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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 28-Mar-22 11:10 AM View:  | Resonant Inc. (RESN) | 28-Mar-22 | Disposition (change in control) | 584,730 | $4.50 | $2,631,280.00 | (100%) 584.73K to 0 | |
| 03-Dec-21 9:43 PM View: | Resonant Inc. (RESN) | 03-Dec-21 | Market Option Sale (Planned) | 5,970 | $1.75 | $10,435.60 | (1%) 590.74K to 584.77K | |
| 03-Dec-21 9:43 PM View: | Resonant Inc. (RESN) | 02-Dec-21 | Market Option Sale (Planned) | 9,025 | $1.90 | $17,131.30 | (2%) 599.76K to 590.74K | |
| 03-Dec-21 9:43 PM View: | Resonant Inc. (RESN) | 01-Dec-21 | Option Exercise | 41,028 | -- | -- | 7% 558.74K to 599.76K | |
| 19-Nov-21 5:39 PM View: | Resonant Inc. (RESN) | 18-Nov-21 | Market Sale (Planned) | 2,904 | $2.24 | $6,509.61 | (< 1%) 561.64K to 558.74K | (2%) |
| 19-Nov-21 5:39 PM View: | Resonant Inc. (RESN) | 17-Nov-21 | Market Sale (Planned) | 976 | $2.35 | $2,294.28 | (< 1%) 562.62K to 561.64K | 3% |
| 12-Nov-21 9:00 PM View: | Resonant Inc. (RESN) | 09-Nov-21 | Grant | 10,317 | -- | -- | 2% 552.3K to 562.62K | |
| 19-Aug-21 6:41 PM View: | Resonant Inc. (RESN) | 18-Aug-21 | Market Sale (Planned) | 2,540 | $2.59 | $6,578.60 | (< 1%) 554.84K to 552.3K | 3% |
| 11-Aug-21 8:03 PM View: | Resonant Inc. (RESN) | 09-Aug-21 | Grant | 6,952 | -- | -- | 1% 547.89K to 554.84K | |
| 21-May-21 7:45 PM View: | Resonant Inc. (RESN) | 19-May-21 | Market Sale (Planned) | 2,647 | $2.77 | $7,334.31 | (< 1%) 550.53K to 547.89K | (5%) |
| 17-May-21 9:06 PM View: | Resonant Inc. (RESN) | 14-May-21 | Market Sale (Planned) | 2,134 | $2.54 | $5,420.36 | (< 1%) 552.67K to 550.53K | (7%) |
| 11-May-21 7:58 PM View: | Resonant Inc. (RESN) | 09-May-21 | Grant | 13,662 | -- | -- | 3% 539.01K to 552.67K | |
| 03-Dec-20 7:28 PM View: | Resonant Inc. (RESN) | 02-Dec-20 | Market Option Sale (Planned) | 12,945 | $2.17 | $28,090.70 | (2%) 551.95K to 539.01K | (12%) |
| 03-Dec-20 7:28 PM View: | Resonant Inc. (RESN) | 01-Dec-20 | Option Exercise | 35,390 | -- | -- | 7% 516.56K to 551.95K | |
| 18-Nov-20 9:24 PM View: | Resonant Inc. (RESN) | 17-Nov-20 | Market Sale (Planned) | 4,360 | $2.29 | $9,962.60 | (< 1%) 520.92K to 516.56K | (6%) |
| 04-Nov-20 7:30 PM View: | Resonant Inc. (RESN) | 02-Nov-20 | Grant | 12,109 | -- | -- | 2% 508.81K to 520.92K | |
| 17-Aug-20 9:22 PM View: | Resonant Inc. (RESN) | 14-Aug-20 | Market Sale (Planned) | 2,793 | $2.50 | $6,986.41 | (< 1%) 511.61K to 508.81K | 3% |
| 04-Aug-20 8:35 PM View: | Resonant Inc. (RESN) | 03-Aug-20 | Grant | 7,446 | -- | -- | 1% 504.16K to 511.61K | |
| 15-May-20 7:58 PM View: | Resonant Inc. (RESN) | 14-May-20 | Market Sale (Planned) | 3,719 | $2.11 | $7,849.32 | (< 1%) 507.88K to 504.16K | (15%) |
| 06-May-20 7:43 PM View: | Resonant Inc. (RESN) | 04-May-20 | Grant | 5,269 | -- | -- | 1% 502.61K to 507.88K | |
| 11-Mar-20 9:31 PM View: | Resonant Inc. (RESN) | 09-Mar-20 | Grant | 4,512 | -- | -- | < 1% 498.1K to 502.61K | |
| 04-Dec-19 6:38 PM View: | Resonant Inc. (RESN) | 03-Dec-19 | Market Option Sale (Planned) | 9,276 | $2.16 | $20,036.20 | (2%) 507.37K to 498.1K | (12%) |
| 04-Dec-19 6:38 PM View: | Resonant Inc. (RESN) | 02-Dec-19 | Option Exercise | 25,961 | -- | -- | 5% 481.41K to 507.37K | |
