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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 27-Nov-23 4:42 PM View:  | Lindblad Expeditions Holdin... (LIND) | 22-Nov-23 | Sale | 23,796 | $7.51 | $178,739.00 | (23%) 101.74K to 77.94K | |
| 10-Aug-23 5:43 PM View: | Lindblad Expeditions Holdin... (LIND) | 08-Aug-23 | Grant | 8,276 | -- | -- | 9% 93.46K to 101.74K | |
| 22-Aug-22 4:40 PM View: | Lindblad Expeditions Holdin... (LIND) | 19-Aug-22 | Sale | 75,000 | $10.04 | $753,000.00 | (45%) 168.46K to 93.46K | |
| 22-Aug-22 4:40 PM View: | Lindblad Expeditions Holdin... (LIND) | 18-Aug-22 | Sale | 15,000 | $11.29 | $169,350.00 | (8%) 183.46K to 168.46K | |
| 09-Aug-22 7:24 PM View: | Lindblad Expeditions Holdin... (LIND) | 08-Aug-22 | Grant | 9,615 | -- | -- | 6% 173.85K to 183.46K | |
| 10-Aug-21 10:00 PM View: | Lindblad Expeditions Holdin... (LIND) | 08-Aug-21 | Grant | 5,655 | -- | -- | 3% 168.19K to 173.85K | |
| 07-Jun-21 4:24 PM View: | Lindblad Expeditions Holdin... (LIND) | 04-Jun-21 | Market Sale | 55,000 | $17.15 | $943,250.00 | (25%) 223.19K to 168.19K | 2% |
| 04-Jun-21 4:34 PM View: | Lindblad Expeditions Holdin... (LIND) | 03-Jun-21 | Market Sale | 55,124 | $17.34 | $955,850.00 | (20%) 278.32K to 223.19K | 3% |
| 05-Jan-21 5:01 PM View: | Lindblad Expeditions Holdin... (LIND) | 31-Dec-20 | Grant | 1,645 | -- | -- | < 1% 276.67K to 278.32K | |
| 02-Oct-20 5:05 PM View: | Lindblad Expeditions Holdin... (LIND) | 30-Sep-20 | Grant | 3,349 | -- | -- | 1% 273.32K to 276.67K | |
| 04-Sep-20 5:10 PM View: | Lindblad Expeditions Holdin... (LIND) | 04-Sep-20 | Purchase | 338 | $11.42 | $3,859.96 | < 1% 272.98K to 273.32K | |
| 04-Sep-20 5:10 PM View: | Lindblad Expeditions Holdin... (LIND) | 03-Sep-20 | Private Purchase | 214,952 | $11.07 | $2,379,520.00 | 370% 58.03K to 272.98K | |
| 03-Sep-20 4:16 PM View: | Lindblad Expeditions Holdin... (LIND) | 02-Sep-20 | Private Purchase | 54,500 | $10.14 | $552,630.00 | 1543% 3.53K to 58.03K | |
| 11-Aug-20 4:35 PM View: | Lindblad Expeditions Holdin... (LIND) | 08-Aug-20 | Grant | 3,532 | -- | -- | 100% 0 to 3.53K | |
| 04-Oct-19 12:41 PM View: | Sotheby's (BID) | 03-Oct-19 | Disposition | 243,667 | $57.00 | $13,889,000.00 | (94%) 260.41K to 16.74K | |
| 04-Oct-19 12:41 PM View: | Sotheby's (BID) | 03-Oct-19 | Disposition | 16,740 | $57.00 | $954,180.00 | (100%) 16.74K to 0 | |
| 01-Apr-19 5:27 PM View: | Sotheby's (BID) | 31-Mar-19 | Payment of Exercise | 7,383 | $37.75 | $278,708.00 | (3%) 216.62K to 209.24K | |
| 01-Apr-19 5:27 PM View: | Sotheby's (BID) | 31-Mar-19 | Option Exercise | 15,828 | -- | -- | 8% 200.79K to 216.62K | |
