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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 27-Mar-24 6:37 PM View:  | Broadcom Inc. (AVGO) | 25-Mar-24 | Private Sale | 5,000 | $1,344.00 | $6,720,000.00 | (5%) 93.89K to 88.89K | |
| 19-Mar-24 6:46 PM View: | Broadcom Inc. (AVGO) | 15-Mar-24 | Payment of Exercise | 12,277 | $1,235.50 | $15,168,200.00 | (12%) 106.16K to 93.89K | |
| 07-Mar-24 6:35 PM View: | Broadcom Inc. (AVGO) | 05-Mar-24 | Grant | 17,500 | -- | -- | 20% 88.64K to 106.14K | |
| 18-Dec-23 5:17 PM View: | Broadcom Inc. (AVGO) | 15-Dec-23 | Payment of Exercise | 2,965 | $1,129.74 | $3,349,680.00 | (3%) 91.6K to 88.64K | |
| 18-Dec-23 5:17 PM View: | Broadcom Inc. (AVGO) | 14-Dec-23 | Private Sale | 2,000 | $1,116.00 | $2,232,000.00 | (1%) 162.68K to 160.68K | |
| 07-Nov-23 5:37 PM View: | Broadcom Inc. (AVGO) | 03-Nov-23 | Grant | 35,880 | -- | -- | 48% 75.51K to 111.39K | |
| 07-Nov-23 5:37 PM View: | Broadcom Inc. (AVGO) | 03-Nov-23 | Payment of Exercise | 17,790 | $882.68 | $15,702,900.00 | (16%) 111.39K to 93.6K | |
| 12-Jun-23 4:44 PM View: | Broadcom Inc. (AVGO) | 08-Jun-23 | Private Sale | 1,645 | $801.33 | $1,318,190.00 | (2%) 77.16K to 75.51K | |
| 17-Mar-23 5:28 PM View: | Broadcom Inc. (AVGO) | 15-Mar-23 | Payment of Exercise | 14,691 | $626.04 | $9,197,150.00 | (16%) 91.85K to 77.16K | < 1% |
| 10-Mar-23 4:55 PM View: | Broadcom Inc. (AVGO) | 08-Mar-23 | Grant | 20,106 | -- | -- | 28% 71.69K to 91.8K | |
| 19-Dec-22 5:09 PM View: | Broadcom Inc. (AVGO) | 15-Dec-22 | Payment of Exercise | 2,965 | $558.00 | $1,654,470.00 | (4%) 74.66K to 71.69K | (11%) |
| 28-Mar-22 5:17 PM View: | Broadcom Inc. (AVGO) | 24-Mar-22 | Market Sale | 2,520 | $619.89 | $1,562,110.00 | (3%) 77.18K to 74.66K | (< 1%) |
| 17-Mar-22 4:55 PM View: | Broadcom Inc. (AVGO) | 15-Mar-22 | Payment of Exercise | 12,765 | $592.76 | $7,566,580.00 | (14%) 89.94K to 77.18K | (5%) |
| 04-Mar-22 4:51 PM View: | Broadcom Inc. (AVGO) | 02-Mar-22 | Grant | 16,875 | -- | -- | 23% 73.02K to 89.89K | |
| 04-Mar-22 4:51 PM View: | Broadcom Inc. (AVGO) | 19-Jan-22 | Gift | 220 | -- | -- | (< 1%) 73.24K to 73.02K | |
| 27-Dec-21 4:03 PM View: | Broadcom Inc. (AVGO) | 22-Dec-21 | Market Sale | 2,000 | $645.53 | $1,291,070.00 | (3%) 75.02K to 73.02K | (3%) |
| 17-Dec-21 5:20 PM View: | Broadcom Inc. (AVGO) | 15-Dec-21 | Payment of Exercise | 3,585 | $639.86 | $2,293,900.00 | (5%) 78.6K to 75.02K | 3% |
| 14-Sep-21 5:13 PM View: | Broadcom Inc. (AVGO) | 10-Sep-21 | Market Sale | 3,000 | $500.83 | $1,502,490.00 | (4%) 81.6K to 78.6K | (14%) |
| 10-Sep-21 4:45 PM View: | Broadcom Inc. (AVGO) | 08-Sep-21 | Market Sale | 1,000 | $495.10 | $495,100.00 | (1%) 82.6K to 81.6K | (16%) |
| 07-Apr-21 5:42 PM View: | Broadcom Inc. (AVGO) | 05-Apr-21 | Grant | 17,940 | -- | -- | 28% 64.66K to 82.6K | |
| 30-Mar-21 4:50 PM View: | Broadcom Inc. (AVGO) | 26-Mar-21 | Market Sale | 1,890 | $469.29 | $886,949.00 | (3%) 66.55K to 64.66K | (23%) |
| 17-Mar-21 5:45 PM View: | Broadcom Inc. (AVGO) | 15-Mar-21 | Grant | 15,625 | -- | -- | 23% 66.72K to 82.35K | |
| 17-Mar-21 5:45 PM View: | Broadcom Inc. (AVGO) | 15-Mar-21 | Payment of Exercise | 15,799 | $470.77 | $7,437,700.00 | (19%) 82.35K to 66.55K | (24%) |
| 04-Mar-21 5:07 PM View: | Broadcom Inc. (AVGO) | 02-Mar-21 | Grant | 6,875 | -- | -- | 11% 59.78K to 66.66K | |
| 28-Dec-20 4:53 PM View: | Broadcom Inc. (AVGO) | 22-Dec-20 | Market Sale | 1,260 | $428.70 | $540,162.00 | (2%) 61.04K to 59.78K | (36%) |