| 26-Nov-19 8:10 PM View: | Resonant Inc. (RESN) | 26-Nov-19 | Market Sale (Planned) | 541 | $2.17 | $1,174.02 | (< 1%) 481.95K to 481.41K | (11%) |
| 06-Nov-19 9:16 PM View: | Resonant Inc. (RESN) | 04-Nov-19 | Grant | 1,468 | -- | -- | < 1% 480.49K to 481.95K | |
| 21-Aug-19 9:47 PM View: | Resonant Inc. (RESN) | 20-Aug-19 | Market Sale (Planned) | 1,351 | $2.76 | $3,729.84 | (< 1%) 481.84K to 480.49K | 13% |
| 06-Aug-19 7:49 PM View: | Resonant Inc. (RESN) | 02-Aug-19 | Grant | 3,692 | -- | -- | < 1% 478.14K to 481.84K | |
| 17-May-19 6:53 PM View: | Resonant Inc. (RESN) | 16-May-19 | Market Sale (Planned) | 1,048 | $3.00 | $3,144.00 | (< 1%) 479.19K to 478.14K | 20% |
| 08-May-19 7:36 PM View: | Resonant Inc. (RESN) | 06-May-19 | Grant | 3,072 | -- | -- | < 1% 476.12K to 479.19K | |
| 07-Jan-19 8:31 PM View: | Resonant Inc. (RESN) | 03-Jan-19 | Market Sale (Planned) | 3,309 | $1.43 | $4,741.80 | (< 1%) 479.43K to 476.12K | (68%) |
| 06-Dec-18 6:25 PM View: | Resonant Inc. (RESN) | 04-Dec-18 | Market Option Sale (Planned) | 7,129 | $1.70 | $12,138.50 | (1%) 486.56K to 479.43K | (42%) |
| 06-Dec-18 6:25 PM View: | Resonant Inc. (RESN) | 01-Dec-18 | Option Exercise | 19,904 | -- | -- | 4% 466.65K to 486.56K | |
| 26-Nov-18 6:07 PM View: | Resonant Inc. (RESN) | 21-Nov-18 | Market Sale (Planned) | 1,298 | $1.87 | $2,433.36 | (< 1%) 467.95K to 466.65K | (29%) |
| 09-Nov-18 4:39 PM View: | Resonant Inc. (RESN) | 02-Nov-18 | Grant | 3,830 | -- | -- | < 1% 464.12K to 467.95K | |
| 16-Aug-18 8:12 PM View: | Resonant Inc. (RESN) | 15-Aug-18 | Market Sale (Planned) | 1,066 | $4.25 | $4,534.55 | (< 1%) 465.19K to 464.12K | 43% |
| 08-Aug-18 7:40 PM View: | Resonant Inc. (RESN) | 06-Aug-18 | Grant | 3,031 | -- | -- | < 1% 462.16K to 465.19K | |
| 17-May-18 1:15 PM View: | Resonant Inc. (RESN) | 16-May-18 | Market Sale (Planned) | 861 | $4.05 | $3,485.16 | (< 1%) 463.02K to 462.16K | 40% |
| 09-May-18 7:13 PM View: | Resonant Inc. (RESN) | 07-May-18 | Grant | 2,421 | -- | -- | < 1% 460.6K to 463.02K | |
| 18-Jan-18 1:22 PM View: | Resonant Inc. (RESN) | 17-Jan-18 | Grant | 80,971 | -- | -- | 21% 379.63K to 460.6K | |
| 04-Jan-18 8:35 PM View: | Resonant Inc. (RESN) | 03-Jan-18 | Market Sale (Planned) | 3,382 | $7.43 | $25,127.90 | (< 1%) 383.01K to 379.63K | 68% |
| 05-Dec-17 2:51 PM View: | Resonant Inc. (RESN) | 04-Dec-17 | Market Option Sale (Planned) | 4,395 | $7.21 | $31,684.00 | (1%) 387.4K to 383.01K | 67% |
| 05-Dec-17 2:51 PM View: | Resonant Inc. (RESN) | 01-Dec-17 | Option Exercise | 11,250 | -- | -- | 3% 376.15K to 387.4K | |
| 10-May-17 2:10 PM View: | Resonant Inc. (RESN) | 08-May-17 | Grant | 1,873 | -- | -- | < 1% 374.28K to 376.15K | |
| 06-Jan-17 1:53 PM View: | Resonant Inc. (RESN) | 05-Jan-17 | Market Sale (Planned) | 583 | $4.83 | $2,815.31 | (< 1%) 374.86K to 374.28K | 50% |
| 06-Jan-17 1:53 PM View: | Resonant Inc. (RESN) | 04-Jan-17 | Market Sale (Planned) | 2,854 | $4.82 | $13,762.30 | (< 1%) 377.72K to 374.86K | 50% |
| 26-Apr-16 8:43 PM View: | Resonant Inc. (RESN) | 25-Apr-16 | Market Purchase | 5,000 | $2.98 | $14,925.00 | 1% 372.72K to 377.72K | (20%) |
| 08-Dec-14 8:15 PM View: | Resonant Inc. (RESN) | 04-Dec-14 | Grant | 29,384 | -- | -- | 9% 343.33K to 372.72K | |
| 29-Sep-14 7:51 PM View: | Resonant Inc. (RESN) | 29-Sep-14 | Private Purchase | 10,000 | $5.09 | $50,920.00 | 3% 333.33K to 343.33K |