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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 25-Aug-23 4:19 PM View:  | Promis Neurosciences Inc. (PMN) | 23-Aug-23 | Grant | 53,192 | -- | -- | 2660% 2.0K to 55.19K | |
| 16-Dec-22 3:30 PM View: | Promis Neurosciences Inc. (PMN) | 14-Dec-22 | Private Purchase | 1,000 | $4.94 | $4,940.00 | 100% 1.0K to 2.0K | |
| 08-Dec-22 5:24 PM View: | Promis Neurosciences Inc. (PMN) | 06-Dec-22 | Market Purchase | 1,000 | $5.70 | $5,700.00 | 100% 0 to 1.0K | 3% |
| 18-May-22 8:35 PM View: | Durect Corp. (DRRX) | 18-May-22 | Purchase | 29,911 | $0.41 | $12,200.70 | 43% 70.09K to 100.0K | |
| 18-May-22 8:35 PM View: | Durect Corp. (DRRX) | 16-May-22 | Private Purchase | 25,300 | $0.39 | $9,811.34 | 56% 44.79K to 70.09K | |
| 13-May-22 9:07 PM View: | Durect Corp. (DRRX) | 13-May-22 | Purchase | 9,250 | $0.40 | $3,700.00 | 26% 35.54K to 44.79K | |
| 13-May-22 9:07 PM View: | Durect Corp. (DRRX) | 12-May-22 | Purchase | 1,500 | $0.39 | $585.00 | 4% 34.04K to 35.54K | |
| 13-May-22 9:07 PM View: | Durect Corp. (DRRX) | 11-May-22 | Private Purchase | 9,950 | $0.40 | $3,973.04 | 41% 24.09K to 34.04K | |
| 10-May-22 9:12 PM View: | Durect Corp. (DRRX) | 10-May-22 | Purchase | 4,250 | $0.40 | $1,678.75 | 24% 17.5K to 21.75K | |
| 12-May-22 8:32 PM View: | Durect Corp. (DRRX) | 10-May-22 | Private Purchase | 2,339 | $0.41 | $949.63 | 11% 21.75K to 24.09K | |
| 10-May-22 9:12 PM View: | Durect Corp. (DRRX) | 09-May-22 | Private Purchase | 17,500 | $0.39 | $6,905.50 | 100% 0 to 17.5K | |
| 09-Mar-22 7:10 PM View: | Zogenix, Inc. (ZGNX) | 07-Mar-22 | Disposition (change in control) | 16,606 | -- | -- | (100%) 16.61K to 0 | |
| 17-Mar-21 4:02 PM View: | Zogenix, Inc. (ZGNX) | 15-Mar-21 | Payment of Exercise | 1,864 | $20.70 | $38,584.80 | (11%) 16.64K to 14.78K | |
| 17-Mar-21 4:02 PM View: | Zogenix, Inc. (ZGNX) | 15-Mar-21 | Option Exercise | 5,156 | -- | -- | 45% 11.48K to 16.64K | |
| 29-Jun-20 9:54 PM View: | Zogenix, Inc. (ZGNX) | 25-Jun-20 | Payment of Exercise | 3,044 | -- | -- | (21%) 14.22K to 11.18K | |
| 29-Jun-20 9:54 PM View: | Zogenix, Inc. (ZGNX) | 25-Jun-20 | Option Exercise | 8,750 | -- | -- | 160% 5.47K to 14.22K | |
| 13-May-20 5:39 PM View: | Zogenix, Inc. (ZGNX) | 12-May-20 | Market Sale (Planned) | 2,573 | $28.21 | $72,584.30 | (34%) 7.62K to 5.05K | 25% |
| 17-Mar-20 7:24 PM View: | Zogenix, Inc. (ZGNX) | 15-Mar-20 | Payment of Exercise | 1,221 | $22.01 | $26,874.20 | (14%) 8.84K to 7.62K | 4% |
| 17-Mar-20 7:24 PM View: | Zogenix, Inc. (ZGNX) | 15-Mar-20 | Option Exercise | 3,657 | -- | -- | 71% 5.18K to 8.84K | |
| 23-Aug-19 4:09 PM View: | Zogenix, Inc. (ZGNX) | 22-Aug-19 | Market Sale (Planned) | 3,446 | $52.00 | $179,192.00 | (41%) 8.34K to 4.89K | 59% |
| 19-Mar-19 6:59 PM View: | Zogenix, Inc. (ZGNX) | 15-Mar-19 | Payment of Exercise | 488 | $51.88 | $25,317.40 | (6%) 8.82K to 8.34K | 59% |
| 19-Mar-19 6:59 PM View: | Zogenix, Inc. (ZGNX) | 15-Mar-19 | Option Exercise | 1,625 | -- | -- | 23% 7.2K to 8.82K | |
| 09-Oct-18 5:37 PM View: | Zogenix, Inc. (ZGNX) | 04-Oct-18 | Option Exercise | 6,961 | $13.96 | $97,175.60 | 97% 7.14K to 14.1K | |
| 09-Oct-18 5:37 PM View: | Zogenix, Inc. (ZGNX) | 04-Oct-18 | Market Option Sale | 6,961 | $43.23 | $300,928.00 | (49%) 14.1K to 7.14K | 51% |
| 05-Sep-18 4:14 PM View: | Zogenix, Inc. (ZGNX) | 04-Sep-18 | Option Exercise | 7,000 | $13.96 | $97,720.00 | 98% 7.14K to 14.14K | |
| 05-Sep-18 4:14 PM View: | Zogenix, Inc. (ZGNX) | 04-Sep-18 | Market Option Sale | 7,000 | $47.58 | $333,042.00 | (49%) 14.14K to 7.14K | 55% |
| 10-Aug-18 4:06 PM View: | Zogenix, Inc. (ZGNX) | 08-Aug-18 | Option Exercise | 7,000 | $13.96 | $97,720.00 | 98% 7.14K to 14.14K | |
| 10-Aug-18 4:06 PM View: | Zogenix, Inc. (ZGNX) | 08-Aug-18 | Market Option Sale | 7,000 | $52.62 | $368,313.00 | (49%) 14.14K to 7.14K | 60% |
| 13-Jun-18 8:57 PM View: | Zogenix, Inc. (ZGNX) | 12-Jun-18 | Option Exercise | 5,000 | $13.96 | $69,800.00 | 69% 7.26K to 12.26K | |
| 13-Jun-18 8:57 PM View: | Zogenix, Inc. (ZGNX) | 12-Jun-18 | Market Option Sale (Planned) | 5,000 | $45.00 | $225,000.00 | (41%) 12.26K to 7.26K | 53% |
| 13-Jun-18 8:57 PM View: | Zogenix, Inc. (ZGNX) | 12-Jun-18 | Market Sale (Planned) | 118 | $45.00 | $5,310.00 | (2%) 7.26K to 7.14K | 53% |
| 23-Apr-15 4:48 PM View: | Marinus Pharmaceuticals, Inc. (MRNS) | 21-Apr-15 | Option Exercise | 30,000 | $1.04 | $31,200.00 | 100% 0 to 30.0K | |
| 23-Apr-15 4:48 PM View: | Marinus Pharmaceuticals, Inc. (MRNS) | 21-Apr-15 | Market Option Sale | 30,000 | $9.48 | $284,511.00 | (100%) 30.0K to 0 | 69% |