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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 10-Dec-18 5:00 PM View:  | Bookham Inc. (OCLR) | 10-Dec-18 | Disposition | 347,659 | -- | -- | (100%) 347.66K to 0 | |
| 10-Dec-18 5:00 PM View: | Bookham Inc. (OCLR) | 06-Dec-18 | Grant | 60,000 | -- | -- | 16% 363.89K to 423.89K | |
| 10-Dec-18 5:00 PM View: | Bookham Inc. (OCLR) | 06-Dec-18 | Payment of Exercise | 76,230 | $8.44 | $643,381.00 | (18%) 423.89K to 347.66K | 2% |
| 13-Nov-18 7:05 PM View: | Bookham Inc. (OCLR) | 10-Nov-18 | Payment of Exercise | 3,891 | $8.43 | $32,801.10 | (1%) 367.78K to 363.89K | 2% |
| 14-Aug-18 7:05 PM View: | Bookham Inc. (OCLR) | 10-Aug-18 | Payment of Exercise | 12,678 | $9.04 | $114,609.00 | (3%) 380.46K to 367.78K | 9% |
| 03-Aug-18 7:05 PM View: | Bookham Inc. (OCLR) | 01-Aug-18 | Grant | 20,000 | -- | -- | 6% 360.46K to 380.46K | |
| 14-May-18 7:45 PM View: | Bookham Inc. (OCLR) | 10-May-18 | Payment of Exercise | 9,218 | $8.58 | $79,090.40 | (2%) 369.68K to 360.46K | 4% |
| 13-Feb-18 7:33 PM View: | Bookham Inc. (OCLR) | 10-Feb-18 | Payment of Exercise | 9,372 | $6.41 | $60,074.50 | (2%) 379.05K to 369.68K | (29%) |
| 14-Nov-17 7:05 PM View: | Bookham Inc. (OCLR) | 10-Nov-17 | Payment of Exercise | 10,019 | $6.22 | $62,318.20 | (3%) 389.07K to 379.05K | (33%) |
| 14-Aug-17 7:23 PM View: | Bookham Inc. (OCLR) | 10-Aug-17 | Grant | 40,000 | -- | -- | 11% 368.95K to 408.95K | |
| 14-Aug-17 7:23 PM View: | Bookham Inc. (OCLR) | 10-Aug-17 | Payment of Exercise | 19,885 | $8.32 | $165,443.00 | (5%) 408.95K to 389.07K | < 1% |
| 07-Aug-17 8:23 PM View: | Bookham Inc. (OCLR) | 25-Jul-17 | Grant | 70,000 | -- | -- | 23% 298.95K to 368.95K | |
| 12-May-17 7:14 PM View: | Bookham Inc. (OCLR) | 10-May-17 | Payment of Exercise | 6,729 | $8.94 | $60,157.30 | (2%) 305.68K to 298.95K | 8% |
| 14-Feb-17 7:50 PM View: | Bookham Inc. (OCLR) | 10-Feb-17 | Payment of Exercise | 9,699 | $9.49 | $92,043.50 | (3%) 315.38K to 305.68K | 13% |
| 14-Nov-16 7:16 PM View: | Bookham Inc. (OCLR) | 10-Nov-16 | Payment of Exercise | 7,281 | $8.01 | $58,320.80 | (2%) 322.66K to 315.38K | (3%) |
| 12-Aug-16 9:18 PM View: | Bookham Inc. (OCLR) | 10-Aug-16 | Grant | 70,000 | -- | -- | 26% 272.58K to 342.58K | |
| 12-Aug-16 9:18 PM View: | Bookham Inc. (OCLR) | 10-Aug-16 | Payment of Exercise | 19,923 | $6.22 | $123,921.00 | (6%) 342.58K to 322.66K | (33%) |
| 03-Aug-16 8:40 PM View: | Bookham Inc. (OCLR) | 26-Jul-16 | Market Sale (Planned) | 19,506 | $6.00 | $117,036.00 | (9%) 222.09K to 202.58K | (38%) |
| 12-May-16 7:08 PM View: | Bookham Inc. (OCLR) | 10-May-16 | Payment of Exercise | 2,349 | -- | -- | (1%) 224.44K to 222.09K | |
| 12-Feb-16 10:00 PM View: | Bookham Inc. (OCLR) | 10-Feb-16 | Grant | 6,500 | -- | -- | 3% 220.68K to 227.18K | |
| 12-Nov-15 1:36 PM View: | Bookham Inc. (OCLR) | 10-Nov-15 | Payment of Exercise | 2,349 | $3.41 | $8,010.09 | (1%) 223.03K to 220.68K | (142%) |
| 12-Aug-16 9:18 PM View: | Bookham Inc. (OCLR) | 29-Oct-15 | Grant | 70,000 | -- | -- | 35% 202.58K to 272.58K | |
| 12-Aug-15 7:14 PM View: | Bookham Inc. (OCLR) | 11-Aug-15 | Payment of Exercise | 46,975 | $2.70 | $126,832.00 | (17%) 270.0K to 223.03K | (206%) |
| 12-Aug-15 7:14 PM View: | Bookham Inc. (OCLR) | 10-Aug-15 | Grant | 70,000 | -- | -- | 35% 200.0K to 270.0K | |
| 13-Aug-14 8:03 PM View: | Bookham Inc. (OCLR) | 11-Aug-14 | Grant | 200,000 | -- | -- | 100% 0 to 200.0K |