 | (< 1%) 48.17K to 47.76K | 65% |
| 12-Jun-18 7:27 PM View: | Applied Optoelectronics, Inc. (AAOI) | 08-Jun-18 | Grant | 2,535 | -- | -- | 6% 45.64K to 48.17K | |
| 13-Sep-17 6:00 PM View: | Applied Optoelectronics, Inc. (AAOI) | 11-Sep-17 | Market Sale | 7,000 | $58.00 | $406,000.00 | (13%) 52.64K to 45.64K | 74% |
| 12-Jun-17 4:12 PM View: | Applied Optoelectronics, Inc. (AAOI) | 09-Jun-17 | Grant | 1,236 | $64.71 | $79,981.60 | 2% 51.4K to 52.64K | (77%) |
| 01-Jun-17 4:05 PM View: | Applied Optoelectronics, Inc. (AAOI) | 30-May-17 | Grant | 2,315 | $71.24 | $164,914.00 | (4%) 53.72K to 51.4K | 79% |
| 19-May-17 4:26 PM View: | Applied Optoelectronics, Inc. (AAOI) | 18-May-17 | Market Sale | 7,500 | $64.00 | $480,000.00 | (12%) 61.22K to 53.72K | 77% |
| 15-May-17 4:04 PM View: | Applied Optoelectronics, Inc. (AAOI) | 12-May-17 | Market Sale | 7,500 | $67.00 | $502,500.00 | (11%) 68.72K to 61.22K | 78% |
| 15-May-17 4:04 PM View: | Applied Optoelectronics, Inc. (AAOI) | 11-May-17 | Market Sale | 5,300 | $65.00 | $344,500.00 | (7%) 74.02K to 68.72K | 77% |
| 15-May-17 4:04 PM View: | Applied Optoelectronics, Inc. (AAOI) | 10-May-17 | Market Sale | 9,700 | $63.45 | $615,500.00 | (12%) 83.72K to 74.02K | 76% |
| 08-Jun-16 5:17 PM View: | Applied Optoelectronics, Inc. (AAOI) | 06-Jun-16 | Grant | 7,011 | -- | -- | 9% 76.71K to 83.72K | |
| 04-May-16 4:05 PM View: | Applied Optoelectronics, Inc. (AAOI) | 02-May-16 | Grant | 942 | $11.21 | $10,559.80 | (1%) 77.65K to 76.71K | (39%) |
| 04-Aug-15 4:08 PM View: | Applied Optoelectronics, Inc. (AAOI) | 31-Jul-15 | Grant | 2,827 | -- | -- | 4% 74.82K to 77.65K | |
| 06-Apr-15 4:03 PM View: | Applied Optoelectronics, Inc. (AAOI) | 02-Apr-15 | Payment of Exercise | 1,005 | $13.40 | $13,467.00 | (1%) 75.83K to 74.82K | (16%) |
| 02-Sep-14 4:19 PM View: | Applied Optoelectronics, Inc. (AAOI) | 08-Aug-14 | Grant | 3,021 | -- | -- | 4% 72.81K to 75.83K | |
| 07-May-14 6:10 PM View: | Applied Optoelectronics, Inc. (AAOI) | 05-May-14 | Grant | 1,834 | -- | -- | 3% 70.97K to 72.81K |