| 17-Dec-20 5:06 PM View: | Broadcom Inc. (AVGO) | 15-Dec-20 | Payment of Exercise | 1,240 | $418.06 | $518,394.00 | (2%) 62.28K to 61.04K | (38%) |
| 02-Oct-20 4:49 PM View: | Broadcom Inc. (AVGO) | 30-Sep-20 | Market Sale | 2,636 | $370.01 | $975,346.00 | (4%) 64.92K to 62.28K | (56%) |
| 30-Sep-20 5:24 PM View: | Broadcom Inc. (AVGO) | 28-Sep-20 | Market Sale | 6,142 | $362.99 | $2,229,480.00 | (9%) 71.06K to 64.92K | (59%) |
| 11-Sep-20 5:19 PM View: | Broadcom Inc. (AVGO) | 10-Sep-20 | Market Sale | 4,778 | $364.22 | $1,740,240.00 | (6%) 75.84K to 71.06K | (57%) |
| 11-Sep-20 5:19 PM View: | Broadcom Inc. (AVGO) | 09-Sep-20 | Market Sale | 4,586 | $354.01 | $1,623,490.00 | (6%) 80.43K to 75.84K | (62%) |
| 13-Jul-20 4:51 PM View: | Broadcom Inc. (AVGO) | 09-Jul-20 | Market Sale | 5,000 | $322.51 | $1,612,550.00 | (6%) 85.43K to 80.43K | (77%) |
| 24-Jun-20 4:50 PM View: | Broadcom Inc. (AVGO) | 22-Jun-20 | Market Sale | 5,000 | $309.20 | $1,545,990.00 | (6%) 90.43K to 85.43K | (85%) |
| 11-Jun-20 4:40 PM View: | Broadcom Inc. (AVGO) | 10-Jun-20 | Market Sale | 6,000 | $317.32 | $1,903,910.00 | (6%) 96.43K to 90.43K | (78%) |
| 11-Jun-20 4:40 PM View: | Broadcom Inc. (AVGO) | 09-Jun-20 | Option Exercise | 20,000 | $71.86 | $1,437,200.00 | 19% 103.62K to 123.62K | |
| 11-Jun-20 4:40 PM View: | Broadcom Inc. (AVGO) | 09-Jun-20 | Market Option Sale | 7,192 | $318.28 | $2,289,090.00 | (6%) 123.62K to 116.43K | (78%) |
| 11-Jun-20 4:40 PM View: | Broadcom Inc. (AVGO) | 09-Jun-20 | Market Option Sale (Planned) | 12,808 | $312.00 | $3,996,100.00 | (11%) 116.43K to 103.62K | (81%) |
| 11-Jun-20 4:40 PM View: | Broadcom Inc. (AVGO) | 09-Jun-20 | Market Sale (Planned) | 7,192 | $312.00 | $2,243,900.00 | (7%) 103.62K to 96.43K | (81%) |
| 09-Apr-20 5:11 PM View: | Broadcom Inc. (AVGO) | 07-Apr-20 | Market Sale | 1,348 | $264.39 | $356,396.00 | (1%) 104.97K to 103.62K | (114%) |
| 18-Mar-20 8:23 PM View: | Broadcom Inc. (AVGO) | 17-Mar-20 | Payment of Exercise | 1,553 | $234.22 | $363,744.00 | (1%) 106.52K to 104.97K | |
| 18-Mar-20 8:23 PM View: | Broadcom Inc. (AVGO) | 16-Mar-20 | Payment of Exercise | 8,925 | $234.22 | $2,090,410.00 | (8%) 115.44K to 106.52K | |
| 17-Mar-20 5:28 PM View: | Broadcom Inc. (AVGO) | 15-Mar-20 | Grant | 3,125 | -- | -- | 3% 108.48K to 111.61K | |
| 17-Mar-20 5:28 PM View: | Broadcom Inc. (AVGO) | 15-Mar-20 | Option Exercise | 3,750 | -- | -- | 3% 111.61K to 115.36K | |
| 12-Mar-20 6:12 PM View: | Broadcom Inc. (AVGO) | 10-Mar-20 | Grant | 4,269 | -- | -- | 4% 104.21K to 108.48K | |
| 18-Dec-19 5:33 PM View: | Broadcom Inc. (AVGO) | 16-Dec-19 | Payment of Exercise | 1,612 | $315.42 | $508,457.00 | (2%) 105.83K to 104.21K | (75%) |
| 04-Apr-19 5:19 PM View: | Broadcom Inc. (AVGO) | 02-Apr-19 | Option Exercise | 10,000 | $71.86 | $718,600.00 | 9% 105.81K to 115.81K | |
| 04-Apr-19 5:19 PM View: | Broadcom Inc. (AVGO) | 02-Apr-19 | Market Option Sale | 10,000 | $304.51 | $3,045,070.00 | (9%) 115.81K to 105.81K | (78%) |
| 25-Mar-19 6:12 PM View: | Broadcom Inc. (AVGO) | 21-Mar-19 | Option Exercise | 10,000 | $71.86 | $718,600.00 | 9% 105.81K to 115.81K | |
| 25-Mar-19 6:12 PM View: | Broadcom Inc. (AVGO) | 21-Mar-19 | Market Option Sale | 10,000 | $295.05 | $2,950,450.00 | (9%) 115.81K to 105.81K | (83%) |
| 21-Mar-19 8:12 PM View: | Broadcom Inc. (AVGO) | 19-Mar-19 | Option Exercise | 9,330 | $53.31 | $497,370.00 | 9% 105.81K to 115.14K | |
| 21-Mar-19 8:12 PM View: | Broadcom Inc. (AVGO) | 19-Mar-19 | Market Option Sale | 9,330 | $295.92 | $2,760,980.00 | (8%) 115.14K to 105.81K | (84%) |