| 06-Mar-19 5:37 PM View: | Sotheby's (BID) | 05-Mar-19 | Grant | 96,178 | -- | -- | 63% 151.72K to 247.89K | |
| 06-Mar-19 5:37 PM View: | Sotheby's (BID) | 05-Mar-19 | Payment of Exercise | 47,099 | $40.00 | $1,883,960.00 | (19%) 247.89K to 200.79K | |
| 29-Nov-18 12:09 PM View: | Sotheby's (BID) | 28-Nov-18 | Gift | 15,250 | -- | -- | (9%) 166.97K to 151.72K | |
| 29-Nov-18 12:09 PM View: | Sotheby's (BID) | 28-Nov-18 | Market Purchase | 15,250 | $40.96 | $624,616.00 | 10% 151.72K to 166.97K | (3%) |
| 13-Nov-18 10:21 AM View: | Sotheby's (BID) | 12-Nov-18 | Acquisition (other) | 490 | $40.82 | $19,999.80 | < 1% 151.72K to 152.21K | (3%) |
| 13-Nov-18 10:21 AM View: | Sotheby's (BID) | 12-Nov-18 | Disposition (other) | 490 | $40.82 | $19,999.80 | (< 1%) 152.21K to 151.72K | 3% |
| 02-Apr-18 4:17 PM View: | Sotheby's (BID) | 31-Mar-18 | Payment of Exercise | 7,370 | $51.33 | $378,302.00 | (5%) 159.09K to 151.72K | 23% |
| 02-Apr-18 4:17 PM View: | Sotheby's (BID) | 31-Mar-18 | Option Exercise | 15,828 | -- | -- | 11% 143.26K to 159.09K | |
| 06-Sep-17 9:30 AM View: | Sotheby's (BID) | 01-Sep-17 | Payment of Exercise | 41,155 | $44.87 | $1,846,620.00 | (22%) 184.41K to 143.26K | 12% |
| 02-Sep-16 12:17 PM View: | Sotheby's (BID) | 01-Sep-16 | Payment of Exercise | 15,011 | $39.65 | $595,186.00 | (8%) 199.42K to 184.41K | (< 1%) |
| 08-Mar-16 4:57 PM View: | Sotheby's (BID) | 04-Mar-16 | Payment of Exercise | 20,074 | $26.21 | $526,140.00 | (9%) 219.5K to 199.42K | (51%) |
| 12-Aug-15 5:27 PM View: | Sotheby's (BID) | 12-Aug-15 | Market Purchase | 44,720 | $38.45 | $1,719,480.00 | 100% 0 to 44.72K | 3% |
| 12-Aug-15 5:27 PM View: | Sotheby's (BID) | 12-Aug-15 | Market Purchase | 17,230 | $38.45 | $662,494.00 | 39% 44.72K to 61.95K | 3% |
| 12-Aug-15 5:27 PM View: | Sotheby's (BID) | 12-Aug-15 | Market Sale | 1,091 | $37.96 | $41,409.60 | (2%) 61.95K to 60.86K | (4%) |
| 01-Apr-15 5:57 PM View: | Sotheby's (BID) | 31-Mar-15 | Grant | 158,638 | -- | -- | 100% 0 to 158.64K | |
| 06-Mar-15 4:22 PM View: | Msg Networks Inc. (MSGN) | 04-Mar-15 | Payment of Exercise | 11,666 | $77.54 | $904,582.00 | (22%) 52.23K to 40.56K | 28% |
| 06-Mar-15 4:22 PM View: | Msg Networks Inc. (MSGN) | 04-Mar-15 | Option Exercise | 25,925 | -- | -- | 99% 26.3K to 52.23K | |
| 08-May-14 4:03 PM View: | Msg Networks Inc. (MSGN) | 06-May-14 | Grant | 18,690 | $50.62 | $946,172.00 | 100% 0 to 18.69K | 10% |
| 08-May-14 4:03 PM View: | Msg Networks Inc. (MSGN) | 06-May-14 | Grant | 7,610 | $50.55 | $384,679.00 | 41% 18.69K to 26.3K | 10% |