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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 16-Nov-23 4:10 PM View:  | Capital Southwest Corporation (CSWC) | 15-Nov-23 | Payment of Exercise | 2,213 | $22.17 | $49,062.20 | (< 1%) 611.33K to 609.12K | (12%) |
| 13-Jun-23 10:00 PM View: | Capital Southwest Corporation (CSWC) | 10-Jun-23 | Payment of Exercise | 17,282 | $19.86 | $343,221.00 | (3%) 628.62K to 611.33K | |
| 13-Jun-23 10:00 PM View: | Capital Southwest Corporation (CSWC) | 09-Jun-23 | Grant | 85,612 | -- | -- | 16% 543.0K to 628.62K | |
| 16-Nov-22 4:12 PM View: | Capital Southwest Corporation (CSWC) | 15-Nov-22 | Payment of Exercise | 7,230 | $19.09 | $138,021.00 | (1%) 550.23K to 543.0K | |
| 10-Jun-22 6:33 PM View: | Capital Southwest Corporation (CSWC) | 10-Jun-22 | Grant | 63,397 | -- | -- | 13% 497.89K to 561.28K | |
| 10-Jun-22 6:33 PM View: | Capital Southwest Corporation (CSWC) | 10-Jun-22 | Payment of Exercise | 11,046 | $21.62 | $238,815.00 | (2%) 561.28K to 550.24K | |
| 17-Nov-21 4:13 PM View: | Capital Southwest Corporation (CSWC) | 15-Nov-21 | Payment of Exercise | 11,833 | $27.38 | $323,988.00 | (2%) 509.71K to 497.88K | (3%) |
| 10-Jun-21 9:12 PM View: | Capital Southwest Corporation (CSWC) | 10-Jun-21 | Grant | 45,668 | -- | -- | 10% 469.94K to 515.61K | |
| 10-Jun-21 9:12 PM View: | Capital Southwest Corporation (CSWC) | 10-Jun-21 | Payment of Exercise | 5,886 | $27.65 | $162,748.00 | (1%) 515.61K to 509.72K | |
| 11-Jun-20 4:23 PM View: | Capital Southwest Corporation (CSWC) | 10-Jun-20 | Grant | 66,631 | -- | -- | 17% 403.3K to 469.93K | |
| 23-Mar-20 4:05 PM View: | Capital Southwest Corporation (CSWC) | 20-Mar-20 | Market Purchase | 20,000 | $9.46 | $189,200.00 | 5% 383.3K to 403.3K | 98% |
| 18-Nov-19 4:14 PM View: | Capital Southwest Corporation (CSWC) | 15-Nov-19 | Grant | 22,500 | -- | -- | 6% 360.8K to 383.3K | |
| 02-Apr-19 4:24 PM View: | Capital Southwest Corporation (CSWC) | 29-Mar-19 | Option Exercise | 5,975 | $11.00 | $65,725.00 | 2% 354.82K to 360.8K | |
| 16-Nov-18 4:14 PM View: | Capital Southwest Corporation (CSWC) | 15-Nov-18 | Grant | 51,000 | -- | -- | 17% 303.82K to 354.82K | |
| 17-Aug-18 4:13 PM View: | Capital Southwest Corporation (CSWC) | 15-Aug-18 | Option Exercise | 50,000 | $11.53 | $576,500.00 | 20% 253.81K to 303.81K | |
| 21-Jun-18 4:13 PM View: | Capital Southwest Corporation (CSWC) | 20-Jun-18 | Option Exercise | 14,613 | $11.10 | $162,153.00 | 6% 240.2K to 254.81K | |
| 17-Nov-17 4:35 PM View: | Capital Southwest Corporation (CSWC) | 15-Nov-17 | Grant | 46,800 | -- | -- | 24% 193.03K to 239.83K | |
| 09-Mar-17 6:02 PM View: | Capital Southwest Corporation (CSWC) | 08-Mar-17 | Option Exercise | 45,271 | $11.39 | $515,641.00 | 31% 147.71K to 192.98K | |
| 17-Nov-16 5:41 PM View: | Capital Southwest Corporation (CSWC) | 15-Nov-16 | Purchase | 43,125 | -- | -- | 41% 104.59K to 147.71K | |
| 14-Dec-15 9:02 PM View: | Capital Southwest Corporation (CSWC) | 11-Dec-15 | Grant | 587 | -- | -- | < 1% 104.0K to 104.59K | |
| 12-Nov-15 7:18 PM View: | Capital Southwest Corporation (CSWC) | 10-Nov-15 | Grant | 47,000 | -- | -- | 82% 57.0K to 104.0K | |
| 29-Aug-14 4:24 PM View: | Capital Southwest Corporation (CSWC) | 28-Aug-14 | Grant | 42,000 | -- | -- | 280% 15.0K to 57.0K | |
| 22-May-14 10:46 AM View: | Capital Southwest Corporation (CSWC) | 20-May-14 | Market Purchase | 5,000 | $35.09 | $175,450.00 | 50% 10.0K to 15.0K | (59%) |
| 26-Mar-14 10:50 AM View: | Capital Southwest Corporation (CSWC) | 24-Mar-14 | Market Purchase | 1,427 | $35.41 | $50,530.10 | 17% 8.57K to 10.0K | (60%) |
| 25-Mar-14 3:50 PM View: | Capital Southwest Corporation (CSWC) | 21-Mar-14 | Market Purchase | 1,473 | $35.06 | $51,643.40 | 21% 7.1K to 8.57K | (59%) |
| 21-Mar-14 10:10 AM View: | Capital Southwest Corporation (CSWC) | 19-Mar-14 | Market Purchase | 1,100 | $34.89 | $38,380.00 | 18% 6.0K to 7.1K | (59%) |