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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 20-Jun-19 4:05 PM View:  | Smart & Final Stores, Inc. (SFS) | 20-Jun-19 | Disposition | 217,017 | $6.50 | $1,410,610.00 | (100%) 217.02K to 0 | < 1% |
| 21-May-19 4:31 PM View: | Smart & Final Stores, Inc. (SFS) | 18-May-19 | Payment of Exercise | 8,861 | $6.52 | $57,773.70 | (4%) 225.88K to 217.02K | (< 1%) |
| 31-Jul-18 4:31 PM View: | Smart & Final Stores, Inc. (SFS) | 27-Jul-18 | Payment of Exercise | 707 | $5.95 | $4,206.65 | (< 1%) 226.59K to 225.88K | (11%) |
| 16-May-18 4:31 PM View: | Smart & Final Stores, Inc. (SFS) | 14-May-18 | Grant | 55,555 | -- | -- | 32% 171.03K to 226.59K | |
| 11-Apr-18 4:30 PM View: | Smart & Final Stores, Inc. (SFS) | 09-Apr-18 | Option Exercise | 35,930 | $2.52 | $90,543.60 | 27% 135.1K to 171.03K | |
| 09-Mar-18 4:30 PM View: | Smart & Final Stores, Inc. (SFS) | 08-Mar-18 | Option Exercise | 30,000 | $2.52 | $75,600.00 | 29% 105.1K to 135.1K | |
| 18-Jan-18 4:30 PM View: | Smart & Final Stores, Inc. (SFS) | 16-Jan-18 | Option Exercise | 36,560 | $2.09 | $76,410.40 | 35% 105.1K to 141.66K | |
| 18-Jan-18 4:30 PM View: | Smart & Final Stores, Inc. (SFS) | 16-Jan-18 | Market Option Sale (Planned) | 36,560 | $8.99 | $328,674.00 | (26%) 141.66K to 105.1K | 27% |
| 21-Dec-17 4:30 PM View: | Smart & Final Stores, Inc. (SFS) | 20-Dec-17 | Option Exercise | 36,560 | $2.09 | $76,410.40 | 35% 105.1K to 141.66K | |
| 21-Dec-17 4:30 PM View: | Smart & Final Stores, Inc. (SFS) | 20-Dec-17 | Market Option Sale (Planned) | 36,560 | $8.35 | $305,276.00 | (26%) 141.66K to 105.1K | 21% |
| 12-Dec-17 4:31 PM View: | Smart & Final Stores, Inc. (SFS) | 08-Dec-17 | Grant | 61,452 | -- | -- | 141% 43.65K to 105.1K | |
| 22-Nov-17 4:31 PM View: | Smart & Final Stores, Inc. (SFS) | 20-Nov-17 | Option Exercise | 54,840 | $2.09 | $114,616.00 | 126% 43.65K to 98.49K | |
| 22-Nov-17 4:31 PM View: | Smart & Final Stores, Inc. (SFS) | 20-Nov-17 | Market Option Sale (Planned) | 54,840 | $7.94 | $435,430.00 | (56%) 98.49K to 43.65K | 17% |
| 13-Jun-17 4:30 PM View: | Smart & Final Stores, Inc. (SFS) | 12-Jun-17 | Option Exercise | 21,000 | $2.09 | $43,890.00 | 48% 43.65K to 64.65K | |
| 13-Jun-17 4:30 PM View: | Smart & Final Stores, Inc. (SFS) | 12-Jun-17 | Market Option Sale (Planned) | 21,000 | $13.02 | $273,420.00 | (32%) 64.65K to 43.65K | 49% |
| 10-May-17 4:31 PM View: | Smart & Final Stores, Inc. (SFS) | 08-May-17 | Grant | 21,317 | -- | -- | 95% 22.33K to 43.65K | |
| 25-Apr-17 4:31 PM View: | Smart & Final Stores, Inc. (SFS) | 21-Apr-17 | Payment of Exercise | 2,002 | $12.35 | $24,724.70 | (8%) 24.33K to 22.33K | 47% |
| 03-Mar-17 4:32 PM View: | Smart & Final Stores, Inc. (SFS) | 01-Mar-17 | Option Exercise | 11,200 | $2.09 | $23,408.00 | 46% 24.33K to 35.53K | |
| 03-Mar-17 4:32 PM View: | Smart & Final Stores, Inc. (SFS) | 01-Mar-17 | Market Option Sale (Planned) | 11,200 | $14.03 | $157,136.00 | (32%) 35.53K to 24.33K | 53% |
| 03-Feb-17 4:30 PM View: | Smart & Final Stores, Inc. (SFS) | 01-Feb-17 | Option Exercise | 11,200 | $2.09 | $23,408.00 | 46% 24.33K to 35.53K | |
| 03-Feb-17 4:30 PM View: | Smart & Final Stores, Inc. (SFS) | 01-Feb-17 | Market Option Sale (Planned) | 11,200 | $14.24 | $159,488.00 | (32%) 35.53K to 24.33K | 54% |
| 05-Jan-17 4:32 PM View: | Smart & Final Stores, Inc. (SFS) | 03-Jan-17 | Option Exercise | 11,240 | $2.09 | $23,491.60 | 46% 24.33K to 35.57K | |
| 05-Jan-17 4:32 PM View: | Smart & Final Stores, Inc. (SFS) | 03-Jan-17 | Market Option Sale (Planned) | 11,240 | $14.11 | $158,596.00 | (32%) 35.57K to 24.33K | 53% |
| 05-Dec-16 4:30 PM View: | Smart & Final Stores, Inc. (SFS) | 02-Dec-16 | Option Exercise | 22,600 | $2.09 | $47,234.00 | 93% 24.33K to 46.93K | |
| 05-Dec-16 4:30 PM View: | Smart & Final Stores, Inc. (SFS) | 02-Dec-16 | Market Option Sale (Planned) | 22,600 | $13.19 | $298,094.00 | (48%) 46.93K to 24.33K | 50% |
| 05-Dec-16 4:30 PM View: | Smart & Final Stores, Inc. (SFS) | 01-Dec-16 | Option Exercise | 33,900 | $2.09 | $70,851.00 | 139% 24.33K to 58.23K | |
| 05-Dec-16 4:30 PM View: | Smart & Final Stores, Inc. (SFS) | 01-Dec-16 | Market Option Sale (Planned) | 33,900 | $13.39 | $453,921.00 | (58%) 58.23K to 24.33K | 51% |
| 29-Jul-16 4:36 PM View: | Smart & Final Stores, Inc. (SFS) | 27-Jul-16 | Payment of Exercise | 768 | $15.17 | $11,650.60 | (3%) 25.1K to 24.33K | 57% |
| 06-Jul-16 5:52 PM View: | Smart & Final Stores, Inc. (SFS) | 05-Jul-16 | Option Exercise | 1,916 | $2.09 | $4,004.44 | 8% 25.1K to 27.02K | |
| 06-Jul-16 5:52 PM View: | Smart & Final Stores, Inc. (SFS) | 05-Jul-16 | Market Option Sale (Planned) | 1,916 | $14.82 | $28,395.10 | (7%) 27.02K to 25.1K | 56% |
| 06-Jul-16 5:52 PM View: | Smart & Final Stores, Inc. (SFS) | 01-Jul-16 | Option Exercise | 23,084 | $2.09 | $48,245.60 | 92% 25.1K to 48.19K | |
| 06-Jul-16 5:52 PM View: | Smart & Final Stores, Inc. (SFS) | 01-Jul-16 | Market Option Sale (Planned) | 23,084 | $14.98 | $345,798.00 | (48%) 48.19K to 25.1K | 56% |
| 10-May-16 5:49 PM View: | Smart & Final Stores, Inc. (SFS) | 06-May-16 | Grant | 15,974 | -- | -- | 175% 9.13K to 25.1K | |
| 29-Jul-15 5:15 PM View: | Smart & Final Stores, Inc. (SFS) | 27-Jul-15 | Grant | 6,127 | -- | -- | 204% 3.0K to 9.13K | |
| 25-Sep-14 6:28 PM View: | Smart & Final Stores, Inc. (SFS) | 23-Sep-14 | Purchase | 3,000 | $12.00 | $36,000.00 | 100% 0 to 3.0K |